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Information Today
March 31, 2015 |
WorldCat Discovery Services Lands LexisNexis Academic The LexisNexis Academic database will be accessible via WorldCat Discovery Services for mutual subscribers.   |
Registered Rep.
March 1, 2007 |
Gobbling Up RIAs The RIA holding company Focus Financial recently snatched up three more firms, bringing total acquisitions to 9 and assets under management to $15 billion. |
Registered Rep.
November 1, 2006
Kevin Burke |
Money Managers Don't Get RIA Market A large number of money managers still haven't figured out how to tap the registered investment advisor market to sell their funds, according to research. |
Financial Planning
October 1, 2006
Marshall Eckblad |
Advisor Pulse The registered investment advisor market continues to add assets at a hefty rate. |
Investment Advisor
June 2008
James J. Green |
Catching up with...Deb McWhinney A conversation with Schwab's former institutional president, on her new position with Focus Financial Partners. |
InternetNews
May 24, 2011 |
Amazon Puts Oracle's Database in the Cloud Amazon.com has unveiled a new cloud service based on Oracle database technology. |
The Motley Fool
March 18, 2009
Rick Aristotle Munarriz |
Rumble in Kindle's Jungle Discovery Channel parent Discovery Communications is suing Amazon.com, claiming that its Kindle reader tramples on Discovery's patent for e-book security and copyright protection. |
The Motley Fool
November 15, 2006
Alyce Lomax |
A Very Complicated Discovery Complexity rules in Discovery Holding's third-quarter results. Investors, take note. |
Registered Rep.
December 1, 2006
Kristen French |
60 Seconds with Deborah Doyle McWhinney A short interview about the rivalry between the registered investment advisor (RIA) firms that Schwab caters to and Wall Street wirehouses. |
Information Today
May 6, 2014 |
OCLC Adds Art History Resources to WorldCat OCLC introduced the Art Discovery Group Catalogue to bring together information from global art libraries into a single, searchable database in WorldCat. |
Information Today
February 26, 2015 |
NISO Releases White Paper on the Future of Library Resource Discovery NISO (National Information Standards Organization) published a white paper, "The Future of Library Resource Discovery," which summarizes the current discovery environment. |
Registered Rep.
June 15, 2007
Halah Touryalai |
Merrill Requests End to Discovery in Racial Discrimination Suit Registered Rep. reported in error that a judge ruled in favor of Merrill Lynch in a discrimination suit. The judge in the case has referred the decision to a magistrate judge and a ruling has yet to be made. |
Investment Advisor
May 2009
James J. Green |
Pershing Service for RIAs at B/Ds Pershing LLC introduces a new service for its affiliated broker/dealer firms called RIA Complete. |
Financial Planning
January 1, 2012
Scott Wenger |
Learn from the Leaders A quick guide to several articles about RIA leaders and details about the industry. |
Registered Rep.
February 19, 2009
Halah Touryalai |
Where the Sellers At? RIAs are Holding Out for Better Deals Schwab executives predicted a decline mergers & acquisitions between RIAs in 2009, as potential sellers hold out for a stronger market and a better deal. |
Information Today
September 22, 2008 |
iCopyright Introduces Discovery for Content Monitoring and Infringement iCopyright announced the release of Discovery, a web-based service that finds both licensed and unlicensed uses of a publisher's content on the web. |
Information Today
February 20, 2014 |
ProQuest and OCLC Partner for Library Discovery ProQuest added more than 320 million records from the ProQuest Central cross-disciplinary research tool to OCLC's WorldCat Discovery Services, a combination of OCLC's FirstSearch and WorldCat Local that debuts in March. |
Financial Advisor
July 2010
Bernie Clark |
Gunning For Growth RIA firms estimate that they'll see 15% revenue growth this year. An emphasis on efficiency will free principals to go after new business again. |
Registered Rep.
May 1, 2012
Jerry Gleeson |
60 Seconds: Catherine A. Saunders Catherine A. Saunders was named about three years ago to lead a product sales drive to fee-based RIAs. |
Registered Rep.
September 2, 2015
Megan Leonhardt |
Volatility Not Enough to Slow RIA M&A Deals The first half of 2015 saw a significant increase in merger and acquisition activity among registered investment advisory firms. |
Registered Rep.
July 29, 2010
Halah Touryalai |
RIAs Keep Up M&A Momentum RIAs continue to buy and sell their businesses this year as M&A deals in the industry reach record levels. |
Registered Rep.
January 25, 2010
Halah Touryalai |
LPL's New RIA Platform Rakes in Assets Since launching the platform in October 2008 through the end of 2009, the firm gathered $7.3 billion in assets. |
Investment Advisor
March 2008
James J. Green |
Fast Growing RIAs Tied to Breakaway Brokers A new study commissioned by Fidelity Investments of the fastest growing RIA firms found that firms that grew their assets under management by more than 100% over the past three years have a lot of common factors. |
Financial Planning
April 1, 2008
Stacy Schultz |
Growing RIAs A new study from Fidelity Investments found that registered investment advisory firms have grown their assets under management an average of 55% over the past three years. |
InternetNews
October 9, 2008
Richard Adhikari |
Oracle and SAP Keep Hammering Each Other Oracle on Wednesday filed the third amendment of its lawsuit against SAP over allegations of industrial espionage. However, it may have breached some provisions of the agreement between the two that allowed it to file the amendment. |
The Motley Fool
May 21, 2007
Tim Beyers |
Retail a Deadly Catch for Discovery The Discovery Channel operator will close 103 stores. |
Registered Rep.
June 1, 2005 |
A Hit with the Rich The percentage of high-net-worth households naming a registered investment advisor (RIA) as their primary advisor rose to 46% in 2004 from 30 percent in 2001. The growth came at the expense of the wirehouses. |
Registered Rep.
September 22, 2008
John Churchill |
Wall Street's Pain Is RIAs' Gain: Reps Flee Wirehouses, Bring Assets to Fido And Others Despite the still-outsized signing bonuses offered by most Wall Street firms, the steady trickle of brokers leaving wirehouse firms to join or form their own RIA firms is growing. |
Registered Rep.
February 2, 2011
Diana Britton |
RIA M&A Hits Record in 2010, More To Come In 2011 Registered investment advisory firms were furiously busy getting hitched last year: they did the highest number of merger and acquisition deals recorded in at least seven years. |
Information Today
March 31, 2011
George H. Pike |
Google Book Settlement Rejected: What's Next? Last week's rejection of the proposed settlement of the lawsuit between Google and a group of authors and publishers has thrown the future of the Google Book database into question. |
Registered Rep.
October 30, 2015 |
The State of Independence: Intelligent Advisor The survey covers over 360 registered investment advisors. |
Registered Rep.
February 7, 2012
Diana Britton |
Are Regulations Killing the Hybrid Financial Advisor? Some advisors say new compliance and regulatory burdens under Dodd-Frank are making the hybrid model untenable. |
Information Today
October 24, 2013 |
NISO's Open Discovery Initiative Releases Recommended Practice Draft This recommended practice from the National Information Standards Organization provides guidelines for content providers and discovery service creators on how to address issues that arise in the use of indexed search as part of library discovery services. |
Registered Rep.
June 1, 2007 |
All About the Benjamins Reps say the darndest things. |
Financial Planning
January 1, 2013
Scott Wenger |
Editor's Note: Independent by Choice The shaping of this year s list reveals plenty about the shifting dynamics of the RIA industry. |
InternetNews
April 8, 2011 |
Rapid7 Accelerates Security with NeXpose New release of NeXpose 4.11 security solution includes new database architecture and expanded capabilities. |
Registered Rep.
March 6, 2014
Diana Britton |
Independent Channels Continue to Steal from Wirehouses RIA and dually registered advisory channels will grow their share of the advised assets to 26 percent by 2016, according to a report by Cerulli Associates. That growth will largely come at the expense of the wirehouse channel. |
Registered Rep.
October 24, 2007
Halah Touryalai |
The New New RIA Model: Sharing Back Offices The barriers to going independent are shrinking. Don't believe it? Check out Mraz, Amerine & Hirschler & Associates, a firm launched by three wirehouse advisors who left Morgan Stanley earlier this month with $400 million in client assets. |
Registered Rep.
June 29, 2009
Halah Touryalai |
Schwab Cuts Some Fees for 2009 In an effort to ease the financial pain of its registered investment advisors, Charles Schwab has announced a series of initiatives that will save them money. |
Investment Advisor
January 2008 |
Back Office Deal A strategic deal between Charles Schwab and a back-office consulting firm will afford RIAs more outsourcing options. |
Registered Rep.
March 28, 2003
Ross Tucker |
RIAs Lower Fees, Pull In More Clients Poor market conditions and the resulting competitive environment forced Registered Investment Advisors to lower fees in 2002, according to a survey. |
Investment Advisor
March 2006
Parks & Paris |
IA Soapbox: Why We Went RIA In the RIA model, compliance issues serve to remind us that we are on the same side of the table as our client, and that staying compliant will help us forge together a long-lasting relationship. |
Registered Rep.
April 15, 2010
Halah Touryalai |
RIA M&A Deals Break Record in First Quarter Mergers and acquisitions seem to be crawling back to the top of RIA principals' to-do lists this year, as the first quarter's numbers show record activity. What is your practice worth? |
Registered Rep.
March 1, 2008 |
Independent Together The "RIA-in-a-box" model will attract plenty of wirehouse reps who may have previously balked at the idea of going completely independent, fearing they were unprepared to run their own businesses. |
Registered Rep.
September 3, 2009
Mindy Diamond |
Talking To Clients About Breaking Away Here are some starting points for advisors to begin a conversation with clients about deciding to establish themselves as an RIA or joining an existing one. |
Registered Rep.
November 1, 2005
Christopher O'Leary |
Going All the Way Across the country, registered rep employees of national broker/dealers daydream of chucking it all and going off on their own. But how far do you go? Which is the best model for keeping the most of what your business generates? |
Registered Rep.
February 18, 2009
Halah Touryalai |
LPL's New RIA Offering Lookin' Healthy; But Still A Pipsqueak Compared To Rivals There are some folks in the industry actually doing relatively well these days. Seriously. LPL Financial said today its new-ish RIA platform now has over $1 billion in new assets. |
Financial Advisor
August 2009
Eric Rasmussen |
Wish Upon An 'IAR' RIA or IAR? Registered investment advisor or independent advisor representative; the anagram you choose will depend on how big you are and how independent you want to be. |
Registered Rep.
July 16, 2009
Halah Touryalai |
Schwab Profits Down for Q2 But Keeps Adding Breakaway Brokers Charles Schwab reported that its second quarter profit fell 31 percent, thanks to low interest rates and soft capital markets, but in the meantime the company has added 74 breakaway advisors to its RIA platform. |
Financial Planning
May 1, 2010
Donna Mitchell |
Advisory Pulse Registered investment advisory firms, especially small ones, are returning to the bargaining table this year; in the first quarter, RIA firms completed 24 merger and acquisition deals. |
