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Registered Rep. October 31, 2005 Kristen French |
One Weird Termination Case: "Decorated" Pru Broker Wins Wrongful Termination Suit Bob Ostrowski was awarded $2 million from Prudential for wrongful termination in a New York Stock Exchange arbitration proceeding Wednesday.  |
IDB America October 2005 |
Retooling the IDB The Inter-American Development Bank overhauls its lending framework in a bid to make its loans more flexible and accountable.  |
Wall Street & Technology October 28, 2005 Kathryn Tuggle |
Roney Joins Rosenblatt Securities As a vice president and chief compliance officer, Roney's new duties include financial and operational tasks as well as compliance and regulatory oversight.  |
Wall Street & Technology October 28, 2005 Jennifer Hooker |
Elliott Brings Payments Experience to Glenbrook Partners Former Visa VP Linda Elliott returned to the world of payments when she joined Glenbrook Partners financial services consulting and research firm.  |
Wall Street & Technology October 28, 2005 Cory Levine |
Edelstein Heads New BT Business Unit BT Radianz president and CEO Howard Edelstein will head the company's new BT Global Financial Services business.  |
Wall Street & Technology October 28, 2005 Larry Tabb |
Bonds Ain't Stocks Developing real-time fixed-income trading algorithms won't happen soon; but, who said fixed-income algorithmic trading had to look like black-box trading on the equities market?  |
Wall Street & Technology October 27, 2005 Eugene Gilerson |
Mutual Funds Wake-Up Call The developing new market landscape has made it clear that mutual fund families will have to take decisive technological actions to keep their share of the market and sustain profitability.  |
Wall Street & Technology October 26, 2005 Ivy Schmerken |
Streaming Liquidity Seth Merrin is hoping to fix the inefficiencies of the U.S. equity market with a new version of Liquidnet that brings in retail-size order flow to match against the existing wholesale liquidity pool.  |
Wall Street & Technology October 26, 2005 Leslie Kramer |
Understanding the Stakes To get a better handle on their organizations' risk exposure, many financial firms are turning to enterprisewide risk management.  |
Wall Street & Technology October 26, 2005 Katherine Heires |
By the Dashboard Light As regulatory concerns persist, many financial firms are turning to dashboard technology to simplify compliance initiatives. Here are 12 key questions to ask before starting a compliance dashboard project.  |
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