Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

Old Articles: <Older 4111-4120 Newer>

OCC Bulletin October 6, 2005	Electronic Filing and Disclosure of Beneficial Ownership Reports This final rule, which applies to national banks that register their securities with the Office of the Comptroller of the Currency, amends the OCC's rules governing application of Securities Exchange Act disclosure rules to national banks (12 CFR 11).
Financial Advisor October 2005 Grove & Prince	Understanding The Middle-Class Millionaire Middle-class millionaires are the "ideal clients" for most financial advisors. They are wealthy enough to require the services of high-quality financial advisors, yet not so wealthy that most financial advisors end up in over their heads.
Financial Advisor October 2005 Giles Kavanagh	The Real Value Audit As a financial advisor, you cannot promise investment results -- but you can promise a consistent and unique level of service. Clients react well to knowing how you will work with them to achieve their goals.
Financial Advisor October 2005 Tracey Longo	Beyond Numbers As financial advisory firm Homrich & Berg crosses the $1 billion mark, fixing things that aren't broken is the key to more growth.
Financial Advisor October 2005 David Reilly	Is Risk Really A Four Letter Word? Once esoteric investing strategies, such as managed currency and commodity futures, real estate, short selling, arbitrage and event-driven strategies, allow portfolio risk management to be taken to the next level. Advisers, take note.
Financial Advisor October 2005 Matthew Hougan	Shorting ETFs Gets Sold Short Although many advisors are reluctant to short exchange-traded funds (ETFs), it's important to remember that ETFs are less risky on the short side than individual stocks, as they are not susceptible to short squeezes.
Financial Advisor October 2005 David J. Drucker	Recreating The Paycheck Once a financial adviser has put a system in place that's working to everyone's satisfaction, there's always the issue of how much income clients really need in retirement.
Financial Advisor October 2005 Gregory Bresiger	Expect The Unexpected In Retirement Planning History can be dangerous for retirement planners offering portfolio longevity advice. Even when they're right about the long term, they can be very wrong in the short term, with disastrous consequences for the health, or even the survival, of a retirement portfolio.
Financial Advisor October 2005 David J. Drucker	Baby Boomers--The Next Chapter Financial advisors don't see boomers significantly changing the planning paradigm, nor posing any threat to their income.
Financial Advisor October 2005 Mitch Anthony	The New Frontierior How much more value is left in measuring, calculating, projecting and scrutinizing when everyone purports to do it and we all have standardized tools to do it with? Financial advisors today need to add emotional value to their products and services.
<Older 4111-4120 Newer> Return to current articles.