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The Motley Fool
November 24, 2010
Dan Caplinger
Get What You Want From Your Broker Rather than imposing a one-rule-fits-all approach to fiduciary duty, what the SEC should do is give customers the ultimate choice when it comes to deciding what relationship they want with their brokers. mark for My Articles similar articles
The Motley Fool
October 14, 2009
Dan Caplinger
The Best Investment You'll Ever Make Stop wasting money and take control of your finances; put your money into a discount brokerage account. mark for My Articles similar articles
The Motley Fool
February 26, 2009
Selena Maranjian
The Upside of Broker Fees The more frequently you trade, the more you'll pay your broker in commission fees. But many people may not know that factoring in the cost of those commissions can reduce your capital gains -- and cut the taxes you owe. mark for My Articles similar articles
The Motley Fool
August 2, 2005
Selena Maranjian
Questions to Ask Your Broker You may be surprised at how your broker makes his money. Here are some important questions to ask your broker or financial advisor, as not all financial professionals operate by the same rules. mark for My Articles similar articles
The Motley Fool
July 21, 2010
Dan Caplinger
Protect Yourself From Wall Street's Face-Rippers A smart defense is the best offense. Thanks to numerous resources available to investors, you can do a lot to reduce the amount of overhead you lose to Wall Street firms. mark for My Articles similar articles
The Motley Fool
March 22, 2011
Dan Caplinger
This Will Make You a Smarter Investor There's more to smart money management than just picking great stocks. Increasingly, it's becoming just as important to find the right discount broker to give you the best and least expensive access to the investments you want. mark for My Articles similar articles
The Motley Fool
August 25, 2005
Selena Maranjian
Should Brokers Get Overtime Pay? Commissions. That's an important word to consider when you think about how your broker may be serving you. For most investors, a solid online brokerage with low fees and a broad range of services is all one needs. mark for My Articles similar articles
The Motley Fool
January 19, 2010
Dan Caplinger
The Wrong Thing to Do With Your Money Schwab's new initiative moves in the wrong direction. mark for My Articles similar articles
The Motley Fool
December 8, 2006
Questions to Ask Your Broker Here is some good advice regarding questions you might want to ask your broker before handing over your hard-earned cash. Make sure you get the right answers before you start investing. mark for My Articles similar articles
The Motley Fool
January 29, 2009
Dayana Yochim
Invest Now, Save $125 When opening a brokerage account, you can make sure that more of your money gets invested, and less gets gobbled up by transaction costs. mark for My Articles similar articles
The Motley Fool
July 2, 2007
Selena Maranjian
Declare Independence From Your Broker You don't need to be a genius to improve your portfolio's performance, and the best way to do so may involve casting off the shackles of your current brokerage. mark for My Articles similar articles
The Motley Fool
September 9, 2011
Dan Caplinger
What You Really Need From Your Broker Don't obsess about the wrong things. Stick with what's important. mark for My Articles similar articles
Entrepreneur
September 2007
Scott Bernard Nelson
Wrap It Up With a new rule that holds brokers to the same standards as financial planners, the wrap-account romance may be coming to an end. mark for My Articles similar articles
Investment Advisor
August 2010
Bob Clark
Can't Beat 'Em? Then Stall 'Em Despite the reform bill's ambiguity, a fiduciary standard for all seems likely. mark for My Articles similar articles
The Motley Fool
October 25, 2007
Dan Caplinger
Brokers for Expert Investors Have you outgrown your brokerage account? When you're just getting started with investing, comparing brokerage firms is pretty easy. But when you go beyond the basics, you need a broker who provides more. mark for My Articles similar articles
The Motley Fool
October 13, 2006
Mary Dalrymple
Free Trade at Bank of America? The megabank offers no-fee stock trades. mark for My Articles similar articles
The Motley Fool
October 28, 2005
Dayana Yochim
Great Commercial. Good Broker? Investors, ignore the clever ad campaigns of brokerage firms and focus on what's best for your wallet. Here's a brief guide to choosing a broker. mark for My Articles similar articles
The Motley Fool
September 27, 2010
Dan Caplinger
Rich or Not, You Should Do This Discount brokers are great even if you have the money. mark for My Articles similar articles
Investment Advisor
July 1, 2011
Melanie Waddell
Fiduciary D-Day Arrives As the SEC launches into rulemaking, lots of 'thorny issues' will surface. mark for My Articles similar articles
Financial Planning
April 1, 2011
Donald B. Trone
Costly Decisions Many people think a fiduciary must select the lowest-cost service provider or lowest-priced basket of goods and services for clients. Not so. mark for My Articles similar articles
The Motley Fool
May 15, 2008
Dan Caplinger
Don't Pay Your Broker for Free Funds No-load funds don't cost a dime to buy -- except from some brokers. mark for My Articles similar articles
Investment Advisor
July 2010
Bob Clark
Clark At Large: Done Deal Even without a mandated fiduciary duty for all who give advice, the cat's out of the bag. mark for My Articles similar articles
The Motley Fool
March 30, 2010
Dan Caplinger
The Best Way to Buy Stocks Is one broker really that much better than another? mark for My Articles similar articles
Financial Planning
December 1, 2009
Harold Evensky
Clients First It is imperative that an honest, universal fiduciary standard incorporate basic principles designed to protect clients -- not brokers, advisors, or their employers. mark for My Articles similar articles
Investment Advisor
December 2009
Kathleen M. McBride
B/D Briefing: Surprise Broker Sentiment Most appear to support a fiduciary standard. mark for My Articles similar articles
The Motley Fool
April 30, 2009
Dan Caplinger
Tools to Make You a Better Investor Brokers have been hurting, and you can take advantage. With brokers focusing on getting your business, you'll find them developing and expanding on tools that could help you invest more easily. mark for My Articles similar articles
Registered Rep.
March 1, 2005
Responsibility Issues When is a broker or a financial planner a fiduciary? mark for My Articles similar articles
The Motley Fool
April 13, 2004
Selena Maranjian
Full-Service vs. Discount Brokers There isn't a great distinction between them anymore. mark for My Articles similar articles
BusinessWeek
August 30, 2004
Amy Borrus
Brokers Aren't Advisers The line between brokers and advisers was clear for decades. But in 1999, the Securities & Exchange Commission blurred that line. Now, to protect investors, the SEC must redraw a clear line. mark for My Articles similar articles
BusinessWeek
April 11, 2005
Toddi Gutner
Broker Or Adviser? Be forewarned: If yours is employed by a brokerage, your interests come second mark for My Articles similar articles
The Motley Fool
July 24, 2006
Stephen D. Simpson
Discount Broker, Expensive Stock Charles Schwab is back on track, but the stock isn't cheap. Investors, paying too much for the stock of a discount broker seems to really defeat the whole purpose. mark for My Articles similar articles
U.S. Banker
April 2010
Steve Garmhausen
A New Standard for Bank Brokers? A bill mandating that brokerages adhere to a fiduciary standard would mean more disclosures, more work for bank compliance departments and more training. mark for My Articles similar articles
Financial Planning
November 1, 2010
Trone & Harvey
The New Rules of the Road The following four regulatory reforms will likely have the most impact on the financial services industry over the next 24 months. Here's a short synopsis of what they will require. mark for My Articles similar articles
The Motley Fool
September 24, 2007
Saibal Saha
You Churn, They Earn Effective Oct. 1, a new SEC rule says that a broker-dealer can no longer charge fees for investment advice unless it agrees to act as a registered investment advisor with fiduciary responsibility for its clients. mark for My Articles similar articles
The Motley Fool
May 11, 2011
John Rosevear
This Investing Decision Can Cost You Big Choosing the wrong brokerage can be a costly mistake. mark for My Articles similar articles
The Motley Fool
November 14, 2006
Selena Maranjian
How Steep Are Some Brokerage Fees? Investors, make sure you do your homework before you choose a broker. mark for My Articles similar articles
The Motley Fool
August 30, 2010
Dan Caplinger
Who You Trade With Does Matter It's easy to think that one broker fits all, but nothing could be further from the truth. Take the time to get to know your brokerage options. Only then will you have the knowledge base to make your best choice. mark for My Articles similar articles
Investment Advisor
May 1, 2011
More Than Kin, Less Than Kind Legitimate questions raised by Republicans should be answered. The problem is that the incestuous relationship the SEC has with the industry does not allow a frank discussion of what regulatory reform means to the consumer for fear of criticizing the industry's current state. mark for My Articles similar articles
The Motley Fool
February 3, 2010
Rick Aristotle Munarriz
Let's Discount the Discounters Stock trade commission rates are falling, but that's bad news for discount brokers' shareholders. mark for My Articles similar articles
Registered Rep.
May 28, 2010
Jake Zamansky
Wall Street Will (Again) Kill The Passage of a Fiduciary Standard While the House financial reform bill includes a fiduciary standard for brokers in limited circumstances, I'm fairly certain history will repeat itself and the provision will mysteriously and entirely disappear when the House and Senate reconcile their respective bills. mark for My Articles similar articles
The Motley Fool
April 8, 2010
Selena Maranjian
Big Brokerages Can Still Be Trouble Though times have changed, some things remain the same. mark for My Articles similar articles
The Motley Fool
October 17, 2011
Evan Niu
Chuck Talks to Profits Charles Schwab puts up a solid quarter and keeps waiting for rates to rise. mark for My Articles similar articles
On Wall Street
December 1, 2009
Mark Astarita
Brokers as Fiduciaries -- Much Ado About Nothing There is a battle cry to place a fiduciary obligation on retail brokers. But the real question is: What difference will it really make? mark for My Articles similar articles
The Motley Fool
December 11, 2007
Selena Maranjian
Brokerages and Your Cost Basis Does your brokerage track your cost basis for you? Should it? mark for My Articles similar articles
The Motley Fool
May 21, 2010
Dan Caplinger
Will These Stocks Survive the Broker Price Wars? For those brokers who haven't yet figured out what their next steps should be, is time running out to remain competitive? mark for My Articles similar articles
The Motley Fool
February 17, 2010
Rick Aristotle Munarriz
Traders Are Back January was a good month for discount brokers; shares of E*TRADE and TD AMERITRADE are trading higher today after the brokers posted robust buying -- and more likely selling -- for the month of January. mark for My Articles similar articles
Financial Planning
July 1, 2006
Marshall Eckblad
Chalk One Up for RIAs According to a recent survey, a majority of investors believe stockbrokers and investment advisers owe the same fiduciary responsibilities to their clients. mark for My Articles similar articles
Investment Advisor
August 2006
Kathleen M. McBride
B/d Briefing: A New Regulatory Framework? In a move that may be the opening salvo in a fight for unified investor protection rules, the SEC is seeking information from potential contractors to conduct a study about how investments and advice are marketed to individual investors. mark for My Articles similar articles
Registered Rep.
November 1, 2005
Kristen French
Bonus Bait Morgan Stanley is planning to offer bonuses to brokers who expand their production in 2006. mark for My Articles similar articles
The Motley Fool
March 17, 2011
Rick Aristotle Munarriz
Don't Bet Against the Traders The online discount brokers had a strong February. March may be another story. mark for My Articles similar articles