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Financial Planning
July 1, 2007
Jim Grote |
Practice Profile: New School Ties Financial planner Janet Briaud, a former Texas A&M instructor, specializes in serving college professors. Millionaire professors. For them, teaching is just the beginning.   |
Financial Planning
July 1, 2007
Stephanie Bogan |
The Land of Brand A good brand is hard to create. Understanding what it is and how it works will help you polish your own image in the financial planning marketplace. |
Financial Planning
July 1, 2007
Joel Bruckenstein |
Custodian as Consultant TD Ameritrade's Solutions Consulting Group helps advisors make use of TD's technology -- while running their practices more effectively. |
Financial Planning
July 1, 2007
Ed Slott |
RMD Traps A review of the required minimum distribution rules for retirement accounts, and a five-point plan for financial advisors to keep their clients out of trouble. |
Entrepreneur
July 2007
Jennifer Pellet |
New Way to Pay Looking for a way to offer customers greater payment convenience? A mobile platform recently introduced by Visa is paving the way for merchants to accept payments from cell phones - though the technology has yet to reach the States. |
Registered Rep.
June 21, 2007
John Churchill |
New Name, New Agenda for NASD/NYSE Entity SIRA stands for Securities Industry Regulatory Authority, which will be the largest self-regulatory organization in the world. |
Registered Rep.
June 21, 2007
Christina Mucciolo |
Smith Barney Golden Handcuffs Hard to Crack A New Jersey Appellate Court's reversal of a lower court's decision is another notch in Smith Barney's belt. |
Registered Rep.
June 1, 2007 |
Best of Both Worlds Stuart Silverman's "hybrid" business model for a broker/dealers designed to make the transition to independence more seamless. |
Registered Rep.
June 1, 2007 |
The Great Re-Sell How will registered reps re-position themselves with clients who have fee-based brokerage accounts? |
Registered Rep.
June 1, 2007 |
Options Bomber John "The Bishop" Tompkins was accused of sending unarmed pipe bombs and threatening letters to investment companies. |
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