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Registered Rep.
December 4, 2002
Rick Weinberg |
Weill Postpones Elimination of Salomon Name Sandy Weill, the chairman of Salomon Smith Barney's parent Citigroup, has informed brokers and other employees that plans to eliminate the Salomon name, a Wall Street hallmark for nearly a century, have been postponed, according to sources.   |
Registered Rep.
December 4, 2002
Ross Tucker |
Data Overload Five brokerage firms were fined $8.25 million for record-keeping violations. |
Registered Rep.
December 3, 2002
Rick Weinberg |
Charles Schwab Accused of Its Own Conflict of Interest When big brokerage firms were being accused of conflict-of-interest in research, Charles Schwab & Co. was quick to capitalize on its rivals' embarrassment with a string of ads proclaiming Schwab's independence. But that was a lie, according to a lawsuit. |
Registered Rep.
December 1, 2002 |
The Year that Was...And Wasn't The I-Wish-I-Hadn't-Said-That Award... "Lipstick This" Award... We're Watching... Understatements of the Year Award... Reckless Statement of the Year... The Name Game... |
Registered Rep.
November 27, 2002
Will Leitch |
Going Upstream Prudential gives up bringing the U.S. brokerage model to the Old World. |
FDIC FYI
November 26, 2002 |
Quarterly Banking Profile Commercial Banking Performance, Third Quarter 2002 Gains on securities sales keep earnings near record level... Weakness in overseas operations limits industry profits... Margins improve at community banks, decline at larger institutions... Strong mortgage demand fuels growth in loans... Asset-quality problems continue to grow at large banks |
InternetNews
November 26, 2002 |
E*TRADE Bank Nabs Ganis Credit The purchase would help the online broker broaden its consumer lending product line. |
Registered Rep.
November 21, 2002
Rick Weinberg |
Morgan Stanley Firing 950 Brokers Morgan Stanley is firing 950 brokers, according to the various sources. |
Registered Rep.
November 20, 2002
Ross Tucker |
SIA Kicks Off Conference Tour The first of three Securities Industry Association-sponsored Critical Issues Conferences kicked off yesterday in New York, bringing together an array of speakers to address key issues facing the financial services industry. |
Salon.com
November 19, 2002
Arianna Huffington |
The ABCs of crony capitalism Jack Grubman touted AT&T's stock to get his kids into a tony nursery school -- showing that fleecing consumers is like child's play in corporate America. |
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