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The Motley Fool
August 3, 2005
Jeff Hwang |
IAC's Q2 Previews Life After Separation InterActiveCorp posts a solid second quarter ahead of its spin-off of Expedia as a stand-alone business. Investors got a sneak peek at life after separation as both IAC and Expedia reported second-quarter results individually.   |
Registered Rep.
August 2, 2005
Kristen French |
Morgan Stanley Fined $6.1 Million for Fee-Based Brokerage Slip-Ups NASD's investigation showed that from January 2001 through December 2003, Morgan Stanley failed to establish and maintain a supervisory system to review and monitor its fee-based brokerage business. |
Registered Rep.
August 1, 2005
Kristen French |
Next Year's Model If the one-stop shop is out, what new formula will take its place? In many ways, the Citi/Legg Mason swap looks like an ideal prototype. The thing is, a swap like that is not likely to be repeated. |
Registered Rep.
August 1, 2005
John Churchill |
Should I Stay or Should I Go? When Smith Barney and Legg Mason announced a deal to swap the wirehouse's asset-management business for Legg's brokerage unit, a lot of Legg reps made calls to recruiters and began to prepare for a move. But now, a lot of reps have stopped packing. |
Registered Rep.
August 1, 2005 |
Cold Call: Rob Isbitts The president and chief investment officer of Emerald Asset Advisors shares the last business-related book he read... Favorite mode of transportation... etc. |
Registered Rep.
August 1, 2005
John Churchill |
Of Money and Art ARTnews magazine says three of the world's top 10 art collectors (based on the "volume of their acquisitions in the past year") hail from Wall Street. Leon Black... etc. |
Registered Rep.
August 1, 2005
John Churchill |
The Greatest Hits--On the Fidelity Radio Network Mutual fund giant Fidelity recently introduced podcasts for its independent advisors with the hopes that it will give its time-pressed advisors more flexibility in staying current on industry trends. |
Registered Rep.
August 1, 2005
Stan Luxenberg |
The Price of Redemption By monitoring suspicious trading and using other techniques, funds may go a long way to protecting shareholders from the costs of rapid trading. |
Registered Rep.
August 1, 2005
Kristen French |
Schwab to Would-Be Suitors: Drop Dead On the heels of Ameritrade's acquisition of TD Waterhouse, Charles Schwab Corp. says it isn't for sale, despite rumors to the contrary. |
Registered Rep.
August 1, 2005
John Churchill |
Firms to Recruits: Are You Experienced? Across the industry, companies are upgrading training programs to better prepare reps for the growing demands of the job. |
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