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Registered Rep.
June 1, 2006
Kristen French |
Brokers Do Their Part for GDP Growth The financial-services industry gave a big hand to the American economy last year, which registered real GDP growth of 3.5%.   |
Registered Rep.
June 1, 2006
John Churchill |
iPods and Jobs at Raymond James Raymond James Financial Services, is handing out iPods to good recruiting prospects. |
Registered Rep.
June 1, 2006
John Churchill |
Goaallllll! Two financial-services giants, Goldman Sachs and UBS, have put their analysts to work on the outcome of "the beautiful game's" most anticipated event, the World Cup. The results? Two wildly different predictions. |
Registered Rep.
June 1, 2006
Halah Touryalai |
Cold Call: Barbara Hudock What is the most unusual way you obtained a new client?... What's the strangest thing a client's ever asked you to do?... If you could repeal one SEC or NASD rule, what would it be?... etc. |
Registered Rep.
June 1, 2006
Halah Touryalai |
Overtime Settlements Stacking Up Citigroup agreed in mid-May to pay a record $98 million to past and present advisors to settle their overtime-pay claims. It's the fourth major financial firm to settle a class-action suit regarding overtime pay within the past 10 months. |
Registered Rep.
June 1, 2006
Halah Touryalai |
RBC Dain Rauscher: The Next Brokerage Buyer? The regional brokerage is aiming to increase its rep force to 2,500 brokers within five years, from 1,650 today. The firm's new CEO John Taft reported that acquisition is part of the strategy to meet the goal. |
Registered Rep.
June 1, 2006
Kristen French |
Hungry for Hires Wachovia hired a whopping 900 reps in 2005, bringing the total to 10,400, and aims to add the same number in 2006, including around 100 rookies. |
Registered Rep.
June 1, 2006 |
Comings & Goings SEC Commissioner Cynthia Glassman announced her intention to leave the commission... The NASD promoted three executives as part of a larger leadership transition... Stuart Bohart has been named head of alternative investments... etc. |
Registered Rep.
June 1, 2006
David A. Geracioti |
Headquarters, We Have a Problem An interview with author and former BusinessWeek reporter Gary Weiss about his new book, Wall Street Versus America: The Rampant Greed And Dishonesty That Imperil Your Investments. |
Registered Rep.
June 1, 2006
Halah Touryalai |
In Search of the Best A retired financial advisor is building a professional "Best Of" online referral list for consumers. Here's the list so far. Doctors... Lawyers... Veterinarians... Financial Advisors... Accountants... etc. |
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