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OCC Bulletin August 24, 2006 |
Annual Dollar Trigger for Certain Home Mortgage Loans The Federal Reserve Board published its annual amendment to its Regulation Z Commentary related to the dollar amount that triggers requirements for certain home mortgage loans subject to 12 CFR 226.32.  |
Registered Rep. August 24, 2006 John Churchill |
Merrill and Hydie Sumner, Still Can't Work it Out Merrill Lynch has apparently decided it's had enough of Hydie Sumner, a former broker who sued the firm successfully in 2004 for sexual discrimination.  |
The Motley Fool August 24, 2006 Nathan Parmelee |
The Seedy Side of Consumer Lending in Japan Consumer lending has a necessary place in Japan, but the industry's disrespect for laws and regulations is perplexing.  |
The Motley Fool August 23, 2006 Alex Dumortier |
Lehman Goes Old School The hiring of Felix Rohatyn by Lehman Brothers shows that there's still a place for "old school" relationship banking. Investors, take note.  |
Wall Street & Technology August 22, 2006 Cory Levine |
Get On the Omnibus: The Mutual Fund Industry Gears up for 22c-2 Mutual fund companies have October 16, the compliance date for SEC Rule 22c-2, circled in red ink on their calendars, and as it draws nearer the industry is putting the finishing touches on solutions to view and report trade activity in omnibus accounts.  |
Wall Street & Technology August 22, 2006 Tim Clark |
SOA: At Your Service The technology that supports service-oriented architecture continues to mature, further enabling financial firms' customer-centric strategies.  |
Wall Street & Technology August 22, 2006 Bharath Rangarajan |
Web Explosion Enterprises in multiple industries, including financial services, have begun to leverage the online channel for both intra-enterprise as well business-to-business applications. These applications support core functions such as client services, sales and information delivery.  |
Wall Street & Technology August 22, 2006 Larry Tabb |
Switching a Back-Office Relationship Is Very Hard For financial firms, while the front office is eminently more glamorous and lucrative, switching front-office providers is easy. Switching a clearing, custody or depository relationship, however, is very hard.  |
Wall Street & Technology August 22, 2006 Greg MacSweeney |
Changing the Game Financial services continues to hope that its number of online users will grow. Online still is the cheapest and, sometimes, the most efficient service channel.  |
Wall Street & Technology August 22, 2006 |
Spotfire Releases DXP for Enterprise Analytics, Features Pre-configured Guided Analytics for Financial Professionals Analytics developer Spotfire unveiled a new enterprise analytics application, Spotfire DXP, that allows users to author their own guided analytic applications in context of the business process they serve.  |
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