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Registered Rep.
November 1, 2006
John Churchill |
Blotter SEC Busts Another Ponzi... Broker Bends for Hedgies... NASD Says Firm Ignored Red Flags...   |
Registered Rep.
November 1, 2006
John Churchill |
Purcell Gives Up Some Gold Morgan Stanley shareholders who are still reeling from the $52 million exit package given to former president and CEO Philip Purcell will be happy to know he's giving a lot of it away. |
Registered Rep.
November 1, 2006
John Churchill |
Structured Products Equal Big Profits Structured products are flying off the shelves of U.S. brokerage firms, even if many reps and retail investors aren't sure how they work. |
Registered Rep.
November 1, 2006
Halah Touryalai |
CFP CEO Resigns Sarah Teslik, CEO of the Certified Financial Planner Board, announced that she would resign from her post to take a position at an energy company. |
Registered Rep.
November 1, 2006
Kevin Burke |
Come Fly with Me Mutual fund giant Fidelity Investments has inked an agreement with American Airlines in a new marketing twist. |
Registered Rep.
November 1, 2006
Angela Covo |
Skirts Vs. Smith Barney Less than 10 years after they settled the infamous "boom-boom room" case, Smith Barney is being sued for gender discrimination again. |
Registered Rep.
November 1, 2006 |
Comings & Goings Wachovia Securities promoted Mary Mack to president of its Investment Services Group... Securities America hired Gregg Johnson to head its recruiting efforts... etc. |
Registered Rep.
November 1, 2006
Cheryl Winokur Munk |
The Heretic Kenneth Fisher, a global money manager and longtime Forbes columnist, is a proponent of the closed shop: He runs discretionary separate accounts for institutions and high-net-worth retail investors. Fisher farms out nothing. |
Registered Rep.
November 1, 2006
Stan Luxenberg |
Off-the-Rack Risk Control? Although state 529 plans may look the same on the surface, in reality their asset allocations -- although similarly described -- could be very different. The appeal of age-adjusted 529 plans is that you don't have to do much. |
Registered Rep.
November 1, 2006
John Churchill |
The Congressional Effect Eric Singer, a former investment banker with more than 20 years experience covering small-cap stocks, runs the Singer Congressional Fund, the strategy of which is based on a unique theory: that the markets do significantly better on the days when Congress is on vacation. |
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