Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Investment Advisor June 2007 James J. Green	Doing it Right There's no doubt that financial advisor Ken Fisher is a control freak, but it allows his firm to deliver personalized service in a machine-like format to 18,000 satisfied clients.
Investment Advisor June 2007 Kathleen M. McBride	Interesting Times Independent broker/dealers find opportunity in the face of changing winds.
Investment Advisor June 2007 Lauren Barack	Streamlining Broker/dealers are aiming for a one-click model for their technology platforms.
Investment Advisor June 2007 Bob Clark	The Art of the Deal Advisors who don't understand where those astronomical practice values are coming from are doomed to get what they deserve.
Investment Advisor June 2007 Mike Patton	Up and Out For financial advisors, there's a big difference between imagining independence and being independent. Here, a newly independent advisor learns some lessons and wins clients.
Investment Advisor June 2007 Kathleen M. McBride	First Among Equals Tucker Scott leverages a worldwide team of researchers to pick stocks for the value-focused Ivy International Balanced Fund.
Investment Advisor June 2007 Robert F. Keane	Passive Disciplinarian A passive approach to investing, coupled with an active approach to client care, is financial advisor Charles Massimo's modus operandi.
Investment Advisor June 2007	Be a Mentor Developing a corporate memory for advisors by linking the pioneers and the next generation will benefit the profession and the profession's clients, and will inform the powers in Washington as to what's best for those clients.
Investment Advisor June 2007 James J. Green	A Flush Fidelity Celebrates With enhanced authority, Fidelity Registered Investment Advisor Group's Ellyn McColgan leads the way.
Investment Advisor June 2007 Melanie Waddell	SEC Won't Appeal Court Ruling The SEC has decided not to appeal the recent ruling which exempted brokers from being subject to regulation as investment advisors in fee-based brokerage accounts, on the basis that the SEC had exceeded its authority under the Investment Advisers Act of 1940.
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