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U.S. Banker
October 2002
Mark Bruno |
Is Fleet Beat? Bank analysts say Fleet might have as little as one year to turn its enormous bulk around before acquisition rumors becomes reality.   |
U.S. Banker
October 2002
John Adams |
Paint the Big Picture for The Elite--on Screen eMoney Advisor's Wealth Management Solution is a new product allowing both financial advisors and clients to have a single place to view the ongoing status of all their financial relationships. |
FDIC FYI
October 3, 2002 |
FDIC Looks to Research Used in Private Sector for Pricing and Managing Risk Results from a conference exploring how to more closely tie premiums for federal deposit insurance to banks' risk profiles. |
CFO
October 1, 2002
Kris Frieswick |
Investment Banking: More Bricks in the Wall Regulators are introducing new rules to ensure the objectivity of stock analysts, but what's good for investors could be bad for CFOs. |
Registered Rep.
October 1, 2002
David A. Gaffen |
Chung Wu Sues PaineWebber Over Firing Chung Wu, the former UBS PaineWebber broker who was fired after sending e-mails in August 2001 suggesting clients sell Enron stock, has sued PaineWebber. |
Registered Rep.
October 1, 2002
David A. Gaffen |
Behind Every Great Producer, A Great Assistant This survey details trends in the compensation, duties and preferences of sales assistants, essential players in the brokerage business. |
Registered Rep.
October 1, 2002
Betsy Riley |
...Especially if They Foot the Bill It's not unusual for firms that settle arbitration cases to make the broker involved in the accusations pay part of the bill, even if the rep isn't specifically named in the case. What options does the broker have? |
Registered Rep.
October 1, 2002
Rick Weinberg |
Brokers Fear Arbitration... With arbitration cases on the rise, many brokers are worried about the prospect of being dragged through a legal process that, because of the current environment, some believe is heavily slanted toward the client. |
Registered Rep.
October 1, 2002
Glenn Curtis |
Is Merrill Lynch Headed to the Altar? Despite repeated denials by UBS CEO Marcel Ospel, there is persistent speculation that the Zurich-based bank has been preparing a formal takeover bid for Merrill Lynch. However, there are hurdles, and Merrill may stick it out alone. |
Registered Rep.
October 1, 2002 |
Misery Loves Company Statistics on falling compensation for brokers and investment product wholesalers. |
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