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Registered Rep. October 23, 2007 David A. Geracioti |
If Allegations Prove True, File This Under: Stupid Broker The SEC has filed a complaint against a former LPL rep and branch manager, who, the SEC says, had been engaging in one of the oldest broker tricks in the book: stealing his clients money.  |
Registered Rep. October 23, 2007 John Churchill |
Pre-Earnings Whisper Not Good for Merrill By announcing the likelihood of a multibillion-dollar write-down in its third quarter a few weeks ago, Merrill Lynch prepared investors for dismal earnings.  |
The Motley Fool October 23, 2007 |
Tough Banking at Fifth Third: Fool by Numbers The fast facts on Fifth Third Bancorp's third-quarter results, in which the company reports income increased 6% year-over-year.  |
The Motley Fool October 23, 2007 Emil Lee |
The Insidious SIV Structured investment vehicles, tools some banks use to finance long-term assets by issuing short-term commercial paper, may become a threat to the capital markets.  |
The Motley Fool October 23, 2007 Emil Lee |
PNC Gets the Last Laugh By tenaciously maintaining its conservative practices, PNC Financial manages to avoid the current credit woes, resulting in a very solid third quarter.  |
The Motley Fool October 23, 2007 Rick Aristotle Munarriz |
Which Discount Broker Should You Buy? TD AMERITRADE turns in a very healthy fourth-quarter, due to higher margins and the summer's trading volatility.  |
Registered Rep. October 19, 2007 Karen Donovan |
Don't Settle With Regulators--Litigate, Says Sutherland Et Al. (That Figures, Regulators Retort: Lawyers Would Say That) You may lose in arbitration, but the punishment may be less than you would have received in a settlement.  |
The Motley Fool October 19, 2007 Emil Lee |
Zions Stands Its Ground Despite a tough third quarter with pressure from nearly all sides, Zions Bancorp manages to escape somewhat unscathed.  |
The Motley Fool October 19, 2007 |
Nice Turn at Northern Trust: Fool by Numbers The fast facts on Northern Trust's third-quarter earnings, in which the bank reports a 19% rise in revenue. Investors, take note.  |
The Motley Fool October 19, 2007 Matt Koppenheffer |
Quick Take: Poor, Unfortunate Bank of America Another ugly quarter from a financial services company. Pretty much everything that could go wrong for the investment banking division, did.  |
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