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On Wall Street November 1, 2011 Jerry Webman |
The Global Government Bonds Advantage Facing the debt-ratings downgrade in the U.S. and the ongoing sovereign debt train wreck in western Europe, fixed income investors are taking a new look at government bonds from unexpected regions and accepting payment in unfamiliar currencies.  |
On Wall Street November 1, 2011 Anthony Eames |
SRI Strategies Move From Niche To Mainstream Here's a provocative statement: in 10 years, nearly all investment strategies will involve some form of sustainable and responsible investment.  |
On Wall Street November 1, 2011 Elizabeth Wine |
Hoping For A Shopping Spree It was an odd summer for equity markets, as investors shrugged off upbeat corporate earnings and sold stocks, fretting instead about the U.S. slipping into another recession and the ongoing debt crisis in Europe.  |
On Wall Street November 1, 2011 Elizabeth Wine |
The Unfaithful Client Cheating on a financial advisor is a known, but frowned-upon client practice. But new research says that it has been gaining traction among high-net-worth households since the market turmoil began in 2008, with many clients bolstering their stable of advisors.  |
On Wall Street November 1, 2011 Lorie Konish |
A Foreign Investor Fights To Go To FINRA Arbitration A federal lawsuit recently filed by Citigroup Global Markets Inc. against a set of Saudi family investors with a $383 million claim against the firm will determine whether that case can proceed to arbitration.  |
On Wall Street November 1, 2011 Michelle Lodge |
Five Questions With Patrick Kennedy So-called sympathy pricing, or discounting, of transactional trades runs rampant in the full-service brokerage industry, says Patrick Kennedy, co-founder and VP, product and technology, for the intelligence-solutions firm PriceMetrix.  |
On Wall Street November 1, 2011 |
Who's News Wells Fargo Advisors hired a father-son advisor team in Oak Brook, Ill., Wells Fargo has also hired Morgan Stanley Smith Barney advisor Joseph Jaworski in Melville, N.Y., and Morgan Stanley Smith Barney hired Frank Roccisano from UBS.  |
On Wall Street November 1, 2011 Todd Colbeck |
Your Clients Are Your Best Calling Card More than half of all new clients of financial advisors come from active and passive referrals according to studies of advisor best practices.  |
On Wall Street November 1, 2011 Alan J. Foxman |
The Uncooperative Client Questions about negligent clients, trademarks, and email archiving are discussed.  |
On Wall Street November 1, 2011 Darlys S. Harmon-Vaught |
When "I Do" Becomes "I'm Done" A client needs a financial advisor well versed in the division of marital assets, its tax implications and state laws. Such an advisor can help one side of a divorcing couple make the best of a tough and life-changing situation.  |
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