Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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The Motley Fool August 26, 2005 Tim Beyers	Yet Another Fund Flap When it comes to your mutual funds, it's best to follow the money. SEC evidence shows that Southern bank AmSouth's funds were and may still be a waste of your time.
OCC Bulletin August 24, 2005	Community Reinvestment Act The revisions to the Community Reinvestment Act regulations, effective September 1, 2005, include a new test -- the community development test -- for intermediate small banks.
OCC Bulletin August 24, 2005	Community Reinvestment Act The final rule revising the Community Reinvestment Act will make key changes to the Office of the Comptroller of the Currency regulations.
Registered Rep. August 23, 2005 John Churchill	Proprietary Matters for AEFA and UBS Selling proprietary product via a firm's own sales force was once considered a great strategy for maximizing revenue. In another sign that that strategy is dead: UBS and Ameriprise are now embroiled in separate class-actions suits.
Wall Street & Technology August 22, 2005 Maria Wakem	Restructuring Risk As new risks such as data loss and regulatory litigation continue to impact the financial services industry, what falls under the risk management umbrella is changing.
Wall Street & Technology August 22, 2005 Leslie Kramer	Always Be Prepared As acts of terrorism continue to be perpetrated around the world, and natural disasters, such as hurricanes, earthquakes and floods, threaten the nation's coastlines, financial institutions need to make sure that their information is secure.
Wall Street & Technology August 22, 2005 Maria Wakem	Lines of Communication Technology has played a crucial role in speeding up the search and retrieval process, most firms still are looking for ways to improve their current systems to facilitate search across communications channels.
Wall Street & Technology August 22, 2005 Paul Allen	The Long Road to Integration Once firms have combined operations, getting the most out of their potential strength is not as easy as it first appeared.
Wall Street & Technology August 22, 2005 Paul Allen	Reconcilable Differences RBC Global Services now is preparing to implement London-based SmartStream Technologies' TLM Reconciliations platform.
Wall Street & Technology August 22, 2005 Atul Seth	Mutual Fund Musts Seven key compliance imperatives that will have a major impact on the mutual fund industry over the next year and suggestions on how firms can meet the challenges posed by the requirements successfully.
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