Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

Old Articles: <Older 2411-2420 Newer>

U.S. Banker December 2004 Lee Conrad	Compliance: Hedge Fund Registration Sparks Broad Criticism The Securities and Exchange Commission's decision to register most of the estimated 8,350 hedge funds is drawing heavy criticism from the business community and some government officials.
U.S. Banker December 2004 Michael Sisk	Enterprise: S1 Takes a Shot at Steering the Whole Ship S1 Corp.'s ambitious goal of providing the first integrated, multi-channel front-office platform is being put to the test by Zions Bank.
InternetNews December 1, 2004 Clint Boulton	IBM, NYSE Set for Major Software Pact In an example of how high-tech vendors are shoring up deals in the financial services industry, IBM will announce a major technology pact with the New York Stock Exchange next Thursday.
OCC Bulletin December 1, 2004	Notice of Comptroller of the Currency Fees for Year 2005 The purpose of this issuance is to inform all national banks and federal branches and agencies of fees charged by the Office of the Comptroller of the Currency for year 2005. Changes are effective January 1, 2005.
Registered Rep. December 1, 2004 David A. Gaffen	Meet the New Boss, Different From the Old Boss November's news that Bob Mulholland was leaving Merrill Lynch wasn't entirely a surprise. He had been co-head of the 14,000-strong retail brokerage unit, but Merrill insiders figured all along that only one boss would prevail.
Registered Rep. December 1, 2004 Stan Luxenberg	Is the Juice Worth the Squeeze? The overhaul of the mutual fund industry spearheaded by Eliot Spitzer is widely viewed as a victory for investors, but some analysts are challenging that notion.
Registered Rep. December 1, 2004 David A. Gaffen	Quietly Active The annual Securities Industry Association conference exuded an odd serenity, at least until the speakers invoked the name of Eliot Spitzer.
Registered Rep. December 1, 2004	A Smaller Share of SMAs for the Lions Distribution Channels: Share of Separate Account Assets
Registered Rep. December 1, 2004 David A. Gaffen	Merrill Watching Consolidation with Eyes Wide Open James Gorman, head of Merrill Lynch's private client group, believes the brokerage industry will continue to consolidate in the coming years.
Registered Rep. December 1, 2004	Comings & Goings High-net-worth brokers move to Morgan Stanley's private wealth management group... Former Philadelphia Flyers left winger Brian Propp has joined New Jersey-based Harbor Lights Financial Group... etc.
<Older 2411-2420 Newer> Return to current articles.