Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Financial Planning July 1, 2005 James A. Barnash	Why We're Suing The FPA president explains the lawsuit over the SEC's broker-dealer rule that exempted certain broker-dealers from disclosure standards that apply to investment advisers and most financial planners.
Financial Planning July 1, 2005 Kathy Gevlin	Adviser Pulse Although the market is driving the investment industry toward a more holistic wealth-management approach, the transition itself needs to be carefully managed.
Financial Planning July 1, 2005 Jennifer A. Liptow	On The Job New York Life Insurance Co. has promoted Scott L. Berlin to... James Bowman has been elected senior vice president and appointed head of the new Life Division of... Federated Investors in Pittsburgh has appointed Curtis R. Gross director of ... etc.
Financial Planning July 1, 2005 Joshua Weinberger	White Paper A new theory of financial behavior: The seeming irrationality of the typical investor is, in fact, a series of adaptive responses to an uncertain, rapidly changing environment.
Financial Planning July 1, 2005 Melanie DeCarolis	Practice Tips Using the media is a powerful and cost-effective way for motivated financial planners to build both credibility and their books of business. Here are a few ways to encourage journalists to seek you out.
Financial Planning July 1, 2005 Alison L. McConnell	The Muni Market Demand for private-activity bonds could rise if Congress approves legislation that would repeal the individual alternative minimum tax.
Financial Planning July 1, 2005 Pamela Black	Bookshelf How to Be a Chief Retirement Officer (CRO), by Thomas Rowley advises planners on how to get their clients to take action, defining the role of a CRO and how to find the ideal clients.
Wall Street & Technology July 1, 2005 Ivy Schmerken	The New Sell-Side Trader: Execution Consultant Brokers are morphing into execution consultants to advise the buy side on selecting algorithms and measuring performance. But how will the sell side reinvent the institutional sales trader?
Wall Street & Technology July 1, 2005 Anthony Guerra	SIA Seeks VoIP Deal Phase 1 of a Securities Industry Association pilot program has begun to find one or two Voice over IP vendors that best meet the industry's needs for everything from disaster recovery to communicating on the trading floor.
Wall Street & Technology July 1, 2005 Jim Middlemiss	CIO Challenge As more and more clients look to conduct transactions via electronic channels, investment management firms are improving their electronic servicing systems. Boosting online search capabilities and integrating call center systems and Web platforms can enhance self-service.
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