Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Investment Advisor May 2007	The Semifinalists This is the list of semifinalists from which the final IA 25 was chosen. All will have significant impact on the profession now and in the near future. Rudy Adolf... Ben Bernanke... Bob Clark... Peter Drucker... etc.
Investment Advisor May 2007	Five Years of Excellence The names change as certain issues come to prominence and then recede, but even some very influential people in and around the Investment Advisor universe fail to crack the list. Amy Domini... Alan Greenspan... Eliot Spitzer... etc.
Investment Advisor May 2007	The U.S. Court of Appeals Decision A PDF of the U.S. Court of Appeals for the District of Columbia Circuit's ruling on the Financial Planning Association vs. The Securities and Exchange Commission.
Investment Advisor May 2007	The Original SEC Rule The Security and Exchange Commission's original decision on the broker/dealer exemption rule exempting brokers from regulation as an investment advisor even when they were being paid fees for investment advice.
BusinessWeek May 7, 2007 Aaron Pressman	Can She Fix Fidelity's Lagging Sales? Rising star Ellyn McColgan has been handed Fidelity Investments' most critical job.
The Motley Fool April 30, 2007 Dan Caplinger	Funds Fleeing the Country As the economy becomes more global in scope, investors are following suit. Despite several consecutive years of strong performance, fund managers are showing that the heyday of international stocks isn't over yet.
The Motley Fool April 30, 2007 Rick Aristotle Munarriz	The Battle of the Brokers With E*Trade and TD AMERITRADE both posting disappointing quarterly reports earlier this month, a megamerger makes sense.
Bank Technology News April 2007 Rebecca Sausner	The New Red Menace Russian and eastern European hackers get all the glory these days, but their efforts to disrupt American financial services are a nuisance when compared to the nation-state threat that China's cyber army, and its rogue hackers, may pose.
Bank Technology News April 2007 Holly Sraeel	In the U.S., Privacy Isn't Always Convenient, Or Wanted While banks nationwide wrestle to comply with state privacy and breach notification laws, the TJX phenomenon brings the issue of consumer privacy into sharper focus: If Americans are inconvenienced in any way, they'll forgo privacy.
Bank Technology News April 2007 John Adams	Alliances: Metavante, Temenos Add Core Value In spite of the pain associated with core system replacements, banks recognize there's no time to waste if they are to remain competitive. It's that sense of opportunity and urgency that brought tech providers Metavante and Temenos together.
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