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Wall Street & Technology
August 27, 2004
Larry Tabb |
Independent Aggregation: An Oxymoron Aggregation's time has come, but independent providers have gone. It is technology that the industry needs and brokers can't live without, but does the act of acquiring a platform devalue it?   |
Registered Rep.
August 26, 2004
Will Leitch |
SEC Fines Seven More Broker/Dealers The SEC has nailed some additional broker/dealers for failing to disclose payment relationships they had with companies their research departments covered. |
OCC Bulletin
August 25, 2004 |
Final Rule Implementing Check Clearing for the 21st Century Act On July 26, 2004, the Federal Reserve Board released final amendments to Regulation CC and its commentary to implement the Check Clearing for the 21st Century Act, which was enacted on October 28, 2003, and becomes effective on October 28, 2004. |
The Motley Fool
August 25, 2004
Nathan Slaughter |
H&R Block Files One Away Declining mortgage margins sink the tax-preparation specialist's first quarter. |
Inc.
September 2004
Ed Welles |
Your Father's Bank Burke & Herbert is old-fashioned to the core and doesn't want to be anything but a community bank. Yet none of the five largest banks in the country has an efficiency ratio that can touch Burke & Herbert's. |
The Motley Fool
August 24, 2004
Rick Aristotle Munarriz |
Jackson's High Five The country's second-largest tax-preparation specialist behind H&R Block went public back in June. Jackson Hewitt Tax Service posted its first quarterly results as a stand-alone entity. |
InternetNews
August 20, 2004
Susan Kuchinskas |
Phishers Are Getting Together Free 'phishing kits' on the Web are making this scam easier than ever. |
Registered Rep.
August 20, 2004 |
Meting out Justice: NASD Issues 'Extraordinary Remedy' on Broker/Dealer for Market-Timing Abuse In its investigation, the regulator found that from January 2001 through August 2002, National helped four hedge fund clients conduct market-timing in 13 funds that prohibited or restricted such activity. |
The Motley Fool
August 20, 2004
Nathan Parmelee |
Cash and a Slurpee Is banking in store for the convenience store king, 7-Eleven? Look to retailer Ito Yokado Group and 7-Eleven Japan for the answer. Shares are up around 18% this year in a market that has been sideways to down. |
OCC Bulletin
August 19, 2004 |
Fundamental Change in Asset Composition of a Bank Regulations now require a national bank to obtain prior written OCC approval before changing the composition of its assets through sales or after having sold assets, subsequently purchasing assets or otherwise expanding its operations. |
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