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Investment Advisor
November 17, 2010
Danielle Andrus |
Form ADV Changes Have Advisors Worried Newly created guides can allay confusion   |
Financial Planning
December 1, 2010
Donna Mitchell |
Turning on the Charm Next month the SEC reports to Congress on its recommendations for enhancing examinations for investment advisors. FINRA, meanwhile, is trying to persuade movers and shakers on the Hill that it already has the answers. |
Financial Planning
December 1, 2010
Trone & Harvey |
Get Smart When the U.S. Department of Labor speaks, we should listen, whether we work with qualified retirement plans or not. The DOL made several announcements in October that are going to be significant game changers for the financial services industry. |
Financial Planning
December 1, 2010
Martin Shenkman |
Tell Them Now Whatever the result in Congress as the estate planning environment evolves, planners should make a concerted effort to communicate with clients and help them assess planning. |
BusinessWeek
November 24, 2010
Ben Paynter |
The Great Copper Heist As copper prices soar, looters nationwide are attacking electrical grids, telecom towers, transportation hubs, and emergency-service generators. How one Dallas police unit is cracking down. |
BusinessWeek
November 24, 2010
Snyder & Chipman |
Global Warming Skeptics Ascend in Congress Cap-and-trade may be just the first casualty of the science-doubters in the House and Senate |
BusinessWeek
November 24, 2010 |
The Climate-Change Casualty List The incoming class of House and Senate Republicans include at least 47 who deny that scientific data prove human activity is warming the planet. Here's how they may complicate the Obama Administration's climate-change agenda. |
BusinessWeek
November 24, 2010
John Hughes |
TSA Pat-Downs: Close Encounters of the Security Kind TSA chief, John Pistole, is grappling with a public insurrection over body scanners and frisking. |
BusinessWeek
November 24, 2010
Schmidt & Brush |
Will Currency Derivatives Get a Pass on Oversight? Banks want them exempted. Geithner is caught between bankers and regulators on how much oversight to give currency derivatives. |
BusinessWeek
November 24, 2010
Charlie Rose |
Charlie Rose Talks to Steven Rattner Quadrangle's co-founder and Obama's car czar just settled with the SEC over the pay-to-play pension fund scandal. Now, Andrew Cuomo wants a piece of him. |
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