Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

Old Articles: <Older 6261-6270 Newer>

Financial Planning October 1, 2006 Marshall Eckblad	Advisor Pulse The registered investment advisor market continues to add assets at a hefty rate.
Financial Planning October 1, 2006 Marshall Eckblad	On The Job The CFA Institute has elected Todd Parker Lowe president of the institute's Presidents Council... The Million Dollar Round Table has named Philip Harriman president of the organization's Executive Committee... etc.
Financial Planning October 1, 2006 Elizabeth O'Brien	White Paper How Active Is Your Fund Manager? The number of funds that claim to be active, but are in fact passive, has increased significantly over the last two decades.
Financial Planning October 1, 2006 William Cavell	Compliance Tips Tips for Before and During an SEC Exam
Financial Planning October 1, 2006 Marshall Eckblad	5 Questions An interview with Victor Whitney, an expert on personal trusts and author of the forthcoming The Art of Trusteeship.
Financial Planning October 1, 2006 Bryce Sanders	Practice Tips You have relationships with high-profile people in the community who could be great financial planning clients. But how can you approach them without putting the friendship at risk, or coming across as pushy or desperate?
Financial Planning October 1, 2006 Lynn Hume	The Bond Buyer A NASD hearing panel has censured and imposed a $5 million fine on American Fund Distributors for directing $98 million in brokerage commissions over three years to 50 broker-dealer firms in order to reward them for being top sellers of its funds.
Financial Planning October 1, 2006 Elizabeth O'Brien	Bookshelf The RIA's Compliance Handbook by Elayne Robertson Demby is a comprehensive guide for registered investment advisors. Readers can earn 20 hours worth of CFP continuing education credits by passing a 35-question exam located in the back of the book.
Financial Planning October 1, 2006 John J. Bowen	Outsource It! As a financial advisor, if you want to focus on wealth management, consider outsourcing everything else to a turnkey asset management provider.
Financial Planning October 1, 2006 Bob Veres	Fee Rebuttal This isn't a contest where the lowest fees win. When we talk about compensation, the issue should always be a fair price for whatever service is provided. The most important thing advisors can do is align their interests directly with their clients'.
<Older 6261-6270 Newer> Return to current articles.