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Bank Systems & Technology
March 27, 2008
Cory Levine
Compliance Costs Continue to Rise Compliance costs are eating up more and more of firms' net income. mark for My Articles similar articles
Wall Street & Technology
March 1, 2004
Institutions Find it Tough to Meet Sarbox Deadline As the first deadline for Sarbanes-Oxley compliance of June 15 nears, financial-institutions are finding that complying is more difficult than they had anticipated mark for My Articles similar articles
U.S. Banker
November 2007
Patrick Conte
Embrace This Acronym: IT GRC. It Could Save Banks a Bundle. Used to describe the interdependent disciplines of governance, risk and compliance, GRC refers to the people, processes and technology banks invest in to comply with regulations and manage risk as part of effective corporate governance. mark for My Articles similar articles
Bank Systems & Technology
July 5, 2004
Cynthia Ramsaran
Dynamic Duo The CIO and CCO relationship is crucial in executing excellence in compliance. mark for My Articles similar articles
Wall Street & Technology
February 23, 2008
Cory Levine
Compliance Costs Grow Faster Than Net Income According to New York-based Deloitte & Touche's Deloitte Center for Banking Solutions, compliance costs are eating up more and more of firms' net income, due to applying human resources to monitor regulations. mark for My Articles similar articles
Bank Technology News
April 2006
Michael Sisk
Compliance: The New Rule Book Is Still Like A Maze There are so many new regulations that banks are having difficulty organizing their corporate structure to ensure these new rules are being adequately followed. mark for My Articles similar articles
Bank Technology News
October 2008
Kyle Duckers
Strategic GRC Yields Clear Payback Can a financial institution's governance, risk and compliance effort be a strategic tool, or is it simply a cost of doing business? Can best practices actually improve shareholder value? These are important questions that some financial services executives continue to ponder. mark for My Articles similar articles
Insurance & Technology
August 10, 2006
Maria Woehr
Compliance Automation Responding to growing pressure on insurers to comply with federal regulations such as Sarbanes-Oxley, the Gramm-Leach-Bliley Act, the Federal Information Act and HIPAA, ControlPath launched ControlPath Compliance Suite 3.0. mark for My Articles similar articles
Bank Technology News
May 1, 2008
Michael Grebb
The War to Keep Compliance Talent Financial institutions wade through an ever-deepening regulatory swamp, and therefore an escalating war for compliance talent. mark for My Articles similar articles
Bank Technology News
May 2007
The Six Regulatory Areas That Are Altering Bank Life Regulation is a part of bank life. Failure to comply shouldn't be. mark for My Articles similar articles
Wall Street & Technology
June 22, 2004
Steve Marlin, InformationWeek
Learning to Like Compliance Speakers at InformationWeek Media Network's compliance forum are achieving compliance without disrupting their businesses. mark for My Articles similar articles
CIO
July 1, 2005
Edward Prewitt
Sox Compliance Now Business as Usual The effect of the Sarbanes-Oxley Act (Sox) on IT budgets is already receding, as compliance becomes just another cost of doing business, according to recent reports. mark for My Articles similar articles
Bank Systems & Technology
April 28, 2008
Paul L. Lee
Integrating Systems Essential to AML and SAR Compliance To follow regulators' requirements, banks must leverage and coordinate compliance, risk management and IT department efforts. mark for My Articles similar articles
Bank Systems & Technology
February 22, 2007
Nancy Feig
A Happy Marriage: Finding the Right Technology Mate for Compliance Programs Banks are turning to GRC software platforms to maximize compliance technology's effectiveness and gain greater return on investment. mark for My Articles similar articles
Insurance & Technology
April 20, 2005
Anthony O'Donnell
Compliance Sticker Shock In a recent survey, financial services companies have reported higher-than-expected costs in dealing with the demands of Sarbanes-Oxley Section 404 compliance. mark for My Articles similar articles
Bank Systems & Technology
February 27, 2006
Maria Bruno-Britz
Taking SOX to the Next Level It is time for banks to rethink their strategic approaches to Sarbanes-Oxley requirements. mark for My Articles similar articles
Wall Street & Technology
October 26, 2005
Katherine Heires
By the Dashboard Light As regulatory concerns persist, many financial firms are turning to dashboard technology to simplify compliance initiatives. Here are 12 key questions to ask before starting a compliance dashboard project. mark for My Articles similar articles
Investment Advisor
June 2009
Thomas D. Giachetti
Not Just the CCO While the chief compliance officer (CCO) should be the main player in the compliance review process, whenever possible at least one other firm officer be involved. mark for My Articles similar articles
Bank Technology News
January 2007
Leveraging Compliance: Following the Rules Can Really Pay Off Regulation is leading financial institutions to focus more keenly on compliance software. But the technology can also be useful in corporate pursuits like marketing and financial planning. mark for My Articles similar articles
Wall Street & Technology
August 27, 2004
Jessica Pallay
Building the Right Team With no sign of waning regulations, compliance officers remain essential to the architecture of the securities industry. mark for My Articles similar articles
The Motley Fool
December 1, 2004
Rich Duprey
Gee, Thanks: More Time in the Maze Companies under $700 million market cap get Sarbanes-Oxley filing extension. mark for My Articles similar articles
IndustryWeek
December 1, 2006
John Teresko
Still Not RoHS Compliant? Majority of companies don't have centralized compliance solution. mark for My Articles similar articles
Wall Street & Technology
January 4, 2004
Beyond Compliance: The Business Value of Sarbox Investing in Sarbanes-Oxley could offer a competitive edge, according to a recent TowerGroup report. mark for My Articles similar articles
Wall Street & Technology
September 23, 2005
Basel II Falls Flat Despite increased efforts, banks are less certain about the benefits of Basel II compliance, according to a recent survey. mark for My Articles similar articles
CIO
May 15, 2006
Diann Daniel
Regulation's Silver Lining John Hagerty, vice president of research with AMR, says regulatory mandates have put a new spotlight on IT as a means to mitigate business risk. mark for My Articles similar articles
Bank Technology News
April 2006
Glen Fest
Enterprise Content Management: Honey, I Shrunk The Doc Management System Regulatory niches are becoming an electronic content management specialty, as when Systemware went down market with a big-bank tool to aid a community bank's growing compliance needs. mark for My Articles similar articles
Wall Street & Technology
November 17, 2003
Ivy Schmerken
Holistic Compliance With a torrent of regulations raining down on them, Wall Street firms are wise to think about developing a global-compliance architecture. But can the chief compliance officer sell the project to senior management? mark for My Articles similar articles
Bank Director
2nd Quarter 2010
Jack Milligan
Knee Deep in Regulation As part of the fallout from the latest financial crisis, bankers are wading through new layers of regulation while scanning for clearer skies ahead. mark for My Articles similar articles
OCC Bulletin
January 4, 2002
Bank Secrecy Act/Anti-Money Laundering Interim Guidance on Compliance with the USA PATRIOT Act... mark for My Articles similar articles
Information Today
October 6, 2015
Opus Global Acquires Alacra Compliance solutions provider Opus Global acquired Alacra, a business information solutions company. mark for My Articles similar articles
Bank Systems & Technology
June 1, 2005
Phil Britt
Missed Opportunity Though Sarbanes-Oxley, Basel II and revisions in state and federal banking laws continue to increase the time and cost commitment banks must make for compliance, there are ways to mitigate the burdens of regulatory requirements and even improve operations. mark for My Articles similar articles
Bank Technology News
December 2007
Scoring Banks' Compliance With FFIEC Guidelines Compliance with FFIEC guidelines brought out the worst in many bankers. So how did banks do in terms of compliance? mark for My Articles similar articles
Bank Systems & Technology
November 24, 2008
Peggy Bresnick Kendler
Agiliance Launches RiskVision, IT Risk, Compliance Management Platform San Jose, Calif.-based Agiliance, a provider of governance, risk and compliance software solutions, has launched RiskVision 4.0, a risk and compliance management platform. mark for My Articles similar articles
Wall Street & Technology
January 4, 2004
Do Not Call Compliance Each infraction, that's one sales call to a number listed on the Do Not Call list, can cost your firm up to $11,000. mark for My Articles similar articles
Bank Technology News
January 2006
Better Info Security Driven By Regulatory Compliance If information security is to become a strategic priority, then banks can start by reviewing existing practices -- their own and that of those companies with which they do business. mark for My Articles similar articles
U.S. Banker
May 2005
Karen Krebsbach
SOX Costs Prompt Switch From Public to Private Many public community banks are going private to avoid the high costs and reporting requirements of Sarbanes-Oxley compliance. But are the savings of going private worth the hassle? mark for My Articles similar articles
Bank Technology News
February 2009
Brian Longe
Customer Satisfaction Begins with a Single Compliance Solution Using a single technology platform to handle all of its compliance needs allows a bank to open new accounts and complete transactions more quickly through the solution's common database structure. mark for My Articles similar articles
U.S. Banker
March 2007
Paresh Amin
Balancing Industry Mandates and Federal Regulations Financial companies need to consider compliance, business objectives and data security in a holistic manner. All three can be boiled down to one main requirement: determining what is happening to critical data. mark for My Articles similar articles
Wall Street & Technology
November 21, 2006
Cory Levine
Inefficient Efforts: Firms Look to Break Down Their Isolated Compliance Processes Industry solution providers are coming up with new ways to unify compliance efforts across the organization, bringing efficiencies and benefits to the business from widely maligned regulatory mandates. mark for My Articles similar articles
Financial Planning
October 1, 2009
Nancy Lininger
What It Takes Compliance is top of mind at many firms today. Here's what makes a great compliance officer, no matter who takes the role. mark for My Articles similar articles
Wall Street & Technology
March 18, 2008
Cory Levine
Lack of Standardization in Data, Reporting to Hinder Basel II Compliance Lack of standardization in the reporting process will be a major hurdle for financial institutions in complying with Basel II requirements. mark for My Articles similar articles
Insurance & Technology
June 16, 2004
Julie Gallagher
Look On the Bright Side Rather than letting the clouds of regulation rain on their operations, insurers that look for compliance's silver lining have an opportunity to improve their business processes. mark for My Articles similar articles
Wall Street & Technology
February 12, 2004
Jessica Pallay
Suiting Up For SOX The Sarbanes-Oxley Act has CIOs struggling to find technology that will support tighter financial controls and processes. mark for My Articles similar articles
Wall Street & Technology
April 27, 2004
Jessica Pallay
SEC Sets Back SOX Sarbanes-Oxley deadlines are delayed, but firms find little solace in the regulation's extension. mark for My Articles similar articles
Bio-IT World
February 11, 2005
Judy Hanover
Leveraging IT to Achieve Compliance Budgeting and measuring the success of compliance initiatives is a credibility issue for CIOs. mark for My Articles similar articles
Wall Street & Technology
March 21, 2006
Consumers to Foot Compliance Bill? The securities industry's cost of compliance has nearly doubled over the past three years, and costs may be passed on to investors through higher prices and fewer choices. mark for My Articles similar articles
Financial Planning
July 1, 2006
Jane Worthington
Compliance Tips: What Now? John Walsh, of the SEC's Office of Compliance Inspections and Examinations, offered these ten points for post-review discussions to attendees at NRS' Spring Compliance Conference. mark for My Articles similar articles
Wall Street & Technology
August 22, 2005
Maria Wakem
Macgregor Proves Compliance Boston-based Macgregor's latest compliance control and reporting solution, XIP Enterprise Compliance, eases the burden of proving to the SEC that firms have the proper controls in place. mark for My Articles similar articles
Bank Systems & Technology
May 15, 2008
Paula Damiano
Qualys Offers SaaS Risk Management Qualys introduced the QualysGuard Enterprise Security and Compliance Suite, the first integrated Software-as-a-Service solution for risk management. mark for My Articles similar articles
Wall Street & Technology
February 4, 2005
Maria Santos
Compliance As the Securities and Exchange Commission steps up its efforts to regulate the industry and protect investors, financial institutions must take proactive measures to comply with current and possible future rules before the SEC takes action against them. mark for My Articles similar articles