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Registered Rep. December 1, 2006 Halah Touryalai	Out with a Bang Eliot Spitzer may have less than a month left as New York State's attorney general, but the governor elect says there two new Wall Street cases he's taking on before year's end.
Registered Rep. May 29, 2007 Kristen French	Spitzer Forms Panel to Clean up NY Regulation Governor Eliot Spitzer is forming a panel to streamline regulations and make New York more competitive with London, but without sacrificing investor protection.
Registered Rep. April 1, 2008	Spitzenfreude Some on Wall Street think that Eliot Spitzer had it coming.
Registered Rep. March 12, 2008 Kristen French	Advisors: No Love Lost On Spitzer Eliot Spitzer, who's dramatic demise over the past few days has been covered backwards and forwards by every media outlet in the country, is not getting a lot of sympathy from the financial community.
BusinessWeek January 12, 2004	A White Knight For Mutual-Fund Investors No mutual-fund executive wants to get a phone call from Eliot Spitzer these days.
The Motley Fool December 8, 2004 Rich Smith	Spitzer for Governor? Crusading prosecutor takes aim at New York's governor's mansion.
U.S. Banker July 2002 Michael Dumiak	Street Smart! Eliot Spitzer snuck up on Wall Street and became a force for financiers to reckon with. And he's just getting started.
Registered Rep. January 1, 2007 Halah Touryalai	Spitzer Defends UBS Brokers--No, Seriously Eliot Spitzer announced in mid-December that he thinks the $89 million overtime settlement that UBS agreed to in February 2006 is unfairly distributed, and he's asking a Northern California District Court to reject the proposed settlement amount.
Registered Rep. June 3, 2003 Will Leitch	Brokerage Chiefs in Spitzer's Sights When New York Attorney General Eliot Spitzer announced the $1.4 billion settlement of the securities conflict of interest case in April, his office warned that it was "the beginning, not the end." Wirehouses are finding out, in a big way, that he wasn't kidding.
Registered Rep. December 1, 2004 David A. Gaffen	Quietly Active The annual Securities Industry Association conference exuded an odd serenity, at least until the speakers invoked the name of Eliot Spitzer.
BusinessWeek August 21, 2006 Michael Orey	Lots Of Evidence, No Verdict Invaluable reformer or prosecutor run amok? The author lets the reader decide.
Registered Rep. September 25, 2002 Rick Weinberg	NY Attorney General: I Could Have Nailed Merrill on More Serious Charges Eliot Spitzer said he could have pursued criminal charges against Merrill Lynch for its conflicts of interest in its research, but that he didn't want to "destroy" the firm or Wall Street.
Investment Advisor January 2007 Kara Stapleton	News & Products Bank of New York and Mellon Financial Corporation announced plans to merge... The brokerage firm Jefferies & Co. will pay $9.7 million to settle SEC charges... New York Attorney General Eliot Spitzer has sued UBS... etc.
Registered Rep. March 12, 2008 Christina Mucciolo	Wall Street Romps While most of Wall Street toasted Spitzer's demise, the financial industry is not impervious to succumbing to the attractions of women.
The Motley Fool August 5, 2004 Tim Beyers	Will Lawsuit Hurt Express Scripts? Although investors seem to be over the initial jitters arising from Express Scripts' problems, the stock is still down more than 12% since New York Attorney General Eliot Spitzer filed a lawsuit accusing the pharmacy benefits manager of fraud.
Registered Rep. January 1, 2006 Kevin Burke	Spitzer Hints Scandal Is Winding Down While Spitzer remains tight-lipped on the status of the industrywide trading investigation he launched in September 2003, he hinted that it is perhaps nearing the finish line.
Salon.com January 16, 2003 Arianna Huffington	Cold feet Eliot Spitzer caved to Wall Street criminals. Maybe he decided that taking on the most powerful people in the country might not be the best strategy for a man considering a run for governor.
Bank Systems & Technology March 18, 2009 Orla O'Sullivan	AIG Uproar Sees Spitzer Weigh In The real disgrace in what A.I.G. did with almost $200 billion in government bailouts was not the payment of executive bonuses, but payments to banks, Eliot Spitzer said in an interview Wednesday morning.
InternetNews November 14, 2007 Kenneth Corbin	New York's About-Face on E-Commerce Taxation New York governor rescinds new a policy that could have meant the end of the tax-free Internet consumers have come to know and love.
The Motley Fool October 26, 2004 Rich Duprey	Aon Mired in Marsh World's second-largest insurance broker accused of improper business practices.
CFO November 1, 2003	Wall Street Warrior Ten questions for New York Attorney General Eliot Spitzer. His one message for CFOs: "Be careful."
The Motley Fool January 9, 2004 Bill Mann	Spitzer in Need of Update You'd think the New York attorney general's office would offer more warnings about Wall Street's wrongdoers.
The Motley Fool March 22, 2004 Shannon Zimmerman	Spitzer Rides Again Chalk another one up to General Eliot Spitzer and his war on bad funds.
Registered Rep. November 7, 2003 David A. Geracioti	SEC Chief "Distressed" at "Wrongdoing" in Industry SEC Chairman William Donaldson's favorite word is distressed -- at least that was true during both his speech to the Securities Industry Association annual meeting and the press briefing that followed.
BusinessWeek September 2, 2010	Hard Choices: Joe Plumeri The chairman and CEO of insurance brokerage giant Willis Group on shunning contingent commissions and forgoing millions
BusinessWeek July 28, 2003 Borrus & McNamee	States vs. the SEC: What's All the Shouting for? On the surface, it looks like the fragile alliance between state and federal securities cops is crumbling. There's more -- and less -- going on here than meets the eye.
Financial Advisor February 2, 2009 Alan Lavine	Distressed Assets Gone Wild There are several ways for financial advisors to get in on the distressed asset action by investing in private equity, in hedge funds, or in mutual funds that invest in distressed bonds and stocks.
CFO January 30, 2004 Tim Reason	Cheese It, the States! Corporate wrong-doers are finding state cops more aggressive than the feds.
The Motley Fool May 21, 2004 Paul Elliott	Call That Strong Medicine? Richard Strong and Strong Capital Management settle with Spitzer over market timing of the Strong funds. Was the penalty harsh enough?
Registered Rep. November 1, 2005 John Churchill	Market-Timer Banned and Fined Theodore Sihpol III, a former broker at Banc of America Securities (BAS), and poster boy for the market-timing scandals -- and the first target of Spitzer to say no to a plea offer -- has settled with the SEC.
Registered Rep. December 22, 2006 Halah Touryalai	Spitzer Wants More Settlement Dollars for New York UBS Reps New York Attorney General and Governor-elect Eliot Spitzer is asking a Northern California court to disapprove the settlement terms of an overtime suit against UBS.
Registered Rep. January 1, 2006 Dan Reingold	The Insiders' Game This author and Wall Street analyst concludes in his new book, Confessions of a Wall Street Analyst, that we'll never get a clear read on exactly where some insiders went wrong and whether our securities laws, regulations and sanctions are sufficient to deter such behavior in the future.
Reason February 2006 Jacob Sullum	Better Not Shop Around Internet retailing threatens to cut into the profits of the shady characters who make a living trucking cigarettes from low-tax to high-tax states. But cigarette smugglers have found an unlikely ally: New York Attorney General Eliot Spitzer.
Registered Rep. October 13, 2005 John Churchill	Market-Timer Banned and Fined Theodore Sihpol III, the former broker at Banc of America Securities (BAS) and poster boy for the market-timing scandals, agreed to pay a $200,000 fine and to accept a five-year ban from the securities industry.
Financial Planning May 1, 2013 Scott Wenger	Editor's Note: Real Estate Returns As the housing market rebounds, advisors face new challenges - and many new opportunities
InternetNews March 9, 2004 Ryan Naraine	PayPal Slapped with $150K Fine PayPal's user agreement misrepresented the protections consumers enjoyed when an affiliated merchant failed to deliver merchandise.
Registered Rep. October 21, 2004 Will Leitch	Merrill's O'Neal Speaks: Some Regulatory Action Politically Motivated In a rare public appearance, Stan O'Neal, chairman and CEO of Merrill Lynch, took indirect aim at regulators -- and perhaps even New York State Attorney General Eliot Spitzer in particular.
Inc. May 2005 Stephanie Clifford	Spitzer Probes Raise Fears of Employer Liability What New York state attorney general Eliot Spitzer's investigations mean for small businesses with regard to benefits administration.
BusinessWeek January 19, 2004 Borrus & Dwyer	How To Crack Down On Mutual-Fund Fees The SEC should require uniform cost disclosure.
InternetNews March 14, 2008	Could Woman in Spitzer Scandal Become a Star? Record industry executives have their say on the prostitute's potential in music.
The Motley Fool April 8, 2005 Seth Jayson	The Power of Google The scandal from Eliot Spitzer's Google ad buy is just more proof that Google's power is growing. Google's not really the innovator that many claim it to be, but it does things right.
BusinessWeek April 18, 2005 Brady & Byrnes	AIG: Get Ready For Starr Wars The fight over a secretive entity that wields enormous influence over AIG is just starting.
InternetNews April 4, 2006 David Miller	Spitzer Files Spyware Suit New York Attorney General Eliot Spitzer is suing an Internet advertising firm he claims surreptitiously installed millions of pop-up ad producing programs on individuals' computers.
InternetNews December 27, 2005 Roy Mark	NY State May Probe Digital Download Pricing In a Securities and Exchange Commission filing last week, Warner Music Group disclosed that it had received subpoenas regarding the pricing of digital music downloads.
InternetNews March 23, 2006 David Miller	N.Y. AG Takes on Privacy Fight With Gratis New York Attorney General Eliot Spitzer has filed suit against Web site operator Gratis Internet over personal information.
Knowledge@Wharton	What's Wrong With Spitzer's Solution to Analyst Bias? Experts on the financial markets disagree over how bad the stock-analyst bias problem is today. But few find much good to say about Eliot Spitzer's approach.
Registered Rep. April 28, 2003 Will Leitch	Historic Settlement Doesn't Target Brokers -- But You're Hardly Home Free Now that the Wall Street global settlement is official, brokers might be inclined to heave a sigh of relief. Don't. While the settlement will have a lasting impact on the brokerage industry, brokers have been unscathed by the Spitzer investigations -- so far.
CFO December 1, 2004 Randy Myers	Busting the Brokers Eliot Spitzer's latest investigation has companies taking a hard look at their insurance programs.
Registered Rep. November 2, 2015 David H. Lenok	A Look Inside The Wealthiest Estate Plans in America How does estate asset allocation change as clients climb the wealth ladder?
The Motley Fool August 25, 2005 Rick Aristotle Munarriz	You've Got Settlement! AOL settles with Spitzer over questionable customer-retention practices. What is disheartening is that even with dissuasive reps who won't take no for an answer, AOL's base continues to shrink every three months.