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Location: Categories / Business / Industries / Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.
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Registered Rep.
October 31, 2005
Kristen French
One Weird Termination Case: "Decorated" Pru Broker Wins Wrongful Termination Suit Bob Ostrowski was awarded $2 million from Prudential for wrongful termination in a New York Stock Exchange arbitration proceeding Wednesday. mark for My Articles 6 similar articles
IDB America
October 2005
Retooling the IDB The Inter-American Development Bank overhauls its lending framework in a bid to make its loans more flexible and accountable. mark for My Articles 663 similar articles
Wall Street & Technology
October 28, 2005
Kathryn Tuggle
Roney Joins Rosenblatt Securities As a vice president and chief compliance officer, Roney's new duties include financial and operational tasks as well as compliance and regulatory oversight. mark for My Articles 132 similar articles
Wall Street & Technology
October 28, 2005
Jennifer Hooker
Elliott Brings Payments Experience to Glenbrook Partners Former Visa VP Linda Elliott returned to the world of payments when she joined Glenbrook Partners financial services consulting and research firm. mark for My Articles 295 similar articles
Wall Street & Technology
October 28, 2005
Cory Levine
Edelstein Heads New BT Business Unit BT Radianz president and CEO Howard Edelstein will head the company's new BT Global Financial Services business. mark for My Articles 46 similar articles
Wall Street & Technology
October 28, 2005
Larry Tabb
Bonds Ain't Stocks Developing real-time fixed-income trading algorithms won't happen soon; but, who said fixed-income algorithmic trading had to look like black-box trading on the equities market? mark for My Articles 191 similar articles
Wall Street & Technology
October 27, 2005
Eugene Gilerson
Mutual Funds Wake-Up Call The developing new market landscape has made it clear that mutual fund families will have to take decisive technological actions to keep their share of the market and sustain profitability. mark for My Articles 1429 similar articles
Wall Street & Technology
October 26, 2005
Ivy Schmerken
Streaming Liquidity Seth Merrin is hoping to fix the inefficiencies of the U.S. equity market with a new version of Liquidnet that brings in retail-size order flow to match against the existing wholesale liquidity pool. mark for My Articles 30 similar articles
Wall Street & Technology
October 26, 2005
Leslie Kramer
Understanding the Stakes To get a better handle on their organizations' risk exposure, many financial firms are turning to enterprisewide risk management. mark for My Articles 38 similar articles
Wall Street & Technology
October 26, 2005
Katherine Heires
By the Dashboard Light As regulatory concerns persist, many financial firms are turning to dashboard technology to simplify compliance initiatives. Here are 12 key questions to ask before starting a compliance dashboard project. mark for My Articles 559 similar articles
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