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Investment Advisor
June 2006
I. Jay Safier |
Tax Advisor: Transfer Time, Part 1 One of the significant issues that will be faced by retiring baby boomers is how to keep their accumulated wealth within their families. Here is a review of strategies clients can use for transferring wealth.   |
The Motley Fool
June 26, 2006
S.J. Caplan |
Hedge Funds Rule! A federal court strikes down the new "hedge fund rule." The spotlight now shines on the current SEC chairman, Christopher Cox. |
BusinessWeek
July 3, 2006
Emily Thornton |
Mack Attack Buttressed by better earnings, a hungry Morgan Stanley is winning over critics. |
Registered Rep.
June 22, 2006
Halah Touryalai |
Focus Financial Acquires Two More Firms The New York wealth-management roll-up continued its spectacular growth by adding two more firms to its collection. |
OCC Bulletin
June 22, 2006 |
2006 Revisions to Uniform Standards of Professional Appraisal Practice This statement highlights the revisions in Uniform Standards of Professional Appraisal Practice, effective July 1, 2006, and reminds banks to consider the ramifications of the revisions to their appraisal practices. |
Registered Rep.
June 21, 2006
Kristen French |
Morgan Stanley Retail Reports Second-Quarter Gains Finally, some good news for Morgan Stanley's retail brokerage. The unit reported strong second-quarter gains Wednesday, including an impressive surge in advisor productivity, which hit an all-time record for the firm. |
Registered Rep.
June 21, 2006
Kevin Burke |
Merrill Eyeing Overseas Wealthy, Banking for Small Business Merrill Lynch, on the prowl for strategic acquisitions, may look overseas for its next purchase in an effort to bolster its wealth-management business. |
Registered Rep.
June 20, 2006
John Churchill |
NYSE Chief John Thain Attacks "Excessive" Regulation Speaking at the second annual NYSE Regulation conference in New York, the NYSE Group CEO took on what he called "excessive" regulation as being one of the factors responsible for driving capital-raising activity outside the U.S. |
The Motley Fool
June 20, 2006
John Finneran |
MarketAxess: The Archipelago of Bonds? This bond exchange looks to grow beyond a boutique. Acquiring MarketAxess would make NYSE a true securities exchange, not just a stock exchange. Investors, take note. |
BusinessWeek
June 26, 2006 |
Polishing Putnam's Tarnished Reputation Putnam Investments is attempting a comeback with Charles E. "Ed" Haldeman's leadership. |
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