Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Investment Advisor September 2007	Bloomsday Here's why Mike Patton's newfound independent financial advisory practice is showing definite signs of life.
Investment Advisor September 2007 Robert F. Keane	Blue-Collar Advisor A blue-collar work ethic and passion for football comprise the background successful advisor P.J. DiNuzzo, founder of DiNuzzo Investment Advisors.
Investment Advisor September 2007 Kathleen M. McBride	Life After Ellyn McColgan Her sudden departure from Fidelity is a loss for advisors. McColgan's departure comes on the heels of Debby McWhinney's abrupt resignation from Charles Schwab earlier this year.
Investment Advisor September 2007 Kara P. Stapleton	For Young and Old Alike The Financial Planning Association and the NexGen community co-hosted the second annual NexGen Conference for the profession's future leaders.
Investment Advisor September 2007 Melanie Waddell	Hedge Funds Continue to Deregister During the past year, 732 hedge fund advisors have deregistered, according to the Investment Adviser Association and National Regulatory Services seventh annual report, Evolution/Revolution, which profiles the advisor profession.
Investment Advisor September 2007 Kara P. Stapleton	FINRA Interim Board The newly combined NASD-NYSE regulatory agency, announced the appointment of a 23-member Interim Board of Governors.
Investment Advisor September 2007 Kathleen M. McBride	Catching up with... Frank Holmes Here, the CEO and CIO of U.S. Global Investors, Inc. talks about his outlook during this time of market turmoil.
Investment Advisor September 2007	Changes Commissioner Roel Campos of the SEC announced that he intends to leave the Commission... Keith Gregg has been named president and co-CEO of independent broker/dealer First Allied Securities... etc.
Investment Advisor September 2007	Upgrades The Investment Management Consultants Association, Inc. is offering a new designation -- the Chartered Private Wealth Advisor or CPWA.
Investment Advisor September 2007	Group Think SEC Chairman Christopher Cox announced that two new organizational units will be formed within the Office of Investor Education and Advocacy: The Office of Policy and Investor Outreach... The Certified Financial Planner Board of Standards has allocated $456,063 in grant funding... etc.
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