Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Registered Rep. April 1, 2003 David A. Gaffen	Your Book or Your Life! What would you do if you lost your book? Where would you turn for new customers? Where could you be hired? Those are questions that keep many advisors up at night.
Registered Rep. April 9, 2003 David A. Gaffen	Pretty Practice Prices If there's any evidence that financial advisors with smaller practices are leaving the business, FP Transitions has found it. According to the firm, the concentration of small practices (less than $300,000 in revenues) for sale has increased to 68 percent in 2002 from 42 percent in 2001.
OCC Bulletin April 8, 2003	Interagency White Paper on Sound Practices to Strengthen the Resilience of the U.S. Financial System Business continuity sound practices developed by the FRB, SEC, and OCC to ensure the continued functioning of critical financial services
Registered Rep. April 8, 2003 Will Leitch	SIA Calls NASD Proposal Unfair The Securities Industry Association has weighed in negatively on the NASD's proposed changes to the handling of central registration depository (CRD) complaints.
U.S. Banker April 2003 Glen Fest	Going with the Flow Wachovia CEO Ken Thompson's deal with Prudential has tongues wagging and rivals paying close attention. The newly combined brokerage, nets the bank greater access to trillions of dollars that will pass from one generation to another over the next 10 years. Move over Merrill?
U.S. Banker April 2003 Holly Sraeel	Branches, Service and Vernon, Vernon, Vernon Simply put, Vernon Hill might well end up the Starbucks of banking. Not bad for a guy who not so long ago ran a small bank that few knew about.
U.S. Banker April 2003 Matthew Miller	Skeletons in the Credit Closet A growing number of cash-strapped parents are stealing their kid's identity. The debt is piling up.
Commercial Investment Real Estate Mar/Apr 2003 Chere LaRose-Senne	Congress Revisits the Issue of Banks Selling and Managing Real Estate Commercial real estate professionals should stay informed on the progress of the Community Choice in Real Estate Act.
Commercial Investment Real Estate Mar/Apr 2003 Gretchen Pienta	Building a Powerful Portfolio Learn which commercial real estate vehicle provides a strong foundation for your clients' investments.
Registered Rep. April 1, 2003 Ross Tucker	MMI Annual Conference: SMAs Off and Running This year's Money Management Institute annual conference turns on a central fact: separately managed accounts (SMA) are in the midst of a critical wave of growth.
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