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Registered Rep. July 19, 2011 Jerry Gleeson |
TD Ameritrade Reports Lower Profit, but, at RIA Unit, Breakaway Recruitment Is Up Profits and revenues fell at TD Ameritrade Holding Corp. last quarter as trading waned at the discount brokerage, but Chief Executive Fred Tomczyk said TDA Institutional has brought on 260 breakaway brokers over the past three quarters  |
Registered Rep. April 17, 2012 Jerry Gleeson |
TD Ameritrade Recruitment of Breakaways Up 10% The number of breakaway brokers joining TD Ameritrade in its fiscal second quarter continued at the double-digit pace set in 2011.  |
Registered Rep. October 25, 2011 Jerry Gleeson |
Bigger 4Q Assets, Profits at TD Ameritrade TD Ameritrade Holding Corp. continued to grab client assets in its fourth quarter ending Sept. 30, the company said today, and quarterly trading revenue rose sharply.  |
Investment Advisor March 2009 James J. Green |
Catching Up With... Catching Up With Tom Bradley  |
Registered Rep. October 15, 2010 Jerry Gleeson |
Fewer, But Bigger Breakaway Brokers Joining RIAs With markets stabilizing and bank-brokerage merger integrations progressing, fewer brokers are fleeing the big Wall Street wirehouse firms for the RIAs and independent b/ds in 2010.  |
Registered Rep. February 23, 2010 Halah Touryalai |
Clients, The New Breakaways First, there was the breakaway broker phenomenon; now, it seems, we have a growing vogue of breakaway clients -- former wirehouse investors who ditch their old advisors for new ones at independent RIAs or broker/dealers.  |
Investment Advisor October 2009 James J. Green |
More on Migration Cerulli Associates estimates that $800 billion will be moving as advisors change firms.  |
Investment Advisor September 2009 Melanie Waddell |
Not So Fast Cerulli Associates data suggests there may be fewer wirehouse brokers breaking away.  |
Registered Rep. October 15, 2009 Christina Mucciolo |
Schwab Q3 Earning Down, But the Race For RIA Assets Is Hot Charles Schwab reported a 34 percent drop in its third quarter earnings, the firm's third consecutive quarter of slowing earnings this year.  |
The Motley Fool January 20, 2010 Rick Aristotle Munarriz |
Discount Brokers on Parade TD AMERITRADE hits even when it misses.  |
Registered Rep. April 1, 2007 John Churchill |
Can Schwab's RIA Empire be Toppled? Last year the online-broker-turned-advice-provider extended an already massive lead over rivals Fidelity and TD Ameritrade in RIA asset gathering. Is there no challenger to Schwab's throne?  |
Financial Planning May 1, 2007 Elizabeth O'brien |
Snagging Breakaways Schwab Institutional and Cambridge Investment Research have joined forces to attract financial advisors turning independent. But just how big is the prize?  |
Investment Advisor March 2010 James J. Green |
TD Ameritrade Stands Tall Record attendance was reported at the custodian's 14th annual national conference.  |
Registered Rep. July 29, 2013 Diana Britton |
No Man Is an Island Independent broker/dealers are dressing up their offerings to attract and retain advisors tempted to start their own RIAs.  |
Registered Rep. June 28, 2013 Diana Britton |
60 seconds with Scott Collins We asked the Director of Advisor Transitions for TD Ameritrade Institutional what can we expect to change in advisor recruiting going forward?  |
Investment Advisor March 2008 Kathleen M. McBride |
A Fortified TD Ameritrade There's lots of support for the fiduciary advisor-client relationship at the newly strengthened TD Ameritrade.  |
Registered Rep. October 26, 2010 Jerry Gleeson |
Net Assets Rise at LPL, TD Ameritrade Trading revenue (excluding asset-based fees and advisory assets), however, was less impressive, with LPL posting modest gains and TDA seeing big declines. (Not surprising, given the overall market conditions.)  |
Investment Advisor July 2007 Green & Keane |
TD Ameritrade to Acquire Fiserv's Advisor Unit Under the complicated deal that will break up Fiserv ISS, TD Ameritrade will pay $225 million in cash for the operation.  |
Investment Advisor July 2009 Melanie Waddell |
Regulatory Reform Angst It's clear that advisors are worried about the impact of regulatory reform measures.  |
Investment Advisor December 2005 Melanie Waddell |
Breaking Away Brokers are finding it easier than ever to go independent, aided by custodians and other independent advisors.  |
Registered Rep. April 6, 2010 Kristen French |
Custodians In Race To Roll Out M&A Tools TD Ameritrade Institutional is rolling out a new online business valuation tool.  |
The Motley Fool January 16, 2007 Rick Aristotle Munarriz |
Going Long on AMERITRADE The market's hot, and so are the discount brokers. TD Ameritrade came through with a better-than-expected quarterly report. Investors, take note.  |
Financial Advisor August 2006 Raymond Fazzi |
Custodians Duel Over New Services Competition in the fee-based advisory field and the pressure to grow assets and operations is not only forcing changes upon advisors, but also the custodians who serve them.  |
Financial Planning April 1, 2010 Donna Mitchell |
Going for Growth As RIAs gear up to grow their practices this year, they are doing more than scooping up unhappy wirehouse clients. They have identified three major strategies: increase spending on marketing, more technology, and improve client service.  |
The Motley Fool January 17, 2012 Robert Eberhard |
Positive Earnings Don't Equal Positive Results Despite beating earnings expectations, other data drives TD AMERITRADE shares down.  |
Registered Rep. October 15, 2010 Charles Paikert |
Schwab's Advisor Services Results Beg the Question: Has the Breakaway Brokerage Phenomenon Peaked? Has the great diaspora of breakaway brokers to Independence Land -- either independent b/ds or RIAs -- climaxed?  |
Registered Rep. December 20, 2010 Diana Britton |
RIAs Reinvesting in Their Firms Despite Economic Uncertainty Forty-six percent said they are optimistic about the direction of the economy, up 30 percent from last quarter.  |
Registered Rep. April 16, 2012 Jerry Gleeson |
Schwab RIA Unit Sees "Consistent" Growth Schwab Advisor Services is signing up advisor assets at a pace that tracks its historical average.  |
Registered Rep. February 7, 2012 David A. Geracioti |
Von Aldo: AMTD Institutional Promotes Bradley, Nally Just two days after the close of iTD Ameritrade Institutional's annual gabfest, Tom Bradley, the president of the institutional unit, was named head of TD Ameritrade Holdings' retail distribution unit. Succeeding him will be Tom Nally.  |
Registered Rep. August 1, 2005 Kristen French |
Schwab to Would-Be Suitors: Drop Dead On the heels of Ameritrade's acquisition of TD Waterhouse, Charles Schwab Corp. says it isn't for sale, despite rumors to the contrary.  |
The Motley Fool December 19, 2007 Rick Aristotle Munarriz |
Where the Trades Are Td AMERITRADE boosts its guidance for the current quarter, leading to speculation that it is gaining investors who have left E*Trade over concerns about that company's recent sale of its assets.  |
The Motley Fool October 25, 2011 Evan Niu |
AMERITRADE Keeps Growing Its Pile TD AMERITRADE reports a solid quarter despite the tough interest rate environment.  |
Registered Rep. February 6, 2009 |
TD Regains Swagger In Vegas TD Ameritrade's RIA clients are happy and asset flows are coming back.  |
The Motley Fool July 19, 2007 Rick Aristotle Munarriz |
AMERITRADE Scores a TD The discount-broker bellwether beats the Street, despite a lull in trading activity. Investors, take note.  |
Registered Rep. October 28, 2015 |
TD Ameritrade Institutional: Helping a Diverse Industry Find a Common Voice TD Ameritrade Institutional has made it their mission to press for the kind of recognition and collective influence afforded other professional industries.  |
The Motley Fool January 20, 2009 Rick Aristotle Munarriz |
Keep Trading, America TD AMERITRADE has a mixed quarter as it hoses down its outlook.  |
Financial Planning August 1, 2005 Bob Hirschfeld |
TD Ameritrade's Good Deal The merger of the two online broker-dealers will transform the new firm into a top contender.  |
The Motley Fool April 21, 2009 Rick Aristotle Munarriz |
Breaking Down the Brokers Revenue and profits fell both sequentially and year over year, yet the discount brokers continue to draw larger investing audiences.  |
Investment Advisor March 2009 James J. Green |
News: A Sense of Resolve? Among RIAs and broker/dealers, the need to move ahead trumps market uncertainty.  |
Investment Advisor July 2008 James J. Green |
Schwab Smoothes the Road to Independence Schwab Institutional announces a multipronged platform -- with some existing planks, and some newly laid ones -- to ease the transition process for its brokers who wish to become registered independent advisors.  |
Registered Rep. September 22, 2008 John Churchill |
Wall Street's Pain Is RIAs' Gain: Reps Flee Wirehouses, Bring Assets to Fido And Others Despite the still-outsized signing bonuses offered by most Wall Street firms, the steady trickle of brokers leaving wirehouse firms to join or form their own RIA firms is growing.  |
Investment Advisor August 2009 James J. Green |
Now and Then An interview with Tom Bradley, president of TD Ameritrade Institutional.  |
Financial Planning September 1, 2011 Donna Mitchell |
Happy Mediums Online brokerage giants are taking market share from almost every segment of the financial advisory business - except for RIAs.  |
The Motley Fool December 12, 2003 LouAnn Lofton |
Ameritrade Amps Up The discount broker's Q1 will be better than expected.  |
Registered Rep. July 5, 2012 Jerry Gleeson |
A League of their Own While the Big Four custodians still dominate the market, some smaller firms are making their presence felt.  |
The Motley Fool June 28, 2011 Brian Richards |
Why I'm Not Expecting TD AMERITRADE to Drop Its Trading Commissions Amid falling commission costs at competitor sites, TD AMERITRADE has left its take unchanged. Here's why you shouldn't expect that to change.  |
The Motley Fool July 18, 2006 Rick Aristotle Munarriz |
TD Ameritrade's Got It Made The discount broker can thank a timely purchase for another strong quarter. Investors, take note.  |
Investment Advisor August 2008 Elizabeth D. Festa |
Springtime for Brokers Custodians and independent B/Ds roll out the carpet.  |
The Motley Fool July 12, 2005 Alyce Lomax |
Has Ameritrade Got It Made? The online broker thrives despite industry upheaval. Investors received more good news from the online brokerage's forecast of a "record year" of results, with predicted fiscal 2005 earnings of $0.75 to $0.80 per share.  |
The Motley Fool April 16, 2010 Rick Aristotle Munarriz |
Time for an E*TRADE Buyout? Traders had other things on their minds last month.  |