Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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OCC Bulletin January 25, 2007	Registered Transfer Agents: Transfer Agent Registration, Annual Amended rules will require registered transfer agents to file Form TA-2 electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval system.
Registered Rep. January 25, 2007 Karen Donovan	SEC Finally Approves Overhaul of Arbitration Code: Some Lawyers Are Underwhelmed The new SEC code will bring one big change: It alters the crazy-quilt method by which the opposing sides select the three arbitrators who will serve on the hearing panel that hears a customer's dispute against a brokerage firm.
The Motley Fool January 25, 2007 Michael Leibert	What's the Next Act, B of A? Bank of America remains an extremely well-run company with considerable competitive strengths. But a difficult operating environment and challenging comparisons to an especially successful 2006 will make it harder for the company to impress investors in 2007.
OCC Bulletin January 24, 2007	Home Mortgage Disclosure Act Higher exemption threshold for depository institutions under Regulation C.
The Motley Fool January 23, 2007 Ryan Fuhrmann	National City Primed for Growth? What does the sale of First Franklin mean for National City? Investors, take note.
The Motley Fool January 23, 2007 Michael Leibert	Citigroup Faces Its Critics Robust growth has yet to return to the financial-services giant. Investors who believe Prince can maintain the support of his board until the bank's international efforts can succeed might want to bet on the stock now.
The Motley Fool January 23, 2007 Emil Lee	American Express Expresses Concern American Express sees some speed bumps in the near horizon, despite a strong quarter. Investors, take note.
OCC Bulletin January 22, 2007	Community Reinvestment Act Two separate revisions are made to the CRA regulation in this rulemaking.
Registered Rep. January 22, 2007 John Churchill	Votes In, NASD and NYSE Merger Likely; Will Dissenters Challenge? The securities industry won't have dual self-regulatory organizations to complain about anymore. The NASD announced over the weekend that member firms overwhelmingly approved to consolidate the NASD and the NYSE into one.
Registered Rep. January 22, 2007 John Churchill	Krawcheck Back, Thompson Bows Out at Citigroup Citigroup announced two key management changes today: Sallie Krawcheck, Citigroup's CFO, returns to her role as CEO of global wealth management, and Todd Thomson, who currently holds the position, is leaving the company.
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