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On Wall Street
October 1, 2012
Merrill Hires Lee Miller, Andrew Pleat and Mark Kean from UBS Morgan Stanley nabbed nine new advisors... Leaving Morgan Stanley, Jeff Smith joins Janney Montgomery Scott... Stifel Nicolaus has opened a new private client office in Madison, Ct... mark for My Articles similar articles
On Wall Street
April 1, 2010
Who's News People: David S. Lynn joins Morgan Stanley Smith Barney... UBS Private Wealth Management promotes Frank Minerva to COO... Philip Fett joins JPMorgan Chase... more... mark for My Articles similar articles
On Wall Street
November 1, 2012
Who's News: Michael Maghini Moves to Bank of America Hirings this month include Michael Maghini moving to Bank of America Merrill Lynch from Morgan Stanley; Mark Rabbe to RBC from UBS; Al Weaver and John Worcester to Ameriprise from Morgan Stanley. mark for My Articles similar articles
On Wall Street
July 1, 2012
Who's News Morgan Stanley Smith Barney hired the Seminara Group... Janney Montgomery Scott hired Thomas Graham ... RBC Wealth Management hired Don C. Reynolds II... mark for My Articles similar articles
On Wall Street
August 1, 2011
Who's News Bank of America Merrill Lynch hired Morgan Stanley Smith Barney advisor David Massey... HighTower Advisors has hired a three-member MSSB team... UBS Wealth Management Americas has hired MSSB executive Jon Mallon... etc. mark for My Articles similar articles
On Wall Street
February 1, 2012
Who's News New hires for Merrill Lynch Wealth Management, Morgan Stanley Smith Barney, UBS Wealth Management, and Raymond James. mark for My Articles similar articles
On Wall Street
December 1, 2011
Who's News Morgan Stanley Smith Barney hired three advisors from UBS Financial Services... Bank of America Merrill Lynch hired Morgan Stanley Smith Barney advisors Raymond Stacy and Christopher Pieper... Wells Fargo Advisors hired advisor Zoran Vaz... mark for My Articles similar articles
On Wall Street
March 1, 2012
Who's News UBS Wealth Management Americas has hired six financial advisors... Morgan Stanley Smith Barney hired Merrill Lynch advisors Philip Ressa and Justin Cho... Barclays Wealth has hired eight financial advisors... mark for My Articles similar articles
On Wall Street
April 1, 2012
Who's News Wells Fargo promoted Dean Junkans to the new role of chief investment officer... Raymond James hired two advisor teams from Merrill Lynch... Janney Montgomery Scott promoted Steven Rivera to satellite branch manager... more... mark for My Articles similar articles
On Wall Street
October 1, 2011
Who's News Bank of America Merrill Lynch hired Wells Fargo advisor Adam Gurien... Morgan Stanley Smith Barney has hired a team of Wells Fargo Advisors...Raymond James & Associates hires three advisors in Hingham, Mass... more... mark for My Articles similar articles
Wall Street & Technology
May 21, 2007
Greg MacSweeney
20 Year Wall Street Data Veteran Roseann Palmieri Joins Merrill Lynch Palmieri's career -- including 10 years at Morgan Stanley, six years at Deutsche Bank and, most recently, four years at Bank of America Securities -- has touched almost every part of the data management business. mark for My Articles similar articles
On Wall Street
August 1, 2012
Who's News: Recent Hirings Stifel Nicolaus has hired Richard Ward in Irvine, Calif... Wells Fargo Advisors nabbed five new advisors with $849 million in client assets... Raymond James' employee broker-dealer arm, Raymond James & Associates, has hired Tom Ford and Jeff Jones in Peoria, Ill., from Morgan Stanley Smith Barney... mark for My Articles similar articles
On Wall Street
May 1, 2012
Who's News UBS Wealth Management Americas has hired four financial advisor teams... Ameriprise Financial has hired Charles Hart... Barclays has hired John Houlihan as a director and regional manager... mark for My Articles similar articles
On Wall Street
May 1, 2010
Who's News New hires in the financial advisor arena. mark for My Articles similar articles
On Wall Street
December 1, 2012
Who's News: Morgan Stanley Hires Leon Ciobataru, Luiz Boruchowski and Cheryl Young Morgan Stanley adds advisors, Baird has hired away industry veteran Karen Heintz from UBS, and four advisors from Merrill Lynch have moved to RBC. mark for My Articles similar articles
On Wall Street
May 1, 2011
Who's News News from UBS Wealth Management, Stifel Nicolaus, and Raymond James. mark for My Articles similar articles
On Wall Street
July 1, 2011
Who's News UBS Wealth Management Americas hired a two-member Bank of America Merrill Lynch team... HighTower Advisors hired a three-member Morgan Stanley Smith Barney team... etc. mark for My Articles similar articles
On Wall Street
March 1, 2010
Who's News Merrill Lynch hires father-and-son team... Morgan Stanley recruits Carlos Van Maanen and Carlos Stolk... Emerson Knowles and Joseph Spicer leave Morgan STanley to join Merrill Lynch... RBC Wealth Management hires John Menefee and Tom Meagher... etc. mark for My Articles similar articles
Registered Rep.
May 1, 2005
Will Leitch
So They've Got That Going for Them...Which Is Nice For all the problems it's been having in the last several months, Morgan Stanley can hang its hat on this good news: It is now the largest securities firm in the country. mark for My Articles similar articles
Registered Rep.
March 30, 2006
Kristen French
Gorman Unrestrained Morgan Stanley retail chief James Gorman was freed by a New York State judge of the temporary restraining order that prevented him from raiding Merrill Lynch's brokerage ranks. mark for My Articles similar articles
Registered Rep.
February 19, 2010
Jerry Gleeson
Merrill Hires Executive from MSSB A senior executive at Morgan Stanley Smith Barney has jumped ship for Merrill Lynch. Jimmy Tighe, former New York City regional director for Morgan has been hired by Merrill as managing director and business & resource integration executive at Merrill Lynch Wealth Management. mark for My Articles similar articles
BusinessWeek
September 2, 2010
Moore & Mildenberg
In the Battle of the Big Brokers, Merrill Is Winning Merrill Lynch earns higher profits with fewer advisers, thanks to a smooth integration with Bank of America and more cross-selling. mark for My Articles similar articles
Registered Rep.
April 1, 2008
Halah Touryalai
Comings & Goings People: Wilkes Thomas Martin III... Thomas J. Sanzone... Erik Feldman... Steve Genyk... Andrew Kalbaugh... mark for My Articles similar articles
Registered Rep.
March 1, 2007
Comings & Goings President and CEO of Janney Montgomery Scott, James Wolitarsky, will retire... UBS appointed Michael Roberts managing director and head of UBS Trust Services... Morgan Stanley hired 10 investment professionals... etc. mark for My Articles similar articles
On Wall Street
September 1, 2008
Who's News Staffing announcements from wirehouses, regionals and private banks. mark for My Articles similar articles
On Wall Street
January 1, 2009
Who's News Staffing announcements from wirehouses, regionals and private banks from the January 2009 issue. mark for My Articles similar articles
On Wall Street
April 1, 2011
Who's News People: Morgan Stanley Smith Barney recruited the following advisors from Merrill Lynch: Joseph Viviani... Robert DiGregorio... Rosalie Schlaen... Izhar Shefer... David Cohen... Sam Pyle... Shauywn Smith... Keith Kline... more... mark for My Articles similar articles
On Wall Street
January 1, 2013
Who's News: UBS Snags Anning Group from Merrill Hirings this month include UBS luring Robert Anning, Sr., John Anning and Tollie Chavis from Merrill; and Baron C. Becker moving from Morgan Stanley to Baird. mark for My Articles similar articles
Registered Rep.
March 23, 2006
Kristen French
Merrill To Gorman: Quit Poaching Our Reps And BOMs Is James Gorman, the new head of retail at Morgan Stanley, brazenly poaching employees from his old firm, Merrill Lynch? A judge apparently thinks so. mark for My Articles similar articles
On Wall Street
September 1, 2011
Who's News UBS Wealth Management Americas, Benjamin F. Edwards & Co., Wells Fargo, and Bank of America Merrill Lynch announce personnel news. mark for My Articles similar articles
On Wall Street
November 1, 2010
Who's News Recent hires in banking and financial services. mark for My Articles similar articles
Registered Rep.
June 1, 2009
David Geracioti
Can You Say, "Morgan Stanley Smith Barney?" The Joint Venture Launches Today The deal merging Citi's brokerage (Smith Barney) with Morgan Stanley's Global Wealth Management Group is closed -- ahead of schedule. mark for My Articles similar articles
Registered Rep.
March 1, 2005
Comings & Goings Morgan Stanley made several key additions last month... A top producer, Bryan Strachan, left Merrill Lynch to join Smith Barney in its Boston office... On the wholesaling front, Paul Schieber was promoted to director of internal wholesaling at... etc. mark for My Articles similar articles
Registered Rep.
June 5, 2012
Diana Britton
A Regional Resurgence After years of being considered acquisition targets, regional broker/dealers may be making a comeback. mark for My Articles similar articles
On Wall Street
December 1, 2008
Who's News Staffing announcements from wirehouses and regionals from the December 2008 issue. mark for My Articles similar articles
Registered Rep.
August 1, 2004
Comings & Goings Sam Vetas, one of Morgan Stanley's top producers has moved... Joe Biondo Sr. recently went independent from Smith Barney... Former Registered Rep. columnist Harry Pappas has switched firms... etc. mark for My Articles similar articles
Registered Rep.
August 26, 2010
John Aidan Byrne
Neck And Neck, Morgan and Merrill On Hiring Sprees Both firms say they plan to add net financial advisors in 2010, adding to stated plans to sign up 2,000 trainees each this year. mark for My Articles similar articles
Registered Rep.
December 1, 2002
Ross Tucker
Happy Holidays! You're Fired. The ax will fall at year's end for some 700 of 13,500 Morgan Stanley brokers. Some branches will be closed entirely. mark for My Articles similar articles
On Wall Street
November 1, 2008
Who's News Staffing announcements from wirehouses and regionals from the November 2008 issue. mark for My Articles similar articles
On Wall Street
June 1, 2012
Who's News Morgan Stanley hired three new advisor teams... RBC Wealth Management has hired three wirehouse advisors in Illinois... Edward Jones has hired Emmy-award winning reporter/anchor Marc Cox... mark for My Articles similar articles
Registered Rep.
May 31, 2013
Megan Leonhardt
Sizing Up the Street In the latest earnings cycle, here's how the wirehouses stacked up. mark for My Articles similar articles
On Wall Street
February 1, 2010
Frances A. McMorris
When Firms Collide: Is Culture Clash Inevitable? Merged companies have been integrated and new executives have taken up their posts, but everyone is still trying to adjust. mark for My Articles similar articles
Registered Rep.
October 1, 2010
John Aidan Byrne
Who Will be Number One Among the Wirehouses? A good old-fashioned Wall Street fight for retail assets -- and a fierce tussle over which firm can call itself the Number One retail wealth management firm on Wall Street -- is brewing. mark for My Articles similar articles
Registered Rep.
April 17, 2009
Halah Touryalai
Smith Barney Losing Advisors, Client Assets But while Smith Barney is losing reps, it also appears to be recruiting heavily. mark for My Articles similar articles
Registered Rep.
January 9, 2008
Halah Touryalai
Smith Barney Snags Three Advisors From Rivals Smith Barney has started off the new year right with a recruiting victory. The firm recently hired three Merrill Lynch reps and one UBS advisor. mark for My Articles similar articles
Registered Rep.
February 1, 2005
By the Numbers Top 10 Broker/Dealers, by Advisor Headcount: Merrill Lynch... Wachovia... Smith Barney... Morgan Stanley... etc. mark for My Articles similar articles
Registered Rep.
October 1, 2004
Comings & Goings UBS hired away one of Merrill Lynch's largest producers in Arizona, Kenneth Fruehauf... Merrill Lynch has done some hiring of its own. Clark Durham... ING Financial Partners has notched Eric Rubin as its... etc. mark for My Articles similar articles
On Wall Street
August 1, 2010
Who's News UBS Wealth Management Americas announces several new hires... Wells Fargo hires Stephen Zahka from Merrill Lynch and Jeremiah McNamara from Morgan Stanley Smith Barney... mark for My Articles similar articles
Registered Rep.
April 21, 2010
Jerry Gleeson
Morgan Stanley Profits Rise, Advisor Count Flat Morgan Stanley on Wednesday reported higher-than-expected revenues and profits in the first quarter, lifted by its acquisition last spring of Smith Barney and by higher fixed income. mark for My Articles similar articles
Registered Rep.
April 15, 2011
Kristen French
Merrill Earnings Strongest Since Bank of America Takeover Bank of America's Global Wealth and Investment Management division, which includes Merrill Lynch, reported its highest earnings since Bank of America's takeover of Merrill in late 2008, as asset management and brokerage fees rose. mark for My Articles similar articles