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Financial Advisor
February 2005
Karen DeMasters |
Flying High Wightman is the founder of Wightman Financial Network LLC. He only accepts clients who are willing to let him make the investment decisions and who agree with his philosophy of life, which centers on achievements more than monetary goals.   |
Financial Advisor
February 2005
Richard B. Wagner |
Enigmatic Expectations Financial planners are unique in their work with individuals in attempting to reconcile personal, here-and-now choices with uncertain futures. |
Foundation News & Commentary
Jan/Feb 2005
Heather Peeler |
Russell Investment Group Here's a spotlight on this financial group that provides products and services to foundations. |
OCC Bulletin
February 2, 2005 |
Standards for National Banks' Residential Mortgage Lending Practices OCC guidelines establishing standards to further ensure that national banks do not become involved in predatory, abusive, unfair, or deceptive residential mortgage lending practices take effect 60 days after their publication in the federal register. |
Registered Rep.
February 1, 2005
Pam Black |
Why More Reps Are Getting Their Kicks on Route 66 What's driving top reps to Series 66 RIA designation is not regulatory rules. It's changes in the wirehouse environment that, newly minted RIAs say, made it harder for them to do their own thing. |
Registered Rep.
February 1, 2005
David A. Geracioti |
American Express to Exit the Financial Advisory Business American Express Financial Advisors will be spun off to shareholders and not sold because of adverse tax consequences that shareholders would have faced in a sale. American Express shares jumped 6.4% on the news. |
Registered Rep.
February 1, 2005
John Churchill |
A Monster Issue Will the SEC withdraw the Broker-Dealer Exemption, causing reps to back away from adviser status? If so, the impact could cause substantial disruption in the markets. |
Registered Rep.
February 1, 2005
Leitch & Churchill |
Personal Help For Tsunami Victims A UBS adviser took 10 days leave to volunteer in Southeast Asia after the devastating tsunami... Citigroup announced a $3 million contribution... Merrill Lynch pledged $1 million... etc. |
Registered Rep.
February 1, 2005
John Churchill |
Retirement Class Making a profit in smaller qualified retirement plans has been difficult for advisors because of high costs. However, it's gotten easier in the past couple years, thanks to the emergence of "R" shares, or retirement shares. |
Registered Rep.
February 1, 2005 |
60 Seconds with Bill Nasgovitz Named an Outstanding Broker in 1981 and now celebrating the 20th anniversary of his Heartland Value Fund this year, Heartland Advisors president Bill Nasgovitz focuses on 10-year returns and weathering market dips. |
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