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BusinessWeek November 17, 2003 Gary Weiss	Too Little, Too Late, Mr. Reed? Many feel interim chairman John Reed's NYSE reforms don't go far enough -- so the SEC may step in.
BusinessWeek November 10, 2003 Gary Weiss	NYSE: How Deep Will Reform Run? Revamping the way the Big Board works may not happen on John Reed's watch.
BusinessWeek January 12, 2004	Dick Grasso Grasso was, in a sense, the ultimate victim of the NYSE's secretive corporate culture and Stone Age governance practices.
BusinessWeek November 24, 2003 Paula Dwyer	The Big Board's Blueprint: Done Deal? New York Stock Exchange critics feel shortchanged by interim Chairman John S. Reed's new governance plan, but the SEC is already on board.
The Motley Fool December 18, 2003 Bill Mann	Thain Takes Reins at NYSE An investment banker takes over the biggest trading floor in the world.
U.S. Banker December 2003 Lee Conrad	New York Stock Exchange Works to Repair Its Image Investors don't care, but seat prices at the NYSE are down.
BusinessWeek January 12, 2004	The Repurposed What's so great about kicking back? These execs have big second acts
BusinessWeek May 17, 2004 Gary Weiss	There's A Floor Under Those Seats If the price of an NYSE membership is any guide, traders' livelihoods are secure.
BusinessWeek October 13, 2003 Robert Kuttner	The Big Board: Crying Out for Regulation The Grasso pay debacle means the SEC should supervise the NYSE.
BusinessWeek July 28, 2003 Louis Lavelle	Commentary: The Problem of the "Lingering CEO" Sanford Weill is a great leader -- but his continued presence will only cramp his successor Chuck Prince's style
The Motley Fool December 17, 2003 Bill Mann	CalPERS Sues the NYSE Bad governance at the Big Board has riled up the $154 billion pension manager.
CFO January 1, 2004 Kate O'Sullivan	Market Timing Despite the controversy surrounding the NYSE, Keane Inc., an information-technology service provider, makes the move to the Big Board.
Registered Rep. August 1, 2003	Ten To Watch 2003 The members of our "Ten to Watch" list are among those saddled with having to manage in this tough environment. What makes this group different is that each member has proven influential enough to play some role in creating the securities industry's environment for the year to come.
The Motley Fool April 2, 2004 Shannon Zimmerman	SEC: Toothless No More? Is the SEC getting serious about fund industry reform?
Wall Street & Technology March 1, 2004 Ivy Schmerken	Changing of the Guard The NYSE's new Chief Executive John Thain is moving quickly to increase automatic execution on the floor. Will there still be a role for specialists? Will he dismantle the auction model? How far will John Thain go?
Wall Street & Technology February 12, 2004 Ivy Schmerken	Changing the Rules of the Game A change in the trade-through rule now on the SEC's agenda could lead to more direct-access and smart order-routing tools.
BusinessWeek January 26, 2004 Mara Der Hovanesian	The NYSE: A Thousand Cuts ECNs, regional exchanges, brokerages -- they're all taking a piece of the Big Board.
Wall Street & Technology October 27, 2003 Kerry Massaro	Arthur Levitt Says There will Always Be Abuses Arthur Levitt, chairman of the SEC from 1993 to 2000, discusses some of the pressing regulations on Wall Street and their technology implications.
U.S. Banker November 2003 Holly Sraeel	Just in Time for Santa: This Year's Banking Industry Wish List Godspeed, John Reed, and while we're at it, wasn't Jamie Dimon supposed to be getting up to something big by now? And p.s., Ashcroft: back off.
Wall Street & Technology March 26, 2004 Larry Tabb	NYSE: Fast Market or No Market? If the NYSE becomes more electronic, its owners (the specialists and floor brokers) will be disadvantaged, and possibly jobless.
BusinessWeek February 28, 2005 Amy Borrus	Donaldson's Balancing Act The SEC chairman plans further reforms -- mixed with business-friendly flexibility.
BusinessWeek October 6, 2003 Stephen B. Shepard	Straight Talk from Eliot Spitzer The New York Attorney General speaks on the mutual-fund investigations and other issues
The Motley Fool July 6, 2004 Tom Taulli	Grim Reaper Visits EasyLink By all appearances, EasyLink is being hit for a minor offense. Not according to the SEC.
BusinessWeek December 1, 2003 Borrus & Dwyer	The Critical Battle For Fund Reform Big investors, Congress, the SEC -- they're all swooping in to curb widespread abuses in the mutual-fund industry.
The Motley Fool March 16, 2004 Seth Jayson	Dollar General Dodges Bullet The discounter pays its way out of an SEC bookkeeping imbroglio with the usual spineless settlement.
BusinessWeek September 13, 2004 Mara Der Hovanesian	Put The Big Board On The Big Board Why the nation's largest stock exchange should go public.
Wall Street & Technology March 1, 2004 Kerry Massaro	NYSE a Fast Market? It's humorous to think that the New York Stock Exchange could be classified as a "fast market."
The Motley Fool April 14, 2004 Selena Maranjian	Best and Worst Corporate Boards Did any of your companies make the Hall of Fame or Hall of Shame?
Registered Rep. August 1, 2004 Will Leitch	The Reformation When the scandal craze that has gripped the securities industry first began two years ago, few in the industry recognized how deep it might go.
Inc. February 2008 Stephanie Clifford	His Way Chris Reed, the founder of a soda company, undertakes an initial public offering - his way. What can go wrong does. What should go right doesn't. Five painful years pass. As the man himself says, "You have to work hard to create that much trouble."
U.S. Banker November 2005	Executive Compensation & The Boardroom Dilemma Investors shouldn't have to sift through every number on a proxy statement to determine total executive compensation. Now the SEC wants all payouts and perks -- including costs for corporate jets and housing -- out in plainer view.
The Motley Fool February 18, 2004 Bill Mann	End of the Specialist System? SEC investigations and electronic trading may spell the end of an era. Specialist firms line up to settle with the regulators.
The Motley Fool September 29, 2004 Selena Maranjian	Brokerages Become More Compliant New rules aim to keep brokerages on the straight and narrow.
The Motley Fool July 19, 2004 Rich Smith	Publishers Dueling for No. 1 The Thomson Corporation and publishing competitor Reed Elsevier, jockey for the title of worldwide uber-publisher.
The Motley Fool March 22, 2004 Shannon Zimmerman	Spitzer Rides Again Chalk another one up to General Eliot Spitzer and his war on bad funds.
BusinessWeek December 6, 2004 Amy Borrus	No More Breaks For The Big Board Why the SEC should stand by its plan to loosen the NYSE's hold on trading
The Motley Fool May 21, 2004 Paul Elliott	Call That Strong Medicine? Richard Strong and Strong Capital Management settle with Spitzer over market timing of the Strong funds. Was the penalty harsh enough?
BusinessWeek January 31, 2005 Emily Thornton	Why You Lost All That Money In Blood on the Street: The Sensational Inside Story of How Wall Street Analysts Duped a Generation of Investors, author Charles Gasparino shows how top research analysts and their investment bank bosses preyed on unsuspecting individual investors.
Registered Rep. November 12, 2003 Ann Therese Palmer	Untangling a Webb If you didn't already know the New York Stock Exchange was waist-deep in turmoil, Dan Webb's presence there would be a good indication. Like many a troubled institution before it, NYSE has hired Webb, one of the nation's most esteemed defense attorneys, to help sort itself out.
CFO September 1, 2010 Joseph McCafferty	Who's in Charge Here? Listening to shareholders is easy. Making sense of their concerns is not.
The Motley Fool May 27, 2004 Bill Mann	Dick Strong: How Sorry Are You? With Wells Fargo buying his company, Strong can now pay a big SEC fine out of his lint drawer.
BusinessWeek July 28, 2003 Borrus & McNamee	States vs. the SEC: What's All the Shouting for? On the surface, it looks like the fragile alliance between state and federal securities cops is crumbling. There's more -- and less -- going on here than meets the eye.
The Motley Fool May 14, 2004 Selena Maranjian	Shareholders Take Action Here are some tips on how to make a difference with your holdings.
BusinessWeek February 20, 2006 Mara Der Hovanesian	Rewiring Chuck Prince Citigroup CEO Charles O. Prince strives to make himself into a leader with vision.
Wall Street & Technology June 4, 2004 Ivy Schmerken	Reg NMS: Divided We Stand Unable to define fast versus slow markets, the industry is split over the SEC proposal to amend the trade-through rule.
On Wall Street July 1, 2009 Mark Astarita	The SEC's "Feel Good" Committee The Securities and Exchange Commission announces the formation of an Investor Advisory Committee, which it says will give investors a greater voice in its work.
The Motley Fool April 26, 2004 Selena Maranjian	Spitzer Eyes Insurance Unethical or illegal conflicts of interest amongst major insurance brokers and providers could be costing consumers.
The Motley Fool October 7, 2008 Alyce Lomax	The SEC Has Let Us Down Who's the SEC looking out for again? It's not you or I.
Investment Advisor July 2008 Melanie Waddell	SEC Chairmen of Yore Speak Six former SEC chairmen pointed to quite a few regulatory challenges that loom large -- namely globalization of the world markets, the burgeoning market for complex synthetic securities, and the continued growth of hedge funds.
Financial Planning November 1, 2009 Robert Pozen	Think Twice Congress is seriously debating legislation that would significantly expand the coverage of the Investment Advisers Act, empower the SEC to make rules on advisor compensation and increase the likelihood of lawsuits against advisors.