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Registered Rep.
May 12, 2006
Halah Touryalai |
Is Dain Rauscher the Next Brokerage Buyer? John Taft, chief executive of RBC Dain Rauscher, is aiming to have to 2,500 brokers within five years, and sees acquiring another brokerage unit as one way to reach his goal.   |
Insurance & Technology
May 3, 2006
Anthony O'Donnell |
Running a Tight Ship President of insurance, annuities and product distribution, Mark Schwarzmann's up-front discipline improves the technology process and drives the use of standards at Ameriprise Financial. |
Insurance & Technology
May 3, 2006
Maria Woehr |
Making Things Easier By keeping it simple, Kent Cannon drives IT to facilitate business growth at Beneficial Financial Group. |
BusinessWeek
May 22, 2006
Sasseen & Weber |
Taking Their Business Elsewhere Foreign companies are spurning U.S. exchanges. Regulation isn't the only reason. Foreign bourses have become so attractive to corporate chiefs that the NASDAQ and the NYSE, eager to compete, are trying to buy them. |
OCC Bulletin
May 10, 2006 |
Secrecy Act/Anti-Money Laundering Advisory Regarding Belarusian Elements This bulletin advises U.S. financial institutions to guard against a potential money laundering threat involving misappropriated Belarusian state assets, as well as proceeds from illicit arms sales, to or through the U.S. financial systems. |
Registered Rep.
May 10, 2006
Kristen French |
Morgan Stanley Cuts 500 Trainees The company announced in an internal memo that it is firing 500 financial advisor trainees and redesigning its training program. |
Bank Systems & Technology
May 1, 2006
Anthony O'Donnell |
H$As: Sharing Some insurers are seeking to offer an end-to-end HDHP/HSA solution by creating their own banks to serve as custodians of the accounts. The challenge for banks is to make health insurers offering HDHPs see the value of what banks can bring to the overall consumer-directed health experience. |
Bank Systems & Technology
May 1, 2006
Maria Bruno-Britz |
Resilience You Can Measure The first effort of its kind, the Financial Services Technology Consortium's Resiliency Model Project will address the need for financial institutions to adequately plan and measure their resiliency activities against a set of industry standards. |
Bank Systems & Technology
May 1, 2006
Maria Bruno-Britz |
E-Opportunity Demand for online mortgage functions is growing, creating an opportunity for lenders. |
Bank Systems & Technology
May 1, 2006 |
Executive News Wachovia Promotes Enos... DB Expands Rossi's Role... Barr to Head FSTC Architecture Committee... Van Dyke Joins BofA... Misys Names Banking CEO... |
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