Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Registered Rep. July 30, 2003 Will Leitch	Securities Industry Registers Slight Employment Uptick Securities firms have begun adding employees again, according to statistics from the Securities Industry Association and the Labor Dept.
Registered Rep. July 30, 2003 Will Leitch	SIA Says "Me Too" on Sales Fee Investigations Amid the brewing investigations into mutual fund sales practices, the Securities Industry Association came out last week in support of the new Joint NASD/Industry Task Force.
BusinessWeek August 4, 2003 David Welch	For GM, Mortgages Are the Motor But how long can it rely on profits from its finance unit?
BusinessWeek August 4, 2003 Weber & Palmer	The Mouse Roaring at Fannie and Freddie A small Chicago rival is horning in on their territory
Registered Rep. July 23, 2003 Nigel Goodman	Servicing Your HNWs A recent Fidelity Investments survey shows that affluent clients will still replace their advisors if they are not meeting portfolio goals. Predictably, the survey encourages advisors to become more attentive to the needs of their affluent clients.
National Real Estate Investor July 22, 2003	Legg Mason Sells Real Estate Divisions Baltimore-based asset manager Legg Mason will sell the commercial mortgage banking and mortgage servicing operations of its wholly owned subsidiary, Legg Mason Real Estate Services, to NorthMarq Capital Inc. NorthMarq is a subsidiary of Marquette Financial Cos.
BusinessWeek July 28, 2003 Roberts & Clifford	Morgan Stanley: What Great Wall? In a joint venture, the big U.S. bank breaks into China's financial sector
BusinessWeek July 28, 2003 Borrus & McNamee	States vs. the SEC: What's All the Shouting for? On the surface, it looks like the fragile alliance between state and federal securities cops is crumbling. There's more -- and less -- going on here than meets the eye.
Entrepreneur August 2003 Crystal Detamore-Rodman	Give 'Em Credit They're not just for car loans and home mortgages. Now credit unions are making business loans.
BusinessWeek July 28, 2003 Anthony Bianco	Citi's New Act Chuck Prince, Sandy Weill's top troubleshooter, is the unlikely choice for CEO. Does he have the right stuff?
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