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Registered Rep.
September 3, 2002 |
SIA: Sky Has Fallen, Recovery in 2003? According to the Securities Industry Association's recent report, the securities industry's profits continue to dive.   |
Information Today
August 5, 2002
Barbie E. Keiser |
CCBN Charges Thomson Financial with Ethical Violations CCBN, an Internet-based investor communications firm, has filed a lawsuit against Thomson Corp., alleging that Thomson "breached its fiduciary duty by using confidential information from CCBN board meetings to compete against the firm." |
CFO
September 1, 2002
Tim Reason |
The Uncertainty of Surety A pending face-off between bankers and insurers may put an end to a cheap source of credit enhancement. |
CIO
September 1, 2002
Sarah D. Scalet |
Staying Power In the weeks and months after 9/11, three CIOs working next door to the World Trade Center found they had to be strong leaders to get their multinational financial companies back online. Now back in the city, they don't make business continuity plans. They live them. |
Registered Rep.
August 30, 2002
Betsy Riley |
Reps' Earnings Suffered Double-Digit Loss in 2001 The SIA surveyed 34 member-firms, finding a drop in broker earnings and a move toward fee-based business models. |
U.S. Banker
August 2002
John Engen |
A Remade Mellon When Mellon opted out of retail in favor of asset management, shareholder services and human resources consulting a year ago, analysts praised CEO Martin McGuinn for his ambition as Pittsburgh locals groaned. Turning Mellon on its ear wasn't easy. |
U.S. Banker
August 2002
Karen Krebsbach |
Banking on SMA Funds From investment management to technology to back-office services, outsourcers are elbowing their way into the separately managed account (SMA) business. Small banks are paying attention -- and hoping to reap the rewards. |
U.S. Banker
August 2002
John Adams |
New Wrinkle on the Web? Hmm. Many gurus are placing their bets on Web services to drive the next chapter of finance technology -- dramatically upgrading disappointing automated customer management strategies by electronically breaking down barriers between products, firms and customers. |
FDIC FYI
August 29, 2002 |
Strong Bank Earnings Reflect Nature of U.S. Downturn Second quarter 2002 earnings results for commercial banks show that the benefits of a steep yield curve continue to outweigh the costs of higher credit losses. |
Registered Rep.
August 28, 2002
Rick Weinberg |
NASD Looks To Approve Broker, Brokerage Firm Use of Investment Analysis The NASD is looking to approve a proposal that would allow brokers and brokerage firms to provide clients with interactive investment analysis tools. |
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