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The Motley Fool November 24, 2010 Dan Caplinger |
Get What You Want From Your Broker Rather than imposing a one-rule-fits-all approach to fiduciary duty, what the SEC should do is give customers the ultimate choice when it comes to deciding what relationship they want with their brokers.  |
The Motley Fool October 14, 2009 Dan Caplinger |
The Best Investment You'll Ever Make Stop wasting money and take control of your finances; put your money into a discount brokerage account.  |
The Motley Fool February 26, 2009 Selena Maranjian |
The Upside of Broker Fees The more frequently you trade, the more you'll pay your broker in commission fees. But many people may not know that factoring in the cost of those commissions can reduce your capital gains -- and cut the taxes you owe.  |
The Motley Fool August 2, 2005 Selena Maranjian |
Questions to Ask Your Broker You may be surprised at how your broker makes his money. Here are some important questions to ask your broker or financial advisor, as not all financial professionals operate by the same rules.  |
The Motley Fool July 21, 2010 Dan Caplinger |
Protect Yourself From Wall Street's Face-Rippers A smart defense is the best offense. Thanks to numerous resources available to investors, you can do a lot to reduce the amount of overhead you lose to Wall Street firms.  |
The Motley Fool March 22, 2011 Dan Caplinger |
This Will Make You a Smarter Investor There's more to smart money management than just picking great stocks. Increasingly, it's becoming just as important to find the right discount broker to give you the best and least expensive access to the investments you want.  |
The Motley Fool August 25, 2005 Selena Maranjian |
Should Brokers Get Overtime Pay? Commissions. That's an important word to consider when you think about how your broker may be serving you. For most investors, a solid online brokerage with low fees and a broad range of services is all one needs.  |
The Motley Fool January 19, 2010 Dan Caplinger |
The Wrong Thing to Do With Your Money Schwab's new initiative moves in the wrong direction.  |
The Motley Fool December 8, 2006 |
Questions to Ask Your Broker Here is some good advice regarding questions you might want to ask your broker before handing over your hard-earned cash. Make sure you get the right answers before you start investing.  |
The Motley Fool January 29, 2009 Dayana Yochim |
Invest Now, Save $125 When opening a brokerage account, you can make sure that more of your money gets invested, and less gets gobbled up by transaction costs.  |
The Motley Fool July 2, 2007 Selena Maranjian |
Declare Independence From Your Broker You don't need to be a genius to improve your portfolio's performance, and the best way to do so may involve casting off the shackles of your current brokerage.  |
The Motley Fool September 9, 2011 Dan Caplinger |
What You Really Need From Your Broker Don't obsess about the wrong things. Stick with what's important.  |
Entrepreneur September 2007 Scott Bernard Nelson |
Wrap It Up With a new rule that holds brokers to the same standards as financial planners, the wrap-account romance may be coming to an end.  |
Investment Advisor August 2010 Bob Clark |
Can't Beat 'Em? Then Stall 'Em Despite the reform bill's ambiguity, a fiduciary standard for all seems likely.  |
The Motley Fool October 25, 2007 Dan Caplinger |
Brokers for Expert Investors Have you outgrown your brokerage account? When you're just getting started with investing, comparing brokerage firms is pretty easy. But when you go beyond the basics, you need a broker who provides more.  |
The Motley Fool October 13, 2006 Mary Dalrymple |
Free Trade at Bank of America? The megabank offers no-fee stock trades.  |
The Motley Fool October 28, 2005 Dayana Yochim |
Great Commercial. Good Broker? Investors, ignore the clever ad campaigns of brokerage firms and focus on what's best for your wallet. Here's a brief guide to choosing a broker.  |
The Motley Fool September 27, 2010 Dan Caplinger |
Rich or Not, You Should Do This Discount brokers are great even if you have the money.  |
Investment Advisor July 1, 2011 Melanie Waddell |
Fiduciary D-Day Arrives As the SEC launches into rulemaking, lots of 'thorny issues' will surface.  |
Financial Planning April 1, 2011 Donald B. Trone |
Costly Decisions Many people think a fiduciary must select the lowest-cost service provider or lowest-priced basket of goods and services for clients. Not so.  |
The Motley Fool May 15, 2008 Dan Caplinger |
Don't Pay Your Broker for Free Funds No-load funds don't cost a dime to buy -- except from some brokers.  |
Investment Advisor July 2010 Bob Clark |
Clark At Large: Done Deal Even without a mandated fiduciary duty for all who give advice, the cat's out of the bag.  |
The Motley Fool March 30, 2010 Dan Caplinger |
The Best Way to Buy Stocks Is one broker really that much better than another?  |
Financial Planning December 1, 2009 Harold Evensky |
Clients First It is imperative that an honest, universal fiduciary standard incorporate basic principles designed to protect clients -- not brokers, advisors, or their employers.  |
Investment Advisor December 2009 Kathleen M. McBride |
B/D Briefing: Surprise Broker Sentiment Most appear to support a fiduciary standard.  |
The Motley Fool April 30, 2009 Dan Caplinger |
Tools to Make You a Better Investor Brokers have been hurting, and you can take advantage. With brokers focusing on getting your business, you'll find them developing and expanding on tools that could help you invest more easily.  |
Registered Rep. March 1, 2005 |
Responsibility Issues When is a broker or a financial planner a fiduciary?  |
The Motley Fool April 13, 2004 Selena Maranjian |
Full-Service vs. Discount Brokers There isn't a great distinction between them anymore.  |
BusinessWeek August 30, 2004 Amy Borrus |
Brokers Aren't Advisers The line between brokers and advisers was clear for decades. But in 1999, the Securities & Exchange Commission blurred that line. Now, to protect investors, the SEC must redraw a clear line.  |
BusinessWeek April 11, 2005 Toddi Gutner |
Broker Or Adviser? Be forewarned: If yours is employed by a brokerage, your interests come second  |
The Motley Fool July 24, 2006 Stephen D. Simpson |
Discount Broker, Expensive Stock Charles Schwab is back on track, but the stock isn't cheap. Investors, paying too much for the stock of a discount broker seems to really defeat the whole purpose.  |
U.S. Banker April 2010 Steve Garmhausen |
A New Standard for Bank Brokers? A bill mandating that brokerages adhere to a fiduciary standard would mean more disclosures, more work for bank compliance departments and more training.  |
Financial Planning November 1, 2010 Trone & Harvey |
The New Rules of the Road The following four regulatory reforms will likely have the most impact on the financial services industry over the next 24 months. Here's a short synopsis of what they will require.  |
The Motley Fool September 24, 2007 Saibal Saha |
You Churn, They Earn Effective Oct. 1, a new SEC rule says that a broker-dealer can no longer charge fees for investment advice unless it agrees to act as a registered investment advisor with fiduciary responsibility for its clients.  |
The Motley Fool May 11, 2011 John Rosevear |
This Investing Decision Can Cost You Big Choosing the wrong brokerage can be a costly mistake.  |
The Motley Fool November 14, 2006 Selena Maranjian |
How Steep Are Some Brokerage Fees? Investors, make sure you do your homework before you choose a broker.  |
The Motley Fool August 30, 2010 Dan Caplinger |
Who You Trade With Does Matter It's easy to think that one broker fits all, but nothing could be further from the truth. Take the time to get to know your brokerage options. Only then will you have the knowledge base to make your best choice.  |
Investment Advisor May 1, 2011 |
More Than Kin, Less Than Kind Legitimate questions raised by Republicans should be answered. The problem is that the incestuous relationship the SEC has with the industry does not allow a frank discussion of what regulatory reform means to the consumer for fear of criticizing the industry's current state.  |
The Motley Fool February 3, 2010 Rick Aristotle Munarriz |
Let's Discount the Discounters Stock trade commission rates are falling, but that's bad news for discount brokers' shareholders.  |
Registered Rep. May 28, 2010 Jake Zamansky |
Wall Street Will (Again) Kill The Passage of a Fiduciary Standard While the House financial reform bill includes a fiduciary standard for brokers in limited circumstances, I'm fairly certain history will repeat itself and the provision will mysteriously and entirely disappear when the House and Senate reconcile their respective bills.  |
The Motley Fool April 8, 2010 Selena Maranjian |
Big Brokerages Can Still Be Trouble Though times have changed, some things remain the same.  |
The Motley Fool October 17, 2011 Evan Niu |
Chuck Talks to Profits Charles Schwab puts up a solid quarter and keeps waiting for rates to rise.  |
On Wall Street December 1, 2009 Mark Astarita |
Brokers as Fiduciaries -- Much Ado About Nothing There is a battle cry to place a fiduciary obligation on retail brokers. But the real question is: What difference will it really make?  |
The Motley Fool December 11, 2007 Selena Maranjian |
Brokerages and Your Cost Basis Does your brokerage track your cost basis for you? Should it?  |
The Motley Fool May 21, 2010 Dan Caplinger |
Will These Stocks Survive the Broker Price Wars? For those brokers who haven't yet figured out what their next steps should be, is time running out to remain competitive?  |
The Motley Fool February 17, 2010 Rick Aristotle Munarriz |
Traders Are Back January was a good month for discount brokers; shares of E*TRADE and TD AMERITRADE are trading higher today after the brokers posted robust buying -- and more likely selling -- for the month of January.  |
Financial Planning July 1, 2006 Marshall Eckblad |
Chalk One Up for RIAs According to a recent survey, a majority of investors believe stockbrokers and investment advisers owe the same fiduciary responsibilities to their clients.  |
Investment Advisor August 2006 Kathleen M. McBride |
B/d Briefing: A New Regulatory Framework? In a move that may be the opening salvo in a fight for unified investor protection rules, the SEC is seeking information from potential contractors to conduct a study about how investments and advice are marketed to individual investors.  |
Registered Rep. November 1, 2005 Kristen French |
Bonus Bait Morgan Stanley is planning to offer bonuses to brokers who expand their production in 2006.  |
The Motley Fool March 17, 2011 Rick Aristotle Munarriz |
Don't Bet Against the Traders The online discount brokers had a strong February. March may be another story.  |