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Registered Rep. November 1, 2002 Kevin McKinley |
When That Bundle of Joy Grows Up to Be a Biker Chick With a little foresight, a few strategies can allow parents to stick to the letter of the law while preventing their well-intentioned savings in a custodial account from being frittered away by someone who is an "adult" in name only.  |
Registered Rep. November 11, 2002 Will Leitch |
Fraud, Dishonesty Are Retail Investors' Big Concerns As you might have guessed: Retail investors' satisfaction with brokerages -- and individual brokers -- have declined, according to the Security Industry Association (SIA) annual investors' attitudes survey.  |
Trusts & Estates November 11, 2002 Christopher H. Gadsden |
The Hershey Power Play The Hershey imbroglio -- and the proposed state legislation it has inspired -- may broaden the state attorney general's scope of review of charitable trusts, burden trustees of charitable trusts with new duties, and cause donors to doubt whether their charitable purposes will be served.  |
Registered Rep. November 8, 2002 David A. Geracioti |
The Doctor, Not the Rule Book Speaking to the SIA, outgoing SEC Chief Pitt says the SEC enforced regulations with "unprecedented vigor."  |
Registered Rep. November 7, 2002 |
SIA Conference: Let's Get Confident! Rudy says: I won't take SEC helm if asked. It's official: It's a time for "building investor confidence." That's the theme of this year's Securities Industry Association gabfest, held at the tony Boca Raton Resort & Club in Boca Raton, Fla. Never mind that SEC Chairman Harvey Pitt resigned two days ago. Think positively.  |
Bank Technology News November 2002 Adams et al. |
Innovators and Ingenuity 2002 How are today's humbled innovators dealing with the pressures of being more frugal, less flamboyant and more focused on the bottom line? We asked more than two dozen CIOs, tech execs, analysts and futurists to examine the industry's most pressing issues, near term and five years out.  |
Bank Technology News November 2002 |
The Innovators 2002 What's the biggest tech issue affecting your business? Is it the same for the industry as a whole? Ten execs give their views from the top.  |
Bank Technology News November 2002 |
Ingenuity & Innovations For banks, there's never a finish line in the race to understand technology. Keeping up is the only way to get ahead.  |
Bank Technology News November 2002 Karen Krebsbach |
Financial Engines Tunes Up for High-End Advisors After six years hawking its Web-based advice and forecasting platform across the financial services spectrum, Financial Engines is rolling out new advice modules aimed head-on at financial advisors catering to the mass affluent with advice and asset-allocation forecasting.  |
Bank Technology News November 2002 Robin Arnfield |
Citi Creates Web Banking Hub for Multinationals Citibank's e-business division is forming alliances with top-tier treasury workstation software providers in a bid to position itself as a "hub" bank for multinational corporations.  |
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