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Registered Rep.
October 25, 2002
Rick Weinberg |
PaineWebber Appeal Rejected by Supreme Court Completing "bucking" its trend of supporting arbitration over litigation, the U.S. Supreme Court rejected a UBS PaineWebber appeal of a decision that the firm claims allows clients to circumvent arbitration agreements they had previously signed.   |
Bank Technology News
October 2002
Michael Sisk |
The Middle Men Financial Technology Ventures muscles its way into the nexus of technology and financial institutions. |
Bank Technology News
October 2002
Mark Bruno |
UK Banks Eye Smart Cards Abbey National dabbled with the idea of multi-function smart cards, but found security to be the bank's real sweet spot. |
Bank Technology News
October 2002
Holly Sraeel |
Back-to-Basics Profit Principles His days as a bank analyst may be long behind him, but Tom Brown, founder of Second Curve Capital, is still no shrinking violet. And that's exactly what bankers have come to expect. |
Bank Technology News
October 2002
Michael Sisk |
Bill Burnham On Wall Street, his e-commerce research made waves. His jump to Softbank made The Wall Street Journal's front page. Why does what venture capitalist Bill Burnham have to say matter? He's usually right. |
| Knowledge@Wharton |
In Search of a New Investment Banking Model: The Debate Goes On One of the panels at the recent student-sponsored Wharton Finance Conference was subtitled: "In Search of the Optimal Business Model for Investment Banking." Given the current pall on Wall Street, that search has taken on new urgency. |
Registered Rep.
October 22, 2002
Ross Tucker |
Investing: Not for Men Only Prudential survey says women's financial role continues to expand |
Registered Rep.
October 22, 2002
Rick Weinberg |
Merrill to Reps: Go Get 401(k) Business Merrill Lynch advisors are now going to offer participants in Merrill-run retirement plans specific buy and sell recommendations. Indeed, participants may elect to turn over all investment decisions to Merrill advisors. |
Registered Rep.
October 21, 2002 |
Accused Rogue Broker Puts UBS PaineWebber Under Scrutiny How did a broker get away with his alleged thieving? The Massachusetts Securities Division is investigating UBS PaineWebber's supervisory and compliance procedures in connection with allegations of a broker stealing more than $4 million from clients, according to the state's Securities Division. |
Registered Rep.
October 20, 2002 |
Lipstick on the Pig David Pottruck, the The Charles Schwab Co. co-CEO, says the best way to clean up Wall Street's tarnished image is to disclose all. |
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