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Registered Rep. October 4, 2006 John Churchill |
Citigroup Wins Long, Strange CAP Battle After going two for three in a unique tug of war involving both the arbitration and court systems, former Smith Barney broker James McCarthy is likely throwing in the towel in his three-year fight for the money left in his deferred-compensation plan.  |
InternetNews October 3, 2006 Roy Mark |
Hurd Does the 'DD' on Congress HP CEO's spy scandal defense is worthy of a lawyer named Racehorse.  |
Registered Rep. October 1, 2006 John Churchill |
Creditors Snatch Collection Plate If you're bankrupt, giving money to a religious institution is not an option, says one court.  |
Registered Rep. October 1, 2006 John Churchill |
Crackberry Addicts Fight Back Run afoul of the law while tapping or yapping into your Blackberry and you may have a case-against your employer.  |
Registered Rep. October 1, 2006 Halah Touryalai |
Mediation Mambo If you've got legal trouble, October may be your lucky month: It's "mediation month" sponsored by the NASD.  |
Registered Rep. October 1, 2006 Ann Therese Palmer |
Agent or Fiduciary? Q: I underwent a grueling arbitration hearing this year. One point the complainant's attorney tried to make was that I had acted in a fiduciary capacity... A: The designation "fiduciary" used to mean something special in both the legal and the brokerage worlds...  |
Registered Rep. October 1, 2006 Bill Singer |
The Long Arm of NASD A registered rep with Northwestern Mutual Investment Services, helped found the Wisdom Mission Church, of which he was president: The NASD Investigates... SEC Review...  |
AFP eWire October 2, 2006 |
Court Case May Require Charity Websites to Meet ADA Standards A lawsuit brought by the National Federation of the Blind against Target Corp. may set a new legal precedent requiring websites to be accessible to the disabled.  |
Information Today October 2, 2006 Laura Gordon-Murnane |
Googling Your Tax Dollars? A new law represents a merger of the principles of open, accountable, and transparent government and e-government technologies to create an easy and accessible means for the American public to learn how the government spends its tax dollars.  |
Financial Planning October 1, 2006 Marshall Eckblad |
5 Questions An interview with Victor Whitney, an expert on personal trusts and author of the forthcoming The Art of Trusteeship.  |
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