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Investment Advisor
July 2006 |
Group Think Starting July 1, NAPFA will launch its "Focus on Fiduciary" campaign... A recent member-wide survey of the FPA found that its members believe that financial planners should be held to a fiduciary standard.... etc.   |
Investment Advisor
July 2006 |
Changes The SEC announced that Susan Ferris Wyderko, director of the Office of Investor Education and Assistance, will leave the Commission... President Bush has nominated Kathleen Casey to replace SEC Commissioner Cynthia Glassman... |
Investment Advisor
July 2006 |
Upgrades Pershing LLC announced healthy growth in the number of RIAs custodying client assets and trust accounts through its Pershing Advisor Solutions unit... Charles Schwab & Co. announced June 14 a broad reduction and simplification of pricing for its retail... etc. |
Investment Advisor
July 2006
Jamie Green |
Show Me, Show Them Stuart Zimmerman's constancy of though and consistency of application have propelled him and the companies he's help found to the top of not just the CPAs-turned-planners field, but the RIA marketplace in general in just 12 years of business. Here's an interview. |
Investment Advisor
July 2006
Joseph & de Sa'Pinto |
Hedgeworld Hedge Fund Focus: Hedge Funds Favor Diversification In the hunt for opportunities in an increasingly crowded space, hedge fund managers are seeking to broaden their strategic options as well as their geographic options, according to recent research by a financial services consulting firm. |
Investment Advisor
July 2006
Lauren Barack |
Contact Point CRM software makers are now combining clever programming with more robust software to offer advisors a more streamlined, smarter way to keep current clients happy and bring more clients into their financial family. |
Investment Advisor
July 2006
Kathleen M. McBride |
Passing the Baton T. Rowe's Boesel is leaving the Capital Appreciation Fund in good hands. In announcing his retirement, Stephen Boesel will hand over preliminary responsibility of managing the fund's portfolio to colleagues Jeff Arricale and David Giroux. |
Investment Advisor
July 2006
Mark Tibergien |
Formulas for Success: Manage Your Boss No matter your position - -boss or employee -- if you hear yourself saying "that's not my responsibility," you have achieved the pinnacle of mediocrity in your financial advisory career. |
Investment Advisor
July 2006
Bob Clark |
Clark at Large: Just the Facts Financial consumers seek expert help because they're afraid of not being able to retire, or just losing their money. They don't want to be sold, they want to be advised. |
Investment Advisor
July 2006
Olivia Mellan |
The Psychology of Advice: Unreal Estate With real estate prices having set new records in many areas of the country, clients' attitudes toward real property may lead to emotionally loaded financial questions or disputes that end up in your lap. Here are some ways you might approach helping clients sort out their options. |
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