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Registered Rep.
July 25, 2006
Tami Kamin-Meyer |
One Class Act You Don't Want To Get In On Financial advisors, beware. If you transfer assets belonging to a number of your clients without their authorization -- even if you've done so in anticipation of a downturn in the market -- your next stop won't necessarily be an arbitrator's table. It could be a court of law.   |
Registered Rep.
July 24, 2006
John Churchill |
Despite Increased Competition, Rep Comp Stays Strong The brokerage industry is an increasingly difficult job market to break into, and an even harder one to stay around in. But for those who succeed, it continues to provide a pretty nice living, according to the SIA's 2005 Production and Earnings Survey. |
Wall Street & Technology
July 21, 2006 |
Lord, Abbett & Co. Conducts Infrastructure and Web Site Enhancements to Improve Security An interview with Michael Radziemski, CIO of financial firm Lord, Abbett & Co. on his top three current technology projects. |
Wall Street & Technology
July 21, 2006 |
Raymond James Financial Looks to CRM, Income Processing and a Financial Planning Package CIO Tim Eitel directs the company with an eye on installing a corporation actions income processing system, a customer relationship management system and the rollout of Sungard's financial planning package. |
Wall Street & Technology
July 21, 2006 |
Credit Suisse Has a Plan to Integrate Its Three Divisions, and CIO Tom Sanzone is Up to the Challenge The firm's corporate CIO is in the midst of the three-year OneBank integration program, which will bring together the firm's investment banking, private banking and asset management divisions to tap into cross-business opportunities. |
Wall Street & Technology
July 19, 2006 |
Mellon Financial Corp. Strives to Bring Information Together By Aligning Business and IT Mellon's CIO Kevin Shearan drives business restructuring for improved work-flow with enterprise-wide information accessibility, deep computing asset management and the relocation of data centers. |
Wall Street & Technology
July 19, 2006 |
Nicholas-Applegate Is Taking Advantage of Technological Advances to Improve Client Servicing and Lower Costs SVP and CTO Steve Rapp is centralizing applications at the financial firm for improved efficiency and quality management, and providing salespeople mobile access to the CRM database for better customer service. |
Wall Street & Technology
July 19, 2006 |
The Northern Trust Co. Focuses on Replacing Legacy Systems and Its Next-Generation of Passport In the months ahead, EVP and CTO Nirup Krishnamurthy will expand the firm's global reach with updated financial systems and investment capabilities, a single client repository, and the next-generation of its client access portal. |
Wall Street & Technology
July 19, 2006 |
Processing Information More-Readily and Mobile Information Access Are in Putnam Investments' Near Future Senior Managing Director and CTO Philippe Bibi is taking advantage of 64-bit technology to gain more in-memory distributed processing and is upgrading mobile information access capabilities. |
Wall Street & Technology
July 19, 2006 |
State Street Corp. Is Building Out Its Outsourcing Service Along With Its Client Portal Joseph Antonellis is intent on technology upgrades as he oversees the fusion of the firm's outsourcing service technology with the core infrastructure and develops the next-generation of the interactive client portal mystatestreet.com. |
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