Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

Old Articles: <Older 2061-2070 Newer>

Registered Rep. September 1, 2004 Christie Matheson	Diary of a Downgrade Morning A morning in the life of a sell-side analyst.
Registered Rep. September 13, 2004 John Churchill	A Broker or An Advisor? A hot topic among the financial planning community as financial planners continue to try to define and bolster themselves as a profession: fiduciary status. Of particular concern is the "broker-dealer exemption rule" to the Investment Advisers Act of 1940.
BusinessWeek September 20, 2004 Emily Thornton	Fed Up -- And Fighting Back After years of discrimination, women on Wall Street are turning up the heat. Still, if current trends continue, the Street may become even more of a man's world than it was in the 1970s.
BusinessWeek September 20, 2004 Matt Kovac	Taking On Taiwan's Banks Can Kong Jaw-sheng reform a crowded, poorly performing sector? While he has the backing of Taiwan's president, resistance is building in Parliament and among labor unions that fear layoffs of bank workers.
BusinessWeek September 20, 2004 Stanley Reed	Will Cazenove Be A Blushing Bride? Short of capital, the venerable City firm is exploring a union with a big bank.
Registered Rep. September 10, 2004 Anne Field	College Savings Boot Camp in New York The overall message? With only 8 percent of people saving for college having invested in 529 plans, advisors need to better educate their clients about the tax benefits of these plans.
OCC Bulletin September 9, 2004	Community Reinvestment Act The U.S. Census data, which are based on 2000 income data, were recently updated to reflect revisions made by the Office of Management and Budget to the definitions and boundaries of MSAs and MDs.
The Motley Fool September 9, 2004 Bill Mann	Frank Quattrone Is a Bad Man But should the former Credit Suisse First Boston invetment banker go to jail to pay for the sins of hundreds?
OCC Bulletin September 8, 2004	FFIEC Customer Brochure To assist depository institutions' efforts in raising customer awareness of identity theft and similar crimes, "Protecting Customers' Personal Financial Information" outlines steps bank customers should take to reduce the risk of identity theft.
The Motley Fool September 8, 2004 Tim Beyers	INVESCO Moves On The fund firm and partner AIM Investments agree to a $450 million settlement.
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