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Wall Street & Technology
September 23, 2005
Greg MacSweeney |
Price Joins TowerGroup Tom Price joined TowerGroup as a senior analyst in its Capital Markets research service.   |
Wall Street & Technology
September 23, 2005 |
Keeping Tabs David Kornblau joined Merrill Lynch as head of regulatory affairs... Northern Trust appointed former SVP Connie Lindsey group head of the public entities and institutions market segment ... etc. |
Wall Street & Technology
September 23, 2005 |
Basel II Falls Flat Despite increased efforts, banks are less certain about the benefits of Basel II compliance, according to a recent survey. |
Wall Street & Technology
September 23, 2005 |
Outsourcing for Operational Efficiency Regulatory pressures and an increasingly competitive market are forcing more and more financial institutions to turn to outsourcing as a way to improve their operational strategy, according to a recent survey. |
Wall Street & Technology
September 23, 2005 |
Financial IT Megatrends In addition to traditional IT spending, financial services institutions will invest another $100 billion in external spending on business process transformation by 2010. Here are five megatrends to watch. |
Wall Street & Technology
September 23, 2005
Larry Tabb |
To Have and to Hold Should financial firms spend money either to build or acquire client-facing front ends? Or, do firms stay front-end agnostic, partnering with a few select platforms for greater integration, but allow all others to connect via a FIX connection? |
Registered Rep.
September 22, 2005
John Churchill |
Morgan Stanley's Retail Unit Posts Mixed Third Quarter The company's retail brokerage recorded pretax tax profits of $30 million for the third quarter, a healthy 36% gain over last year, despite a continued exodus of advisors and large legal and regulatory costs. But client assets fell versus the prior quarter, an ominous sign. |
The Motley Fool
September 22, 2005
Stephen D. Simpson |
Is A.G. Edwards A-OK? The financial services company doesn't operate like its peers -- and that's a plus for investors. |
Registered Rep.
September 21, 2005
Susan Konig |
Rogue Broker's Management Culpable Raymond James Financial Services (RJFS) was ordered to pay a $6.9 million fine to the SEC for failing to supervise Dennis Herula, a former broker who is currently in prison after pleading guilty to federal charges of fraud. |
The Motley Fool
September 21, 2005
Stephen D. Simpson |
Morgan Moves On In the wake of a high-profile battle at the top, Morgan Stanley tries to get back to the business of business. But is the board up to snuff and concerned with protecting regular shareholders? |
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