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OCC Bulletin
January 12, 2001
Consumer Protections for Depository Institutions Sales of Insurance Final rules establishing consumer protections for depository institution sales of insurance, implement Section 305 of the Gramm-Leach-Bliley Act and apply to retail sales practices, solicitations, advertising, or offers of any insurance product... mark for My Articles similar articles
OCC Bulletin
January 27, 2006
Bank Secrecy Act/Anti-Money Laundering The attached document provides a joint statement on sharing suspicious activity reports with controlling companies. mark for My Articles similar articles
OCC Bulletin
April 25, 2005
Bank Secrecy Act/Anti-Money Laundering Joint statement on providing banking services to money services businesses. mark for My Articles similar articles
OCC Bulletin
May 29, 2003
Application of Recent Corporate Governance Initiatives to Non-Public Banking Organizations A response to questions the agencies have received concerning whether they intend to require banking organizations to comply with the provisions of the Sarbanes-Oxley Act or the proposed NYSE and NASDAQ listing standards if the banking organizations are not public companies or otherwise subject to the provisions through other laws. mark for My Articles similar articles
OCC Bulletin
May 6, 2005
Bank Secrecy Act/Anti-Money Laundering Interagency interpretive guidance on providing banking services to money services businesses operating in the United States. mark for My Articles similar articles
OCC Bulletin
April 23, 2002
Parallel-Owned Banking Organizations This statement discusses the characteristics of parallel-owned banking organizations, reviews potential risks associated with these banking organizations, and provides information on supervisory issues... mark for My Articles similar articles
OCC Bulletin
October 29, 2003
Proposed Revisions to Risk-Based Capital Regulations Implementing the New Basel Capital Accord The U.S. banking agencies are currently seeking comment on a proposed framework for implementing the New Basel Capital Accord in the United States through an advance notice of proposed rulemaking. mark for My Articles similar articles
OCC Bulletin
June 20, 2000
Privacy of Consumer Financial Information Privacy provisions of the Gramm-Leach-Bliley Act generally restrict the ability of financial institutions to transfer nonpublic personal information about consumers to nonaffiliated third parties... mark for My Articles similar articles
OCC Bulletin
August 27, 2003
Proposed Guidance and Notice of Information Collection Interagency guidance on response programs for unauthorized access to customer information and customer notice mark for My Articles similar articles
OCC Bulletin
September 14, 2001
Risk-Based Capital The attached joint statement addresses the agencies' supervisory approach to possible temporary balance sheet growth due to potential unusual market responses in the aftermath of the events of September 11. mark for My Articles similar articles
OCC Bulletin
October 5, 1999
Risk-Based Capital A joint statement addresses the agencies' supervisory approach to possible temporary balance sheet growth due to potential unusual market responses around the century date change... mark for My Articles similar articles
OCC Bulletin
June 16, 2004
Emory W. Rushton
Certain Foreign Accounts Interagency Advisory: Guidance on accepting accounts from foreign governments, foreign embassies and foreign political figures. mark for My Articles similar articles
OCC Bulletin
October 20, 2003
Bank Secrecy Act Examination Procedures The examination procedures allow examiners to tailor the examination scope according to the reliability of the bank's compliance management system and the level of risk assumed by the institution. mark for My Articles similar articles
OCC Bulletin
September 28, 1999
Risk-Based Capital: Joint Statement As part of their efforts to foster readiness for year 2000, the Federal banking agencies have issued guidance to banking organizations calling for the development of contingency plans to address funding, liquidity, and other issues. mark for My Articles similar articles
OCC Bulletin
July 8, 2004
Emory W. Rushton
Overdraft Protection Programs The proposed guidance is intended to assist insured depository institutions in the responsible disclosure and administration of overdraft protection services. mark for My Articles similar articles
OCC Bulletin
January 23, 2001
Risk-Based Capital On January 16, 2001, the Basel Committee on Banking Supervision published a set of three documents that initiates a second round of consultation with the industry to develop proposals to revise the 1988 Capital Accord... mark for My Articles similar articles
OCC Bulletin
December 6, 2000
Risk-Based Capital The Agencies are proposing to modify the risk-based capital treatment on claims against certain securities firms. The proposal would reduce the risk weight on claims on, or guaranteed by, qualifying securities firms to 20 percent from 100 percent... mark for My Articles similar articles
OCC Bulletin
August 12, 2002
International Banking Activities Capital Equivalency Deposits A new rule amends the OCC's regulation regarding the capital equivalency deposits (CED) that foreign banks with federal branches or agencies must establish and maintain. mark for My Articles similar articles
OCC Bulletin
July 30, 2001
Community Reinvestment Act 2001 Interagency Questions and Answers -- a comprehensive interpretation of the Community Reinvestment Act (CRA) regulations... mark for My Articles similar articles
OCC Bulletin
April 28, 2005
Bank Secrecy Act/Anti-Money Laundering Frequently Asked Questions: Final Customer Identification Program Rule mark for My Articles similar articles
OCC Bulletin
June 15, 2006
Disaster Planning This bulletin transmits the booklet, "Lessons Learned From Hurricane Katrina: Preparing Your Institution for a Catastrophic Event," developed by the Federal Financial Institutions Examinations Council member agencies. mark for My Articles similar articles
OCC Bulletin
December 4, 2002
Accrued Interest Receivable This clarifies the appropriate accounting treatment for banking organizations that securitize credit card receivables and record an asset commonly referred to as an Accrued Interest Receivable. mark for My Articles similar articles
OCC Bulletin
October 14, 2005
Real Estate Appraisal Exemptions in Major Disaster Areas The exceptions are available for transactions that involve real property in major disaster areas when the exceptions would facilitate recovery from the disaster. mark for My Articles similar articles
OCC Bulletin
October 4, 2006
Home Equity Lending: Addendum to OCC Bulletin 2005-22 The addendum provides guidance addressing the timing and content of communications with consumers obtaining open- end home equity lines of credit that contain an interest-only feature. mark for My Articles similar articles
OCC Bulletin
February 20, 2001
Bank Secrecy Act/Anti-Money-Laundering The attached guidance was issued to help U.S. financial institutions avoid transactions that may involve the proceeds of foreign official corruption. mark for My Articles similar articles
OCC Bulletin
May 10, 2005
Interagency Advisory on the Unsafe and Unsound Use of Limitation of Liability Provisions and Certain Alternative Dispute Resolution Provisions in External Audit Engagement Letters The advisory alerts financial institutions to the safety and soundness implications of provisions that limit the external auditor's liability in a financial statement audit. mark for My Articles similar articles
OCC Bulletin
December 26, 2000
Statement on Appraisal Standards for Federally Related Transactions An institution's internal controls must promote compliance with the OCC's appraisal regulation, the guidelines, and industry appraisal standards and ensure that the institution engages competent and ethical appraisers... mark for My Articles similar articles
OCC Bulletin
February 28, 2005
Interagency Advisory The advisory reminds financial institutions of the confidential nature of an institution's report of examination, which includes the CAMELS or other supervisory rating, as well as other nonpublic supervisory information. mark for My Articles similar articles
OCC Bulletin
February 3, 2006
Emory W. Rushton
Hurricane Katrina: Guidance to Examiners This issuance transmits guidance regarding supervisory practices to be followed in assessing the financial condition of financial institutions directly affected by Hurricane Katrina. mark for My Articles similar articles
OCC Bulletin
June 5, 2003
International Activities of National Banks; U.S. Activities of Federal Branches and Agencies of Foreign Banks Notice of proposed rule making rules, policies, and procedures for corporate activities; international banking activities mark for My Articles similar articles
OCC Bulletin
October 6, 2005
Electronic Filing and Disclosure of Beneficial Ownership Reports This final rule, which applies to national banks that register their securities with the Office of the Comptroller of the Currency, amends the OCC's rules governing application of Securities Exchange Act disclosure rules to national banks (12 CFR 11). mark for My Articles similar articles
OCC Bulletin
January 5, 2004
Banks/Thrifts Providing Financial Support to Funds Advised by the Banking Organization or its Affiliates The purpose of the guidance is to alert banking organizations and examiners of the safety and soundness implications of, and the legal impediments to, a bank providing financial support to investment funds advised by the bank, its subsidiaries or affiliates. mark for My Articles similar articles
OCC Bulletin
December 6, 2005
One-Year Post-Employment Restrictions for Senior Examiners This final rule implements new post-employment restrictions for Comptroller of the Currency senior examiners of national banks. mark for My Articles similar articles
OCC Bulletin Fair Credit Reporting Medical Information Regulations Section 411 of the Fair and Accurate Credit Transactions Act prohibits creditors from obtaining or using medical information pertaining to a consumer in connection with any determination of the consumer's eligibility, or continued eligibility, for credit. mark for My Articles similar articles
OCC Bulletin
April 13, 2005
Interagency Guidance for Determination of Risk- Based Capital for Unrated Direct Credit Substitutes Extended to Asset-Backed Commercial Paper Programs The provisions included in this policy statement are effective immediately. mark for My Articles similar articles
OCC Bulletin
February 9, 2006
Interagency Advisory on the Unsafe and Unsound Use of Limitation of Liability Provisions in External Audit Engagement Letters Final Advisory: Financial institutions should be on the alert not to enter into external audit arrangements that include certain provisions that the agencies deem to be unsafe and unsound. mark for My Articles similar articles
OCC Bulletin
January 8, 2004
Bank Secrecy Act/Anti-Money Laundering Frequently Asked Questions: Final Customer Identification mark for My Articles similar articles
OCC Bulletin
September 3, 2003
Removal, Suspension, and Debarment of Accountants from Performing Annual Audit Services The attached final rule, published in the Federal Register on August 13, 2003, concerns the removal, suspension, and debarment of accountants from performing annual audit and attestation services. mark for My Articles similar articles
OCC Bulletin
March 26, 2001
Loans Held for Sale This issuance covers the accounting and reporting treatment for certain loans that are sold directly from the loan portfolio or transferred to a held-for-sale account... mark for My Articles similar articles
OCC Bulletin
May 23, 2002
Implicit Recourse in Asset Securitization The purpose of this guidance is to assist both bankers and examiners in assessing what types of post-sale actions may, or may not, constitute implicit recourse... mark for My Articles similar articles
OCC Bulletin
December 20, 2006
Revisions to 12 CFR 215 The Federal Reserve System has published amendments to 12 CFR 215 (Regulation O) in the Federal Register, removing certain reporting requirements regarding extensions of credit to bank insiders. mark for My Articles similar articles
OCC Bulletin
May 19, 2004
Complex Structured Finance Transaction Notice of joint statement with request for public comment on the attached interagency statement concerning the complex structured finance activities of financial institutions. mark for My Articles similar articles
OCC Bulletin
August 30, 2005
Examiner Ethics The attached proposed rule, issued jointly with the other federal banking agencies, concerns new post-employment restrictions for senior examiners of national banks. mark for My Articles similar articles
OCC Bulletin
May 9, 2006
Revised Interagency Statement Open for Comment The attached interagency statement describes revised sound practices for managing complex structured finance activities that may pose heightened legal or reputational risks to financial institutions. mark for My Articles similar articles
OCC Bulletin
October 14, 1999
Management Official Interlocks A new final rule raises the asset threshold for prohibiting interlocks between two financial institutions regardless of their location... mark for My Articles similar articles
OCC Bulletin
November 3, 2000
Risk-Based Capital--Simplified Framework for Non-Complex Institutions Currently, banks and thrifts are required to maintain minimum levels of risk-based capital under a framework established by the 1988 Capital Accord. The Agencies believe that the size, complexity, and risk profile of many banking institutions may warrant the application of a simplified capital framework. mark for My Articles similar articles
OCC Bulletin
March 11, 2002
Country Risk A recently issued statement describes the elements of an effective country risk management process. These principles will guide examiners when they evaluate the management of country risk in internationally active banks... mark for My Articles similar articles
OCC Bulletin
December 12, 2001
Privacy of Consumer Financial Information The OCC has prepared a "Small Bank Compliance Guide" to help community banks comply with the rule implementing the privacy provisions of the Gramm-Leach-Bliley Act... mark for My Articles similar articles
OCC Bulletin
October 4, 2006
Nontraditional Mortgage Products: Proposed illustrations of consumer information and request for comments. mark for My Articles similar articles
OCC Bulletin
March 17, 2003
Interagency Policy Statement on Internal Audit and Internal Audit Outsourcing Revised guidance on internal audit and its outsourcing mark for My Articles similar articles