Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Investment Advisor December 2007 Olivia Mellan	The Mourning After If you or one of your financial advisory clients is struggling to cope with grief, now or at any other season of the year, the advice that follows may help ease the pain.
Investment Advisor December 2007 Angela Herbers	Bottom Up Broker/dealer recruiting is largely a zero sum game. Here is why it more advantageous for B/Ds to help their existing advisors.
Investment Advisor December 2007 Melanie Waddell	Deadline Looms for AMT Fix With a deadline to fix the Alternative Minimum Tax by year-end fast approaching, Congress is in a mad dash to find alternative sources of revenue to plug the hole that would be created if 25 million taxpayers were saved from the AMT.
Investment Advisor December 2007 Melanie Waddell	Grasping the New 403(b) Rules Changes to 403(b) plans provide opportunities for financial advisors, retirement experts say.
Investment Advisor December 2007 Elizabeth D. Festa	Fighting the Good Fight on 401(k)s In his new book, Stop the 401(k) Rip Off, David Loeper rails against the hidden fees in 401(k) plans and attempts to arm participants with the ability to uncover the fees and approach their employer about offering less expensive funds in their plans.
Investment Advisor December 2007 Kathleen M. McBride	Death to Tax Investment advisors appear to have dodged a bullet as the Financial Services Institute and individual advisors rallied lawmakers to repeal a law that would have levied a 6% Use Tax on investment advice services for Michigan residents.
Investment Advisor December 2007	News & Products, December 2007 FINRA fined Oppenheimer Co., Inc. $1 million... Compliance officers at broker/dealer firms will have a chance to discuss new and changing regulations... Christine Nigro has been promoted to president of AXA Advisors, LLC... etc.
Investment Advisor December 2007 Thomas D. Giachetti	Use Them, but Carefully By all means, place arbitration clauses in IA contracts, but do it right.
Investment Advisor December 2007 Marlene Y. Satter	A Taxing Dilemma Are your financial advisory clients getting more worried about estate taxes? Help set their minds at ease with these options.
Investment Advisor December 2007 Johnathan Satovsky	Building Your Own Holy Grail The ability to analyze at a glance the metrics of multiple, aggregated portfolios plainly benefits both advisor and client both in the short and the longer term.
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