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InternetNews January 21, 2009 Andy Patrizio	Apple Dodges Recession, Questions About Jobs Analysts never even ask about a rumored SEC investigation into the handling of the Apple's CEO's health concerns.
InternetNews September 21, 2007 David Needle	Steve Jobs to Testify in Backdating Case Apple CEO Steve Jobs has reportedly been subpoenaed by the Securities and Exchange Commission to testify in a stock-options back-dating case against Apple's former general counsel, Nancy Heinen.
The Motley Fool January 21, 2009 Tim Beyers	Will Steve Jobs Get the Madoff Treatment? Bloomberg reports that the SEC is investigating whether investors were misled by Jobs' health disclosures.
The Motley Fool June 26, 2009 Tim Beyers	Someone at Apple Should Pay Earlier reports from The Wall Street Journal were confirmed this week: Apple chief executive Steve Jobs had a liver transplant two months ago at a Tennessee hospital. This should have been disclosed sooner.
InternetNews October 24, 2008 Richard Adhikari	Teen May Be Behind Fake Jobs Heart Attack Story SEC may have uncovered the culprit for a bogus report that sent Apple's shares plummeting. But what next?
InternetNews January 15, 2009 Erin Joyce	Experts Think Apple Lawsuits Could Stick Did Apple dupe investors over the health of its CEO? Or does the stock price already account for concerns about Steve Jobs' condition?
The Motley Fool December 26, 2006 Dan Caplinger	The SEC's Gift to You: Part 2 By giving the investing public access to information, and serving as a regulator with the power to take action to correct problems, the SEC works hard to protect investors.
InternetNews June 30, 2006 Ed Sutherland	Apple Joins Widening Stock Option Probe Apple has joined a growing list of companies to find themselves involved in a widening probe into controversial practices involving stock option grants.
On Wall Street October 1, 2009 Thomas O. Gorman	SEC v. Bank of America: Where to Go From Here? The SEC thought it had completed an investigation, brought an enforcement action and then settled it.
The Motley Fool December 3, 2009 Jeff Milton	Who Cares if Steve Jobs Cares About Us? Results matter. And few leaders have guided their companies to better results than the enigmatic Apple chief.
BusinessWeek April 1, 2010 Martin Z. Braun	Can the SEC Get Its Street Cred Back? Elaine Greenberg is investigating abuses in the muni bond market, as the commission tries to rebuild trust.
The Motley Fool December 26, 2006 Dan Caplinger	The SEC's Gift to You Securities regulation helps guard investors against fraud.
InternetNews October 22, 2004 Colin C. Haley	Qwest Settles Fraud Charges The voice and data carrier will pay $250 million to end a two-and-a-half year probe.
The Motley Fool May 18, 2004 Rich Smith	Lucent's Cloudy Picture Lucent settles one out of three SEC investigations it's facing.
InternetNews May 17, 2004 Colin C. Haley	Lucent Settles SEC Complaint The company looks to eliminate distractions in an improving climate for network equipment.
The Motley Fool November 1, 2005	Selective Disclosure, Explained The SEC instituted a "Fair Disclosure" rule that prohibited public companies from alerting analysts and major investors to important changes before disclosing that information to the general public. So what has happened since the rule went into effect?
CFO April 1, 2005 Tim Reason	The Limits of Mercy The cost of cooperating with the SEC is high. The cost of not cooperating is even higher. Faced with financial penalties, career-ending bans, and possible criminal prosecution, more individuals are choosing to fight the SEC.
Investment Advisor November 2009 Melanie Waddell	SEC Sets Out Strategic Plan The Securities and Exchange Commission publishes its Draft Strategic Plan outlining the Commission's strategic goals for 2010 through 2015.
CFO April 1, 2008 Alix Stuart	Keeping It to Themselves Companies are dragging their feet on adhering to the SEC's expanded compensation-disclosure requirements.
InternetNews May 23, 2007 David Needle	HP Settles With SEC Over Boardroom Drama The Securities and Exchange Commission said HP should have reported reasons for board member's resignation.
InternetNews December 5, 2007 Larry Barrett	Novell Delivers a Different Kind of Earnings Surprise Novell caught everyone unawares this morning when it failed to report its fourth-quarter and year-end results.
CFO October 1, 2002 Alix Nyberg	Regulation: Pitt and the Pendulum The kinder, gentler SEC Pitt envisioned vanished faster than you can say Arthur Andersen. Can he run a tougher, meaner agency?
Financial Planning August 1, 2009 Ken Fisher	SEC Calling If you haven't violated any securities laws or otherwise abused client trust, you have nothing to fear.
The Motley Fool June 30, 2009 Tim Beyers	Why I Won't Be Selling Apple The end doesn't justify the means, but it also doesn't justify a sale.
BusinessWeek April 29, 2010 Barrett & Schmidt	In Goldman's Defiance, a Hint of Truce Goldman Sachs and the SEC have equally high stakes.
The Motley Fool January 15, 2009 Tim Beyers	Apple Out of a Jobs Just 10 days after announcing that he had a "hormonal imbalance" that was robbing his body of protein, Apple co-founder Steve Jobs on Wednesday said he plans to take medical leave till June.
On Wall Street May 1, 2013 Cumming & Horwitz	SEC Takes on Structured Notes Large banks need to provide better information on these complex securities sold to the wealthy, regulator says.
The Motley Fool February 9, 2007 Dan Caplinger	Millionaires Need Protecting, Too Regardless of how this issue plays out, expect continuing friction between the SEC and the hedge-fund industry. In the meantime, if you want to use alternative investments, you'd best get started toward the new $2.5 million mark.
InternetNews May 31, 2007 Clint Boulton	SEC Settles Backdating Cases With Mercury, Brocade The Securities and Exchange Commission settled stock-option backdating cases with Mercury Interactive and Brocade Communications Systems totaling $35 million.
BusinessWeek March 21, 2005 Amy Borrus	Wall Street's Dirty Rotten Little Scoundrels The SEC has a new plan to turn up the heat on small-time Wall Street fraudsters.
BusinessWeek May 20, 2010 Jesse Westbrook & David Scheer	How Big a Hit Will Goldman Take? Congress and the public expect the SEC to extract a big fine
Investment Advisor February 2009 Melanie Waddell	Mary Schapiro's Priorities Mary Schapiro tells the Senate Banking Committee what her priorities will be at the SEC.
InternetNews May 24, 2006 Ed Sutherland	Sycamore Hit With SEC Probe The Securities and Exchange Commission is investigating networking company Sycamore Networks, the Chelmsford, Mass.-based firm announced.
InternetNews June 5, 2007 Clint Boulton	IBM, SEC Come to Terms Over Financial Gripe IBM settled with the Securities and Exchange Commission today for issuing misleading statements about the impact of employee stock options on its 2005 earnings.
Registered Rep. June 24, 2009 John Churchill	SEC Says Time To Tighten Rules On Money Market Funds After one of the oldest and largest money market funds suffered such severe redemptions that the net asset value of its shares fell below $1, the SEC is proposing structural and regulatory changes for money markets
The Motley Fool April 5, 2007 Nathan Parmelee	SEC Says It Again: Speak English! Executive compensation was supposed to be easier to understand for investors, but it's not quite there yet.
InternetNews April 24, 2007 Michael Hickins	SEC Charges Former Apple Attorney With Fraud SEC levies fraud charges at Apple's former general counsel and settles with its former CFO in connection with a stock options backdating scandal.
InternetNews June 29, 2009 David Needle	Steve Jobs Officially Back at Work Steve Jobs is working part-time in the office.
On Wall Street August 1, 2009 Mark Astarita	Changes at the SEC: Schapiro Should Be Benefit to Advisors One can expect that as head of the SEC Mary Schapiro will understand the impact of new rule proposals and enforcement initiatives and will temper the calls for more extreme changes that would ultimately harm the markets and the financial industry.
The Motley Fool July 6, 2004 Tom Taulli	Grim Reaper Visits EasyLink By all appearances, EasyLink is being hit for a minor offense. Not according to the SEC.
The Motley Fool October 2, 2009 Robert Brokamp	Let's Fix the Rules of Enforcement Is the SEC up to the task?
Chemistry World March 16, 2015 Rebecca Trager	Drug firms warned to be honest with investors The US Securities and Exchange Commission is concerned that too many pharmaceutical companies aren't being sufficiently transparent with investors about their interactions with regulators at the US Food and Drug Administration.
The Motley Fool February 23, 2004 Selena Maranjian	Tell the SEC What You Think Help the Securities and Exchange Commission disclose Wall Street's conflicts of interest by giving feedback on their proposed rule changes for mutual funds.
Financial Advisor May 2004 Alan Lavine	Dramatic Changes Loom For Mutual Fund, Annuities Sales Proposed disclosure rules could hurt level-load sales.
Knowledge@Wharton September 10, 2003	Do High Regulatory Costs Force Public Firms to Go Private? Steps aimed at increasing the financial transparency of U.S. companies could backfire if companies respond by going private instead. In these post-Enron, post-WorldCom times, that would deal a body blow to confidence in capital markets.
The Motley Fool January 25, 2005 Rich Smith	Corinthian Exonerated Educator's stock rises as the SEC calls off its dogs.
BusinessWeek July 26, 2004 Paula Dwyer	The SEC To Top Execs: Read The Fine Print The Ken Lay criminal indictment has overshadowed the parallel SEC civil lawsuit. But corporate insiders and their attorneys would be wise to give the SEC complaint a close read.
Registered Rep. September 2, 2009 John Churchill	SEC Blew It With Madoff, Inspector General Says SEC Chairman Mary Schapiro announced the release today of the Office of the Inspector General's report on the Bernard Madoff fraud. It says, in short, the SEC screwed up in every way possible.
CFO March 1, 2003 Tim Reason	Two Weeks in January The SEC put much of the Sarbanes-Oxley Act into effect by passing a slew of new rules. Here's what was proposed and what was disposed.
CFO September 1, 2010 Sarah Johnson	SEC Pushes Companies for More Risk Info The regulator pushes back on companies' risk disclosures and considers changing its related rules.