Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Investment Advisor April 2007 Kathleen M. McBride	Designated Advisor The new Certified Wealth Strategist designation gives advisors a way to structure their practice around client service and also gives advisors the confidence to talk with clients more broadly about their financial picture.
Investment Advisor April 2007 Kara P. Stapleton	A Compliance Culture Recent NASD actions have led to increased compliance efforts on the part of many independent broker-dealers.
Investment Advisor April 2007 Kara P. Stapleton	News & Products Mary Schapiro, NASD Chairman and CEO, announced that the regulatory consolidation between NASD and NYSE Member Regulation is on track... Securities America, Inc. launched a new Assistant of the Year program... etc.
Investment Advisor April 2007 Marlene Y. Satter	An Area of Concern? Financial advisors need to make sure their female Gen X clients are adequately insured, according to a survey.
Investment Advisor April 2007 Marlene Y. Satter	Keep Them Satisfied Financial advisors know that clients' feelings about money can have a dramatic effect on the financial plans that have been crafted so carefully for them. Their attitudes on insurance providers can also play a role.
Investment Advisor April 2007 Thomas D. Giachetti	First, Hold On to Your Clients Before selling your investment advisory firm, make sure restrictive covenants are in place.
Investment Advisor April 2007 John K. Ritter	The CFP Board's Giant Step Forward Presented with an opportunity to help shape the industry into a true profession, the CFP Board of Standards did the right thing and mandated a fiduciary standard for all who provide financial planning services, or any of the material elements of a financial plan.
U.S. Banker April 2007 Karen Krebsbach	Trading Places National City is making a bold play for underserved U.S. middle-market firms wanting to do business in China.
U.S. Banker April 2007 Holly Sraeel	Tough Lessons for the Subprime Market...Again That New Century finds itself in this predicament should come as no surprise. The burning question? When will the other shoe(s) drop, and how painful will that be for the industry and investors?
U.S. Banker April 2007 Lee Conrad	Changing Of The Guard: Citi CFO's First 100 Days: Hike Stock Price, Earnings Citigroup's new CFO, has a formidable to-do list in his role: strengthen earnings, lower the cost of funds and increase the stock price.
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