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Registered Rep.
March 1, 2006 |
Cold Call: Lewis Altfest An interview with the president of L.J. Altfest & Co and Associate Professor of Finance at Pace University.   |
Registered Rep.
March 1, 2006
Kristen French |
Gimme an F! At least one aspiring broker wants retribution after the NASD mistakenly gave him a failing grade on his Series 7 exam last October. |
Registered Rep.
March 1, 2006
David A. Geracioti |
To Increase Revenue Increase Time Spent With Clients Clients are happier when financial advisors pay close attention to them, and new research suggests that this can manifest itself in more business. |
Registered Rep.
March 1, 2006 |
Comings & Goings Amy Butte resigned as CFO and executive vice president of the New York Stock Exchange... Wachovia Corporation's Chief Financial Officer Bob Kelly said he is stepping down... etc. |
Registered Rep.
March 1, 2006
Kristen French |
Lance's Fund Face Seven-time Tour de France winner Lance Armstrong is the celebrity poster boy for a new line of mutual funds from American Century, called LIVESTRONG. |
Registered Rep.
March 1, 2006 |
60 Seconds With...Lon Dolber Dolber decided to launch his own firm, American Portfolios Financial Services. With outsourced technology and a focus on rep service, Dolber says, American Portfolios is the very model of a modern independent b/d. |
Registered Rep.
March 1, 2006
John Churchill |
Everybody Wants Their Overtime UBS said it has agreed to pay $89 million to settle class-action wage and hours claims of reps filed this past summer in several federal courts. |
Registered Rep.
March 1, 2006
Susan Konig |
Female Branch Managers: Rare, and Maybe Getting Rarer While financial firms deserve credit for trying to move more women into management, there is now growing apprehension about the BOM role. With new demands on branch managers, women are wondering whether it's still a good career move. |
Registered Rep.
March 1, 2006
Susan Konig |
Merrill's Long March for Native American Business Today, nearly two decades after Congress passed the Indian Gaming Regulatory Act, it's obvious why Wall Street's multicultural-marketing efforts include Native Americans. But Merrill Lynch can claim that it was way ahead of this trend as the first retail brokerage to cater to this market. |
Registered Rep.
March 1, 2006
Jonathan Moreland |
The Stock Market's Da Vinci Code Is the Federal government manipulating the equity markets? For years, there have been whispers on Wall Street of secret government-backed actions -- like stepping in to buy equity index futures to prevent investors from catastrophic plunges. |
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