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Financial Planning
June 1, 2006
Donald Jay Korn |
Pay Pals Dividend-paying stocks are likely to post solid returns, but planners may have to choose between leaders and leapers.   |
Financial Planning
June 1, 2006
David A. Macchia |
Watching Over You It's time for broker-dealers to supervise all sales of fixed insurance products by their reps. |
Financial Planning
June 1, 2006
Elizabeth O'Brien |
Adviser Pulse: Asset Managers' Profit Squeeze Earnings are up and stocks are holding their own in the U.S. and abroad. Assets under management are growing while operating margins remain near industry highs at above 30%. So why aren't managers happier? |
Financial Planning
June 1, 2006
Marshall Eckblad |
On the Job Bill Miller has joined AXA Distributors... Fiserv hired Thomas Hirsch as the company's new chief financial officer... Invest Financial has named Richard Koll as the company's senior vice president... etc. |
Financial Planning
June 1, 2006
Elizabeth O'Brien |
White Paper: The Clueless Investor To test if investors consider fees when selecting mutual funds, the authors gave Wharton and Harvard students prospectuses of four S&P 500 Index funds and had them create a hypothetical $10,000 portfolio. |
Financial Planning
June 1, 2006
Marianne Czernin |
Compliance Tips: Getting to Know All About You In previous years, "know your customer," had rather limited requirements. In recent years, however, it has come to mean that broker-dealer registered personnel must try to know the customer almost as well as they know a member of their family. |
Financial Planning
June 1, 2006 |
Practice Tips: Laws of Web Branding Nearly 70% of U.S. households now have access to the Internet, which means having a website to help brand your financial advisory practice is an imperative. Here are five laws to help you develop your site. |
OCC Bulletin
June 1, 2006 |
Interagency Agreement on ERISA Referrals The agreements facilitate the information-sharing process among employees of the banking regulators and Department of Labor. |
Registered Rep.
June 1, 2006
Kristen French |
Is Legg Mason Suffering Citi Indigestion? Can Legg Mason pull it off? That's what fickle Wall Street investors are wondering lately about the firm's blockbuster asset swap deal with Citigroup, in which Legg exchanged its brokerage unit for Citi's asset management business. |
Financial Advisor
June 2006
Cort Smith |
Focused On Big Focus Financial has become one of the largest RIAs only months after it opened its doors. Founder Rudy Adolf says they're just getting started. |
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