Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Financial Planning December 1, 2005 Marshall Eckblad	Hedge Funds Behind the Curtain New research shows the theoretical underpinning of a potential future line of mutual funds that will offer various hedge fund strategies to average investors.
Financial Planning December 1, 2005 Tom Werder	Stop Working So Hard! Take the first step. Set up a target. Measure it and play the game. You will start to work with ease and grace, increasing your productivity as a financial planner while being energized. All this can come without working harder.
Financial Planning December 1, 2005	On The Road TD Waterhouse's Annual National Conference February 1-4... Northeast/Mid-Atlantic Region Conference; National Association of Personal Financial Advisors Dec. 6-8... etc.
Financial Planning December 1, 2005 Lynn Hume	Ameriprise to Pay $1.25 Million Fine for 529 Sales In a first-of-a-kind enforcement action, the NASD ordered the former American Express Financial Advisors to pay $1.25 million for failing to adequately supervise its sales of Section 529 college savings plans.
Financial Planning December 1, 2005 Marshall Eckblad	Bookshelf Your Client's Story: Know Your Clients and the Rest Will Follow by Scott West and Mitch Anthony shows how financial planners who take the time to learn prospects' life stories will make clients for life.
OCC Bulletin December 1, 2005	Notice of Comptroller of the Currency Fees for Year 2006 Several permanent changes to the assessment collection process will be implemented beginning with the assessment that normally would be due January 31, 2006. These changes are based on revisions to the assessment regulations recently adopted by the OCC
Financial Advisor December 2005 Evan Simonoff	Editor's Note The merits of focusing on your clients and your business and standing up when necessary to do the right thing seems to be paying dividends for the financial profession.
Financial Advisor December 2005 Tracey Longo	The Art Of Being Ethical How financial advisors are turning their ethical approach into a marketing advantage.
Financial Advisor December 2005 Grove & Prince	Raising The Bar On Value-Added Services There is an unequaled opportunity for growth when financial advisors leverage the expertise and resources of financial institutions and partner with their product providers.
Financial Advisor December 2005 Harold Evensky	Unintended Consequences Brokers must forego the bells and whistles accompanying much of the current planning software if they wish to avoid having to register as investment advisors; however, that should not prevent them from appropriately using these analytics in arriving at suitable recommendations for their clients.
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