Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Registered Rep. July 1, 2006 Kristen French	James Gorman's First Marking Period In his first four months as head of Morgan Stanley's brokerage unit, James Gorman wasted no time showing that a new regime was in place. But he hasn't convinced all the troops that it's worth sticking around to see how his turnaround plans play out.
Registered Rep. July 1, 2006 Kristen French	Cold Call: Jerry Wade An interview with the president of Wade Financial Group on his early stock-picking successes, his view on customer service, recommended reading, etc.
Registered Rep. July 1, 2006 John Churchill	Blotter SEC Tackles Wachovia Insider... Supervisory Meltdown... Market Timing Geeks...
Registered Rep. July 1, 2006 Kristen French	Morgan v. Meow Morgan Stanley fought Meow, and won. The legal issue was over domain name registration.
Registered Rep. July 1, 2006 Kristen French	ETrade on RIA Shopping Spree Having acquired four wealth-management firms in the past 18 months, ETrade is still just getting started on its acquisition strategy.
Registered Rep. July 1, 2006 Kristen French	Trading Up The Wealth Advisor Institute, a new trade group for advisors who cater to the wealthy, opened its doors in June.
Registered Rep. July 1, 2006 Stan Luxenberg	B Is Not for Bad Class B mutual fund shares are under assault. Regulators have fined some advisors for recommending B shares when A shares, which offer so-called breakpoint discounts, would have been cheaper for clients.
Registered Rep. July 1, 2006	Comings & Goings Ty Schommer, Lynn Soiseth, James "Vince" O'Reilly, and Scott Ingrim have joined A.G. Edwards in Anchorage, Ala... RBC Dain Rauscher has named Tim Jones business development director for the firm's Southern region... etc.
Registered Rep. July 1, 2006 Kristen French	Loading up on No Loads No-load funds continued to attract the bulk of new cash in 2005, according to data recently released.
Registered Rep. July 1, 2006 Kristen French	One More Snag in Merrill-Advest Deal Two former Advest reps have filed a class-action lawsuit against Merrill Lynch and Advest for hijacking several hundred thousand dollars in accrued benefits they say were promised to them as Advest employees.
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