Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Financial Planning March 1, 2006 Solow & Kitces	Test Your Tactical IQ One of the most basic decisions a planner must make is whether to follow a passive or active approach to managing client portfolios. Take this quiz to see if you're ready to become a more active asset allocator.
Financial Planning March 1, 2006 Brent Hicks	Heed the Warnings Financial advisers may have to team up to survive-but there may be ways to stay independent.
Financial Planning March 1, 2006 Marshall Eckblad	Adviser Pulse: Combating Clients' Fears A new survey shows 81% of polled financial advisers list "consumer fear" as a daily challenge.
Financial Planning March 1, 2006 Marshall Eckblad	White Paper: Hedging Human Capital A new study concludes human capital and life insurance are two correlated pieces of any good portfolio.
Financial Planning March 1, 2006 Marshall Eckblad	5 Questions: Christine Khemis An interview with this long-term care insurance expert about her growing industry.
Financial Planning March 1, 2006 Christ Blunt	Practice Tips: Managing the Paper Financial advisers can add value to their client relationships by helping clients organize their important documents. Here's how to do it.
Financial Planning March 1, 2006 Marshall Eckblad	Bookshelf: Making Referral Relationships Pay Making Referral Relationships Pay: A Complete Guide to Revenue-Sharing Partnerships for Financial Advisers and CPAs by Thomas Grady details the more durable strategic alliances between financial planners and CPAs.
OCC Bulletin March 1, 2006	Bank Secrecy Act/Anti-Money Laundering OFAC-Economic Sanctions Enforcement Procedures for Banking Institutions
Registered Rep. March 1, 2006 Kristen French	Broker Fights for His Reputation--and Wins (Some of It Back) Philip Spartis, a former highflying Salomon Smith Barney broker, last week won a $1 million defamation judgment against lawyer Stuart Goldberg in an Arizona court.
Registered Rep. March 1, 2006 Kristen French	Perky Purcell Gets Money for Life Morgan Stanley's latest proxy statement revealed that in addition to the $44 million bonus former CEO Phillip Purcell received as part of his exit package, he will continue to get other benefits for the rest of his life.
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